Improving Group Connectivity for Generalization of Federated Deep Learning

Federated learning (FL) involves multiple heterogeneous clients collaboratively training a global model via iterative local updates and model fusion. The generalization of FL's global model has a large gap compared with centralized training, which is its bottleneck for broader applications. In this paper, we study and improve FL's generalization through a fundamental ``connectivity'' perspective, which means how the local models are connected in the parameter region and fused into a generalized global model. The term ``connectivity'' is derived from linear mode connectivity (LMC), studying the interpolated loss landscape of two different solutions (e.g., modes) of neural networks. Bridging the gap between LMC and FL, in this paper, we leverage fixed anchor models to empirically and theoretically study the transitivity property of connectivity from two models (LMC) to a group of models (model fusion in FL). Based on the findings, we propose FedGuCci and FedGuCci+, improving group connectivity for better generalization. It is shown that our methods can boost the generalization of FL under client heterogeneity across various tasks (4 CV datasets and 6 NLP datasets), models (both convolutional and transformer-based), and training paradigms (both from-scratch and pretrain-finetune).

Model Tailor: Mitigating Catastrophic Forgetting in Multi-modal Large Language Models

Catastrophic forgetting emerges as a critical challenge when fine-tuning multi-modal large language models (MLLMs), where improving performance on unseen tasks often leads to a significant performance drop on the original tasks. This paper presents a comprehensive analysis of catastrophic forgetting in MLLMs and introduces a post-training adjustment method called Model Tailor. Our method primarily preserves the pre-trained parameters while replacing a small number ($\leq$ 10\%) of fine-tuned parameters, maintaining $\sim$ 99\% effectiveness on original tasks versus pre-training, and achieving $\sim$ 97\% on new tasks compared to standard fine-tuning. Specifically, we derive a sparse mask to identify the "model patch", based on a fusion strategy that integrates salience and sensitivity analysis. Subsequently, a compensation mechanism is introduced to "decorate the patch", enhancing the model's performance on both target and original tasks. Additionally, our method is adaptable to multi-task scenarios. Through extensive experiments on InstructBLIP and LLaVA-1.5 in both image captioning and visual question answering tasks, our approach demonstrates significant task adaptability while preserving inherent pre-trained capabilities.

OpenFedLLM: Training Large Language Models on Decentralized Private Data via Federated Learning

Trained on massive publicly available data, large language models (LLMs) have demonstrated tremendous success across various fields. While more data contributes to better performance, a disconcerting reality is that high-quality public data will be exhausted in a few years. In this paper, we offer a potential next step for contemporary LLMs: collaborative and privacy-preserving LLM training on the underutilized distributed private data via federated learning (FL), where multiple data owners collaboratively train a shared model without transmitting raw data. To achieve this, we build a concise, integrated, and research-friendly framework/codebase, named OpenFedLLM. It covers federated instruction tuning for enhancing instruction-following capability, federated value alignment for aligning with human values, and 7 representative FL algorithms. Besides, OpenFedLLM supports training on diverse domains, where we cover 8 training datasets; and provides comprehensive evaluations, where we cover 30+ evaluation metrics. Through extensive experiments, we observe that all FL algorithms outperform local training on training LLMs, demonstrating a clear performance improvement across a variety of settings. Notably, in a financial benchmark, Llama2-7B fine-tuned by applying any FL algorithm can outperform GPT-4 by a significant margin while the model obtained through individual training cannot, demonstrating strong motivation for clients to participate in FL. The code is available at https://github.com/rui-ye/OpenFedLLM.

Training-time Neuron Alignment through Permutation Subspace for Improving Linear Mode Connectivity and Model Fusion

In deep learning, stochastic gradient descent often yields functionally similar yet widely scattered solutions in the weight space even under the same initialization, causing barriers in the Linear Mode Connectivity (LMC) landscape. Overcoming these barriers is crucial for understanding deep learning dynamics and enhancing model-fusion algorithms. Previous studies highlight the role of permutation symmetry in reducing post-training barriers through network permutation. However, these post-hoc methods, demanding extra computations, are less effective for larger, complex models (e.g., ViT, LLM) due to numerous permutation matrices. Thus, in this paper, we study training-time neuron alignment. Our hypothesis suggests that training-time permutation subspace can reduce LMC barriers for free. We find that pruning at initialization supports this. Beyond pruning, we introduce TNA-PFN, a simple yet lossless algorithm using a partial gradient mask during training. TNA-PFN is theoretically and empirically validated for reducing LMC barriers. It excels in wide model fusion applications, especially in federated learning, two algorithms based on TNA-FPN that are proposed to show its prospects even under heterogeneous datasets. Moreover, TNA-PFN can enhance the generalization of model soup for vision transformers and ColD fusion for pretrained language models.

Scalable Geometric Fracture Assembly via Co-creation Space among Assemblers

Geometric fracture assembly presents a challenging practical task in archaeology and 3D computer vision. Previous methods have focused solely on assembling fragments based on semantic information, which has limited the quantity of objects that can be effectively assembled. Therefore, there is a need to develop a scalable framework for geometric fracture assembly without relying on semantic information. To improve the effectiveness of assembling geometric fractures without semantic information, we propose a co-creation space comprising several assemblers capable of gradually and unambiguously assembling fractures. Additionally, we introduce a novel loss function, i.e., the geometric-based collision loss, to address collision issues during the fracture assembly process and enhance the results. Our framework exhibits better performance on both PartNet and Breaking Bad datasets compared to existing state-of-the-art frameworks. Extensive experiments and quantitative comparisons demonstrate the effectiveness of our proposed framework, which features linear computational complexity, enhanced abstraction, and improved generalization. Our code is publicly available at https://github.com/Ruiyuan-Zhang/CCS.

