Computational Compliance for AI Regulation: Blueprint for a New Research Domain

The era of AI regulation (AIR) is upon us. But AI systems, we argue, will not be able to comply with these regulations at the necessary speed and scale by continuing to rely on traditional, analogue methods of compliance. Instead, we posit that compliance with these regulations will only realistically be achieved computationally: that is, with algorithms that run across the life cycle of an AI system, automatically steering it toward AIR compliance in the face of dynamic conditions. Yet despite their (we would argue) inevitability, the research community has yet to specify exactly how these algorithms for computational AIR compliance should behave - or how we should benchmark their performance. To fill these gaps, we specify a set of design goals for such algorithms. In addition, we specify a benchmark dataset that can be used to quantitatively measure whether individual algorithms satisfy these design goals. By delivering this blueprint, we hope to give shape to an important but uncrystallized new domain of research - and, in doing so, incite necessary investment in it.

AIReg-Bench: Benchmarking Language Models That Assess AI Regulation Compliance

As governments move to regulate AI, there is growing interest in using Large Language Models (LLMs) to assess whether or not an AI system complies with a given AI Regulation (AIR). However, there is presently no way to benchmark the performance of LLMs at this task. To fill this void, we introduce AIReg-Bench: the first benchmark dataset designed to test how well LLMs can assess compliance with the EU AI Act (AIA). We created this dataset through a two-step process: (1) by prompting an LLM with carefully structured instructions, we generated 120 technical documentation excerpts (samples), each depicting a fictional, albeit plausible, AI system - of the kind an AI provider might produce to demonstrate their compliance with AIR; (2) legal experts then reviewed and annotated each sample to indicate whether, and in what way, the AI system described therein violates specific Articles of the AIA. The resulting dataset, together with our evaluation of whether frontier LLMs can reproduce the experts' compliance labels, provides a starting point to understand the opportunities and limitations of LLM-based AIR compliance assessment tools and establishes a benchmark against which subsequent LLMs can be compared. The dataset and evaluation code are available at https://github.com/camlsys/aireg-bench.

Don't Make It Up: Preserving Ignorance Awareness in LLM Fine-Tuning

Existing work on mitigating catastrophic forgetting in large language model (LLM) fine-tuning has primarily focused on preserving specific data or tasks, while critically overlooking the degradation of essential capabilities instilled through safety alignment, particularly the model's ability to faithfully express ignorance. In this work, we show that this capability is significantly degraded during conventional fine-tuning, leading to undesired behaviors such as hallucinations. To address this novel but highly practical problem, we propose SEAT, a simple and effective fine-tuning approach that preserves both fine-tuning performance and the model's inherent ability to acknowledge its ignorance. SEAT integrates two key components: (1) sparse training that constrains activation drift, and (2) a novel entity perturbation method with KL-divergence regularization, designed to counter knowledge entanglement. Experimental results demonstrate that SEAT significantly outperforms baselines in preserving ignorance awareness while retaining fine-tuning performance, offering a more robust solution for LLM fine-tuning.

DES-LOC: Desynced Low Communication Adaptive Optimizers for Training Foundation Models

Scaling foundation model training with Distributed Data Parallel (DDP) methods is bandwidth-limited. Existing infrequent communication methods like Local SGD were designed to synchronize only model parameters and cannot be trivially applied to adaptive optimizers due to additional optimizer states. Current approaches extending Local SGD either lack convergence guarantees or require synchronizing all optimizer states, tripling communication costs. We propose Desynced Low Communication Adaptive Optimizers (DES-LOC), a family of optimizers assigning independent synchronization periods to parameters and momenta, enabling lower communication costs while preserving convergence. Through extensive experiments on language models of up to 1.7B, we show that DES-LOC can communicate 170x less than DDP and 2x less than the previous state-of-the-art Local ADAM. Furthermore, unlike previous heuristic approaches, DES-LOC is suited for practical training scenarios prone to system failures. DES-LOC offers a scalable, bandwidth-efficient, and fault-tolerant solution for foundation model training.

Editing as Unlearning: Are Knowledge Editing Methods Strong Baselines for Large Language Model Unlearning?

Large language Model (LLM) unlearning, i.e., selectively removing information from LLMs, is vital for responsible model deployment. Differently, LLM knowledge editing aims to modify LLM knowledge instead of removing it. Though editing and unlearning seem to be two distinct tasks, we find there is a tight connection between them. In this paper, we conceptualize unlearning as a special case of editing where information is modified to a refusal or "empty set" $\emptyset$ response, signifying its removal. This paper thus investigates if knowledge editing techniques are strong baselines for LLM unlearning. We evaluate state-of-the-art (SOTA) editing methods (e.g., ROME, MEMIT, GRACE, WISE, and AlphaEdit) against existing unlearning approaches on pretrained and finetuned knowledge. Results show certain editing methods, notably WISE and AlphaEdit, are effective unlearning baselines, especially for pretrained knowledge, and excel in generating human-aligned refusal answers. To better adapt editing methods for unlearning applications, we propose practical recipes including self-improvement and query merging. The former leverages the LLM's own in-context learning ability to craft a more human-aligned unlearning target, and the latter enables ROME and MEMIT to perform well in unlearning longer sample sequences. We advocate for the unlearning community to adopt SOTA editing methods as baselines and explore unlearning from an editing perspective for more holistic LLM memory control.

