CFinBench: A Comprehensive Chinese Financial Benchmark for Large Language Models

Large language models (LLMs) have achieved remarkable performance on various NLP tasks, yet their potential in more challenging and domain-specific task, such as finance, has not been fully explored. In this paper, we present CFinBench: a meticulously crafted, the most comprehensive evaluation benchmark to date, for assessing the financial knowledge of LLMs under Chinese context. In practice, to better align with the career trajectory of Chinese financial practitioners, we build a systematic evaluation from 4 first-level categories: (1) Financial Subject: whether LLMs can memorize the necessary basic knowledge of financial subjects, such as economics, statistics and auditing. (2) Financial Qualification: whether LLMs can obtain the needed financial qualified certifications, such as certified public accountant, securities qualification and banking qualification. (3) Financial Practice: whether LLMs can fulfill the practical financial jobs, such as tax consultant, junior accountant and securities analyst. (4) Financial Law: whether LLMs can meet the requirement of financial laws and regulations, such as tax law, insurance law and economic law. CFinBench comprises 99,100 questions spanning 43 second-level categories with 3 question types: single-choice, multiple-choice and judgment. We conduct extensive experiments of 50 representative LLMs with various model size on CFinBench. The results show that GPT4 and some Chinese-oriented models lead the benchmark, with the highest average accuracy being 60.16%, highlighting the challenge presented by CFinBench. The dataset and evaluation code are available at https://cfinbench.github.io/.

Enhancing Idiomatic Representation in Multiple Languages via an Adaptive Contrastive Triplet Loss

Accurately modeling idiomatic or non-compositional language has been a longstanding challenge in Natural Language Processing (NLP). This is partly because these expressions do not derive their meanings solely from their constituent words, but also due to the scarcity of relevant data resources, and their impact on the performance of downstream tasks such as machine translation and simplification. In this paper we propose an approach to model idiomaticity effectively using a triplet loss that incorporates the asymmetric contribution of components words to an idiomatic meaning for training language models by using adaptive contrastive learning and resampling miners to build an idiomatic-aware learning objective. Our proposed method is evaluated on a SemEval challenge and outperforms previous alternatives significantly in many metrics.

AgentGym: Evolving Large Language Model-based Agents across Diverse Environments

Building generalist agents that can handle diverse tasks and evolve themselves across different environments is a long-term goal in the AI community. Large language models (LLMs) are considered a promising foundation to build such agents due to their generalized capabilities. Current approaches either have LLM-based agents imitate expert-provided trajectories step-by-step, requiring human supervision, which is hard to scale and limits environmental exploration; or they let agents explore and learn in isolated environments, resulting in specialist agents with limited generalization. In this paper, we take the first step towards building generally-capable LLM-based agents with self-evolution ability. We identify a trinity of ingredients: 1) diverse environments for agent exploration and learning, 2) a trajectory set to equip agents with basic capabilities and prior knowledge, and 3) an effective and scalable evolution method. We propose AgentGym, a new framework featuring a variety of environments and tasks for broad, real-time, uni-format, and concurrent agent exploration. AgentGym also includes a database with expanded instructions, a benchmark suite, and high-quality trajectories across environments. Next, we propose a novel method, AgentEvol, to investigate the potential of agent self-evolution beyond previously seen data across tasks and environments. Experimental results show that the evolved agents can achieve results comparable to SOTA models. We release the AgentGym suite, including the platform, dataset, benchmark, checkpoints, and algorithm implementations. The AgentGym suite is available on https://github.com/WooooDyy/AgentGym.