FediOS: Decoupling Orthogonal Subspaces for Personalization in Feature-skew Federated Learning

Personalized federated learning (pFL) enables collaborative training among multiple clients to enhance the capability of customized local models. In pFL, clients may have heterogeneous (also known as non-IID) data, which poses a key challenge in how to decouple the data knowledge into generic knowledge for global sharing and personalized knowledge for preserving local personalization. A typical way of pFL focuses on label distribution skew, and they adopt a decoupling scheme where the model is split into a common feature extractor and two prediction heads (generic and personalized). However, such a decoupling scheme cannot solve the essential problem of feature skew heterogeneity, because a common feature extractor cannot decouple the generic and personalized features. Therefore, in this paper, we rethink the architecture decoupling design for feature-skew pFL and propose an effective pFL method called FediOS. In FediOS, we reformulate the decoupling into two feature extractors (generic and personalized) and one shared prediction head. Orthogonal projections are used for clients to map the generic features into one common subspace and scatter the personalized features into different subspaces to achieve decoupling for them. In addition, a shared prediction head is trained to balance the importance of generic and personalized features during inference. Extensive experiments on four vision datasets demonstrate our method reaches state-of-the-art pFL performances under feature skew heterogeneity.

Bridging the Gap: Neural Collapse Inspired Prompt Tuning for Generalization under Class Imbalance

Large-scale vision-language (V-L) models have demonstrated remarkable generalization capabilities for downstream tasks through prompt tuning. However, their performance suffers significantly in the presence of class imbalance, a common issue in real-world scenarios. In this paper, we investigate the effects of class imbalance on the generalization performance of V-L models and extend Neural Collapse phenomenon to these models, revealing the geometric reasons behind the impact of class imbalance on their generalization ability. To address this problem, we propose Neural Collapse based Prompt Tuning (NPT), a novel method that optimizes prompts so that both text and image features satisfy the same simplex ETF structure. NPT incorporates two regularization terms, geometric de-biasing and multi-modal isomorphism, to enhance the robustness of V-L models under class imbalance conditions while maintaining their generalization capabilities. Our comprehensive experiments show that NPT outperforms existing prompt learning techniques across 11 diverse image recognition datasets, achieving an absolute average gain of 2.63\% for novel classes and 2.47\% for harmonic mean when facing imbalanced data.

Universal Domain Adaptation via Compressive Attention Matching

Universal domain adaptation (UniDA) aims to transfer knowledge from the source domain to the target domain without any prior knowledge about the label set. The challenge lies in how to determine whether the target samples belong to common categories. The mainstream methods make judgments based on the sample features, which overemphasizes global information while ignoring the most crucial local objects in the image, resulting in limited accuracy. To address this issue, we propose a Universal Attention Matching (UniAM) framework by exploiting the self-attention mechanism in vision transformer to capture the crucial object information. The proposed framework introduces a novel Compressive Attention Matching (CAM) approach to explore the core information by compressively representing attentions. Furthermore, CAM incorporates a residual-based measurement to determine the sample commonness. By utilizing the measurement, UniAM achieves domain-wise and category-wise Common Feature Alignment (CFA) and Target Class Separation (TCS). Notably, UniAM is the first method utilizing the attention in vision transformer directly to perform classification tasks. Extensive experiments show that UniAM outperforms the current state-of-the-art methods on various benchmark datasets.

Edge-cloud Collaborative Learning with Federated and Centralized Features

Federated learning (FL) is a popular way of edge computing that doesn't compromise users' privacy. Current FL paradigms assume that data only resides on the edge, while cloud servers only perform model averaging. However, in real-life situations such as recommender systems, the cloud server has the ability to store historical and interactive features. In this paper, our proposed Edge-Cloud Collaborative Knowledge Transfer Framework (ECCT) bridges the gap between the edge and cloud, enabling bi-directional knowledge transfer between both, sharing feature embeddings and prediction logits. ECCT consolidates various benefits, including enhancing personalization, enabling model heterogeneity, tolerating training asynchronization, and relieving communication burdens. Extensive experiments on public and industrial datasets demonstrate ECCT's effectiveness and potential for use in academia and industry.

Learning Cautiously in Federated Learning with Noisy and Heterogeneous Clients

Federated learning (FL) is a distributed framework for collaboratively training with privacy guarantees. In real-world scenarios, clients may have Non-IID data (local class imbalance) with poor annotation quality (label noise). The co-existence of label noise and class imbalance in FL's small local datasets renders conventional FL methods and noisy-label learning methods both ineffective. To address the challenges, we propose FedCNI without using an additional clean proxy dataset. It includes a noise-resilient local solver and a robust global aggregator. For the local solver, we design a more robust prototypical noise detector to distinguish noisy samples. Further to reduce the negative impact brought by the noisy samples, we devise a curriculum pseudo labeling method and a denoise Mixup training strategy. For the global aggregator, we propose a switching re-weighted aggregation method tailored to different learning periods. Extensive experiments demonstrate our method can substantially outperform state-of-the-art solutions in mix-heterogeneous FL environments.