The Rise and Potential of Large Language Model Based Agents: A Survey

For a long time, humanity has pursued artificial intelligence (AI) equivalent to or surpassing the human level, with AI agents considered a promising vehicle for this pursuit. AI agents are artificial entities that sense their environment, make decisions, and take actions. Many efforts have been made to develop intelligent agents, but they mainly focus on advancement in algorithms or training strategies to enhance specific capabilities or performance on particular tasks. Actually, what the community lacks is a general and powerful model to serve as a starting point for designing AI agents that can adapt to diverse scenarios. Due to the versatile capabilities they demonstrate, large language models (LLMs) are regarded as potential sparks for Artificial General Intelligence (AGI), offering hope for building general AI agents. Many researchers have leveraged LLMs as the foundation to build AI agents and have achieved significant progress. In this paper, we perform a comprehensive survey on LLM-based agents. We start by tracing the concept of agents from its philosophical origins to its development in AI, and explain why LLMs are suitable foundations for agents. Building upon this, we present a general framework for LLM-based agents, comprising three main components: brain, perception, and action, and the framework can be tailored for different applications. Subsequently, we explore the extensive applications of LLM-based agents in three aspects: single-agent scenarios, multi-agent scenarios, and human-agent cooperation. Following this, we delve into agent societies, exploring the behavior and personality of LLM-based agents, the social phenomena that emerge from an agent society, and the insights they offer for human society. Finally, we discuss several key topics and open problems within the field. A repository for the related papers at https://github.com/WooooDyy/LLM-Agent-Paper-List.

Secrets of RLHF in Large Language Models Part I: PPO

Large language models (LLMs) have formulated a blueprint for the advancement of artificial general intelligence. Its primary objective is to function as a human-centric (helpful, honest, and harmless) assistant. Alignment with humans assumes paramount significance, and reinforcement learning with human feedback (RLHF) emerges as the pivotal technological paradigm underpinning this pursuit. Current technical routes usually include \textbf{reward models} to measure human preferences, \textbf{Proximal Policy Optimization} (PPO) to optimize policy model outputs, and \textbf{process supervision} to improve step-by-step reasoning capabilities. However, due to the challenges of reward design, environment interaction, and agent training, coupled with huge trial and error cost of large language models, there is a significant barrier for AI researchers to motivate the development of technical alignment and safe landing of LLMs. The stable training of RLHF has still been a puzzle. In the first report, we dissect the framework of RLHF, re-evaluate the inner workings of PPO, and explore how the parts comprising PPO algorithms impact policy agent training. We identify policy constraints being the key factor for the effective implementation of the PPO algorithm. Therefore, we explore the PPO-max, an advanced version of PPO algorithm, to efficiently improve the training stability of the policy model. Based on our main results, we perform a comprehensive analysis of RLHF abilities compared with SFT models and ChatGPT. The absence of open-source implementations has posed significant challenges to the investigation of LLMs alignment. Therefore, we are eager to release technical reports, reward models and PPO codes, aiming to make modest contributions to the advancement of LLMs.

Towards Reliable Neural Machine Translation with Consistency-Aware Meta-Learning

Neural machine translation (NMT) has achieved remarkable success in producing high-quality translations. However, current NMT systems suffer from a lack of reliability, as their outputs that are often affected by lexical or syntactic changes in inputs, resulting in large variations in quality. This limitation hinders the practicality and trustworthiness of NMT. A contributing factor to this problem is that NMT models trained with the one-to-one paradigm struggle to handle the source diversity phenomenon, where inputs with the same meaning can be expressed differently. In this work, we treat this problem as a bilevel optimization problem and present a consistency-aware meta-learning (CAML) framework derived from the model-agnostic meta-learning (MAML) algorithm to address it. Specifically, the NMT model with CAML (named CoNMT) first learns a consistent meta representation of semantically equivalent sentences in the outer loop. Subsequently, a mapping from the meta representation to the output sentence is learned in the inner loop, allowing the NMT model to translate semantically equivalent sentences to the same target sentence. We conduct experiments on the NIST Chinese to English task, three WMT translation tasks, and the TED M2O task. The results demonstrate that CoNMT effectively improves overall translation quality and reliably handles diverse inputs.