Identifying every building's function in large-scale urban areas with multi-modality remote-sensing data

Buildings, as fundamental man-made structures in urban environments, serve as crucial indicators for understanding various city function zones. Rapid urbanization has raised an urgent need for efficiently surveying building footprints and functions. In this study, we proposed a semi-supervised framework to identify every building's function in large-scale urban areas with multi-modality remote-sensing data. In detail, optical images, building height, and nighttime-light data are collected to describe the morphological attributes of buildings. Then, the area of interest (AOI) and building masks from the volunteered geographic information (VGI) data are collected to form sparsely labeled samples. Furthermore, the multi-modality data and weak labels are utilized to train a segmentation model with a semi-supervised strategy. Finally, results are evaluated by 20,000 validation points and statistical survey reports from the government. The evaluations reveal that the produced function maps achieve an OA of 82% and Kappa of 71% among 1,616,796 buildings in Shanghai, China. This study has the potential to support large-scale urban management and sustainable urban development. All collected data and produced maps are open access at https://github.com/LiZhuoHong/BuildingMap.

Self-Demos: Eliciting Out-of-Demonstration Generalizability in Large Language Models

Large language models (LLMs) have shown promising abilities of in-context learning (ICL), adapting swiftly to new tasks with only few-shot demonstrations. However, current few-shot methods heavily depend on high-quality, query-specific demos, which are often lacking. When faced with out-of-demonstration (OOD) queries, methods that rely on hand-crafted demos or external retrievers might fail. To bridge the gap between limited demos and OOD queries, we propose Self-Demos, a novel prompting method that elicits the inherent generalizability in LLMs by query-aware demo generation. The generated demos strategically interpolate between existing demos and the given query, transforming the query from OOD to ID. To evaluate the effectiveness of our approach, we manually constructed OOD-Toolset, a dataset in the tool-using scenario with over 300 real-world APIs and 1000 instances, each consisting of three tool-use cases as demos and an OOD query. Thorough experiments on our dataset and two public math benchmarks have shown that our method can outperform state-of-the-art baselines in the OOD setting. Moreover, we conduct a range of analyses to validate Self-Demos's generalization and provide more insights.

Learning without Exact Guidance: Updating Large-scale High-resolution Land Cover Maps from Low-resolution Historical Labels

Large-scale high-resolution (HR) land-cover mapping is a vital task to survey the Earth's surface and resolve many challenges facing humanity. However, it is still a non-trivial task hindered by complex ground details, various landforms, and the scarcity of accurate training labels over a wide-span geographic area. In this paper, we propose an efficient, weakly supervised framework (Paraformer) to guide large-scale HR land-cover mapping with easy-access historical land-cover data of low resolution (LR). Specifically, existing land-cover mapping approaches reveal the dominance of CNNs in preserving local ground details but still suffer from insufficient global modeling in various landforms. Therefore, we design a parallel CNN-Transformer feature extractor in Paraformer, consisting of a downsampling-free CNN branch and a Transformer branch, to jointly capture local and global contextual information. Besides, facing the spatial mismatch of training data, a pseudo-label-assisted training (PLAT) module is adopted to reasonably refine LR labels for weakly supervised semantic segmentation of HR images. Experiments on two large-scale datasets demonstrate the superiority of Paraformer over other state-of-the-art methods for automatically updating HR land-cover maps from LR historical labels.

DenseMamba: State Space Models with Dense Hidden Connection for Efficient Large Language Models

Large language models (LLMs) face a daunting challenge due to the excessive computational and memory requirements of the commonly used Transformer architecture. While state space model (SSM) is a new type of foundational network architecture offering lower computational complexity, their performance has yet to fully rival that of Transformers. This paper introduces DenseSSM, a novel approach to enhance the flow of hidden information between layers in SSMs. By selectively integrating shallowlayer hidden states into deeper layers, DenseSSM retains fine-grained information crucial for the final output. Dense connections enhanced DenseSSM still maintains the training parallelizability and inference efficiency. The proposed method can be widely applicable to various SSM types like RetNet and Mamba. With similar model size, DenseSSM achieves significant improvements, exemplified by DenseRetNet outperforming the original RetNet with up to 5% accuracy improvement on public benchmarks. code is avalaible at https://github.com/WailordHe/DenseSSM