SparsyFed: Sparse Adaptive Federated Training

Sparse training is often adopted in cross-device federated learning (FL) environments where constrained devices collaboratively train a machine learning model on private data by exchanging pseudo-gradients across heterogeneous networks. Although sparse training methods can reduce communication overhead and computational burden in FL, they are often not used in practice for the following key reasons: (1) data heterogeneity makes it harder for clients to reach consensus on sparse models compared to dense ones, requiring longer training; (2) methods for obtaining sparse masks lack adaptivity to accommodate very heterogeneous data distributions, crucial in cross-device FL; and (3) additional hyperparameters are required, which are notably challenging to tune in FL. This paper presents SparsyFed, a practical federated sparse training method that critically addresses the problems above. Previous works have only solved one or two of these challenges at the expense of introducing new trade-offs, such as clients' consensus on masks versus sparsity pattern adaptivity. We show that SparsyFed simultaneously (1) can produce 95% sparse models, with negligible degradation in accuracy, while only needing a single hyperparameter, (2) achieves a per-round weight regrowth 200 times smaller than previous methods, and (3) allows the sparse masks to adapt to highly heterogeneous data distributions and outperform all baselines under such conditions.

Bridge the Gaps between Machine Unlearning and AI Regulation

The "right to be forgotten" and the data privacy laws that encode it have motivated machine unlearning since its earliest days. Now, an inbound wave of artificial intelligence regulations - like the European Union's Artificial Intelligence Act (AIA) - potentially offer important new use cases for machine unlearning. However, this position paper argues, this opportunity will only be realized if researchers, aided by policymakers, proactively bridge the (sometimes sizable) gaps between machine unlearning's state of the art and its potential applications to AI regulation. To demonstrate this point, we use the AIA as an example. Specifically, we deliver a "state of the union" as regards machine unlearning's current potential for aiding compliance with the AIA. This starts with a precise cataloging of the potential applications of machine unlearning to AIA compliance. For each, we flag any legal ambiguities clouding the potential application and, moreover, flag the technical gaps that exist between the potential application and the state of the art of machine unlearning. Finally, we end with a call to action: for both machine learning researchers and policymakers, to, respectively, solve the open technical and legal questions that will unlock machine unlearning's potential to assist compliance with the AIA - and other AI regulation like it.

LUNAR: LLM Unlearning via Neural Activation Redirection

Large Language Models (LLMs) benefit from training on ever larger amounts of textual data, but as a result, they increasingly incur the risk of leaking private information. The ability to selectively remove knowledge from LLMs is, therefore, a highly desirable capability. In this paper, we propose LUNAR, a novel unlearning methodology grounded in the Linear Representation Hypothesis. LUNAR operates by redirecting the representations of unlearned data to regions that trigger the model's inherent ability to express its inability to answer. LUNAR achieves state-of-the-art unlearning performance while significantly enhancing the controllability of the unlearned model during inference. Specifically, LUNAR achieves between 2.9x to 11.7x improvements on combined "unlearning efficacy" and "model utility" score ("Deviation Score") on the PISTOL dataset across various base models. We also demonstrate, through quantitative analysis and qualitative examples, LUNAR's superior controllability in generating coherent and contextually aware responses, mitigating undesired side effects of existing methods. Moreover, we demonstrate that LUNAR is robust against white-box adversarial attacks and versatile in handling real-world scenarios, such as processing sequential unlearning requests.

A Survey on Federated Learning in Human Sensing

Human Sensing, a field that leverages technology to monitor human activities, psycho-physiological states, and interactions with the environment, enhances our understanding of human behavior and drives the development of advanced services that improve overall quality of life. However, its reliance on detailed and often privacy-sensitive data as the basis for its machine learning (ML) models raises significant legal and ethical concerns. The recently proposed ML approach of Federated Learning (FL) promises to alleviate many of these concerns, as it is able to create accurate ML models without sending raw user data to a central server. While FL has demonstrated its usefulness across a variety of areas, such as text prediction and cyber security, its benefits in Human Sensing are under-explored, given the particular challenges in this domain. This survey conducts a comprehensive analysis of the current state-of-the-art studies on FL in Human Sensing, and proposes a taxonomy and an eight-dimensional assessment for FL approaches. Through the eight-dimensional assessment, we then evaluate whether the surveyed studies consider a specific FL-in-Human-Sensing challenge or not. Finally, based on the overall analysis, we discuss open challenges and highlight five research aspects related to FL in Human Sensing that require urgent research attention. Our work provides a comprehensive corpus of FL studies and aims to assist FL practitioners in developing and evaluating solutions that effectively address the real-world complexities of Human Sensing.

Rapid Distributed Fine-tuning of a Segmentation Model Onboard Satellites

Segmentation of Earth observation (EO) satellite data is critical for natural hazard analysis and disaster response. However, processing EO data at ground stations introduces delays due to data transmission bottlenecks and communication windows. Using segmentation models capable of near-real-time data analysis onboard satellites can therefore improve response times. This study presents a proof-of-concept using MobileSAM, a lightweight, pre-trained segmentation model, onboard Unibap iX10-100 satellite hardware. We demonstrate the segmentation of water bodies from Sentinel-2 satellite imagery and integrate MobileSAM with PASEOS, an open-source Python module that simulates satellite operations. This integration allows us to evaluate MobileSAM's performance under simulated conditions of a satellite constellation. Our research investigates the potential of fine-tuning MobileSAM in a decentralised way onboard multiple satellites in rapid response to a disaster. Our findings show that MobileSAM can be rapidly fine-tuned and benefits from decentralised learning, considering the constraints imposed by the simulated orbital environment. We observe improvements in segmentation performance with minimal training data and fast fine-tuning when satellites frequently communicate model updates. This study contributes to the field of onboard AI by emphasising the benefits of decentralised learning and fine-tuning pre-trained models for rapid response scenarios. Our work builds on recent related research at a critical time; as extreme weather events increase in frequency and magnitude, rapid response with onboard data analysis is essential.