Learning Decoupled Retrieval Representation for Nearest Neighbour Neural Machine Translation

K-Nearest Neighbor Neural Machine Translation (kNN-MT) successfully incorporates external corpus by retrieving word-level representations at test time. Generally, kNN-MT borrows the off-the-shelf context representation in the translation task, e.g., the output of the last decoder layer, as the query vector of the retrieval task. In this work, we highlight that coupling the representations of these two tasks is sub-optimal for fine-grained retrieval. To alleviate it, we leverage supervised contrastive learning to learn the distinctive retrieval representation derived from the original context representation. We also propose a fast and effective approach to constructing hard negative samples. Experimental results on five domains show that our approach improves the retrieval accuracy and BLEU score compared to vanilla kNN-MT.

Learning to Generalize to More: Continuous Semantic Augmentation for Neural Machine Translation

The principal task in supervised neural machine translation (NMT) is to learn to generate target sentences conditioned on the source inputs from a set of parallel sentence pairs, and thus produce a model capable of generalizing to unseen instances. However, it is commonly observed that the generalization performance of the model is highly influenced by the amount of parallel data used in training. Although data augmentation is widely used to enrich the training data, conventional methods with discrete manipulations fail to generate diverse and faithful training samples. In this paper, we present a novel data augmentation paradigm termed Continuous Semantic Augmentation (CsaNMT), which augments each training instance with an adjacency semantic region that could cover adequate variants of literal expression under the same meaning. We conduct extensive experiments on both rich-resource and low-resource settings involving various language pairs, including WMT14 English-{German,French}, NIST Chinese-English and multiple low-resource IWSLT translation tasks. The provided empirical evidences show that CsaNMT sets a new level of performance among existing augmentation techniques, improving on the state-of-the-art by a large margin. The core codes are contained in Appendix E.

Uncertainty-Aware Semantic Augmentation for Neural Machine Translation

As a sequence-to-sequence generation task, neural machine translation (NMT) naturally contains intrinsic uncertainty, where a single sentence in one language has multiple valid counterparts in the other. However, the dominant methods for NMT only observe one of them from the parallel corpora for the model training but have to deal with adequate variations under the same meaning at inference. This leads to a discrepancy of the data distribution between the training and the inference phases. To address this problem, we propose uncertainty-aware semantic augmentation, which explicitly captures the universal semantic information among multiple semantically-equivalent source sentences and enhances the hidden representations with this information for better translations. Extensive experiments on various translation tasks reveal that our approach significantly outperforms the strong baselines and the existing methods.

On Learning Universal Representations Across Languages

Recent studies have demonstrated the overwhelming advantage of cross-lingual pre-trained models (PTMs), such as multilingual BERT and XLM, on cross-lingual NLP tasks. However, existing approaches essentially capture the co-occurrence among tokens through involving the masked language model (MLM) objective with token-level cross entropy. In this work, we extend these approaches to learn sentence-level representations, and show the effectiveness on cross-lingual understanding and generation. We propose Hierarchical Contrastive Learning (HiCTL) to (1) learn universal representations for parallel sentences distributed in one or multiple languages and (2) distinguish the semantically-related words from a shared cross-lingual vocabulary for each sentence. We conduct evaluations on three benchmarks: language understanding tasks (QQP, QNLI, SST-2, MRPC, STS-B and MNLI) in the GLUE benchmark, cross-lingual natural language inference (XNLI) and machine translation. Experimental results show that the HiCTL obtains an absolute gain of 1.0%/2.2% accuracy on GLUE/XNLI as well as achieves substantial improvements of +1.7-+3.6 BLEU on both the high-resource and low-resource English-to-X translation tasks over strong baselines. We will release the source codes as soon as possible.