Real-Time Adaptive Safety-Critical Control with Gaussian Processes in High-Order Uncertain Models

This paper presents an adaptive online learning framework for systems with uncertain parameters to ensure safety-critical control in non-stationary environments. Our approach consists of two phases. The initial phase is centered on a novel sparse Gaussian process (GP) framework. We first integrate a forgetting factor to refine a variational sparse GP algorithm, thus enhancing its adaptability. Subsequently, the hyperparameters of the Gaussian model are trained with a specially compound kernel, and the Gaussian model's online inferential capability and computational efficiency are strengthened by updating a solitary inducing point derived from new samples, in conjunction with the learned hyperparameters. In the second phase, we propose a safety filter based on high-order control barrier functions (HOCBFs), synergized with the previously trained learning model. By leveraging the compound kernel from the first phase, we effectively address the inherent limitations of GPs in handling high-dimensional problems for real-time applications. The derived controller ensures a rigorous lower bound on the probability of satisfying the safety specification. Finally, the efficacy of our proposed algorithm is demonstrated through real-time obstacle avoidance experiments executed using both a simulation platform and a real-world 7-DOF robot.

Online Efficient Safety-Critical Control for Mobile Robots in Unknown Dynamic Multi-Obstacle Environments

This paper proposes a LiDAR-based goal-seeking and exploration framework, addressing the efficiency of online obstacle avoidance in unstructured environments populated with static and moving obstacles. This framework addresses two significant challenges associated with traditional dynamic control barrier functions (D-CBFs): their online construction and the diminished real-time performance caused by utilizing multiple D-CBFs. To tackle the first challenge, the framework's perception component begins with clustering point clouds via the DBSCAN algorithm, followed by encapsulating these clusters with the minimum bounding ellipses (MBEs) algorithm to create elliptical representations. By comparing the current state of MBEs with those stored from previous moments, the differentiation between static and dynamic obstacles is realized, and the Kalman filter is utilized to predict the movements of the latter. Such analysis facilitates the D-CBF's online construction for each MBE. To tackle the second challenge, we introduce buffer zones, generating Type-II D-CBFs online for each identified obstacle. Utilizing these buffer zones as activation areas substantially reduces the number of D-CBFs that need to be activated. Upon entering these buffer zones, the system prioritizes safety, autonomously navigating safe paths, and hence referred to as the exploration mode. Exiting these buffer zones triggers the system's transition to goal-seeking mode. We demonstrate that the system's states under this framework achieve safety and asymptotic stabilization. Experimental results in simulated and real-world environments have validated our framework's capability, allowing a LiDAR-equipped mobile robot to efficiently and safely reach the desired location within dynamic environments containing multiple obstacles.

LongAgent: Scaling Language Models to 128k Context through Multi-Agent Collaboration

Large language models (LLMs) have demonstrated impressive performance in understanding language and executing complex reasoning tasks. However, LLMs with long context windows have been notorious for their expensive training costs and high inference latency. Even the most advanced models such as GPT-4 and Claude2 often make mistakes when processing inputs of over $100k$ tokens, a phenomenon also known as \textit{lost in the middle}. In this paper, we propose \textsc{LongAgent}, a method based on multi-agent collaboration, which scales LLMs (e.g., LLaMA) to a context of 128K and demonstrates potential superiority in long-text processing compared to GPT-4. In \textsc{LongAgent}, a leader is responsible for understanding user intent and directing team members to acquire information from documents. Due to members' hallucinations, it is non-trivial for a leader to obtain accurate information from the responses of dozens to hundreds of members. To address this, we develop an \textit{inter-member communication} mechanism to resolve response conflicts caused by hallucinations through information sharing. Our experimental results indicate that \textsc{LongAgent} offers a promising alternative for long-text processing. The agent team instantiated with LLaMA-7B achieves significant improvements in tasks such as 128k-long text retrieval, multi-hop question answering, compared to GPT-4.