Improving Group Connectivity for Generalization of Federated Deep Learning

Federated learning (FL) involves multiple heterogeneous clients collaboratively training a global model via iterative local updates and model fusion. The generalization of FL's global model has a large gap compared with centralized training, which is its bottleneck for broader applications. In this paper, we study and improve FL's generalization through a fundamental ``connectivity'' perspective, which means how the local models are connected in the parameter region and fused into a generalized global model. The term ``connectivity'' is derived from linear mode connectivity (LMC), studying the interpolated loss landscape of two different solutions (e.g., modes) of neural networks. Bridging the gap between LMC and FL, in this paper, we leverage fixed anchor models to empirically and theoretically study the transitivity property of connectivity from two models (LMC) to a group of models (model fusion in FL). Based on the findings, we propose FedGuCci and FedGuCci+, improving group connectivity for better generalization. It is shown that our methods can boost the generalization of FL under client heterogeneity across various tasks (4 CV datasets and 6 NLP datasets), models (both convolutional and transformer-based), and training paradigms (both from-scratch and pretrain-finetune).

Model Tailor: Mitigating Catastrophic Forgetting in Multi-modal Large Language Models

Catastrophic forgetting emerges as a critical challenge when fine-tuning multi-modal large language models (MLLMs), where improving performance on unseen tasks often leads to a significant performance drop on the original tasks. This paper presents a comprehensive analysis of catastrophic forgetting in MLLMs and introduces a post-training adjustment method called Model Tailor. Our method primarily preserves the pre-trained parameters while replacing a small number ($\leq$ 10\%) of fine-tuned parameters, maintaining $\sim$ 99\% effectiveness on original tasks versus pre-training, and achieving $\sim$ 97\% on new tasks compared to standard fine-tuning. Specifically, we derive a sparse mask to identify the "model patch", based on a fusion strategy that integrates salience and sensitivity analysis. Subsequently, a compensation mechanism is introduced to "decorate the patch", enhancing the model's performance on both target and original tasks. Additionally, our method is adaptable to multi-task scenarios. Through extensive experiments on InstructBLIP and LLaVA-1.5 in both image captioning and visual question answering tasks, our approach demonstrates significant task adaptability while preserving inherent pre-trained capabilities.

RESMatch: Referring Expression Segmentation in a Semi-Supervised Manner

Referring expression segmentation (RES), a task that involves localizing specific instance-level objects based on free-form linguistic descriptions, has emerged as a crucial frontier in human-AI interaction. It demands an intricate understanding of both visual and textual contexts and often requires extensive training data. This paper introduces RESMatch, the first semi-supervised learning (SSL) approach for RES, aimed at reducing reliance on exhaustive data annotation. Extensive validation on multiple RES datasets demonstrates that RESMatch significantly outperforms baseline approaches, establishing a new state-of-the-art. Although existing SSL techniques are effective in image segmentation, we find that they fall short in RES. Facing the challenges including the comprehension of free-form linguistic descriptions and the variability in object attributes, RESMatch introduces a trifecta of adaptations: revised strong perturbation, text augmentation, and adjustments for pseudo-label quality and strong-weak supervision. This pioneering work lays the groundwork for future research in semi-supervised learning for referring expression segmentation.

Bridging the Gap: Neural Collapse Inspired Prompt Tuning for Generalization under Class Imbalance

Large-scale vision-language (V-L) models have demonstrated remarkable generalization capabilities for downstream tasks through prompt tuning. However, their performance suffers significantly in the presence of class imbalance, a common issue in real-world scenarios. In this paper, we investigate the effects of class imbalance on the generalization performance of V-L models and extend Neural Collapse phenomenon to these models, revealing the geometric reasons behind the impact of class imbalance on their generalization ability. To address this problem, we propose Neural Collapse based Prompt Tuning (NPT), a novel method that optimizes prompts so that both text and image features satisfy the same simplex ETF structure. NPT incorporates two regularization terms, geometric de-biasing and multi-modal isomorphism, to enhance the robustness of V-L models under class imbalance conditions while maintaining their generalization capabilities. Our comprehensive experiments show that NPT outperforms existing prompt learning techniques across 11 diverse image recognition datasets, achieving an absolute average gain of 2.63\% for novel classes and 2.47\% for harmonic mean when facing imbalanced data.

Quantitatively Measuring and Contrastively Exploring Heterogeneity for Domain Generalization

Domain generalization (DG) is a prevalent problem in real-world applications, which aims to train well-generalized models for unseen target domains by utilizing several source domains. Since domain labels, i.e., which domain each data point is sampled from, naturally exist, most DG algorithms treat them as a kind of supervision information to improve the generalization performance. However, the original domain labels may not be the optimal supervision signal due to the lack of domain heterogeneity, i.e., the diversity among domains. For example, a sample in one domain may be closer to another domain, its original label thus can be the noise to disturb the generalization learning. Although some methods try to solve it by re-dividing domains and applying the newly generated dividing pattern, the pattern they choose may not be the most heterogeneous due to the lack of the metric for heterogeneity. In this paper, we point out that domain heterogeneity mainly lies in variant features under the invariant learning framework. With contrastive learning, we propose a learning potential-guided metric for domain heterogeneity by promoting learning variant features. Then we notice the differences between seeking variance-based heterogeneity and training invariance-based generalizable model. We thus propose a novel method called Heterogeneity-based Two-stage Contrastive Learning (HTCL) for the DG task. In the first stage, we generate the most heterogeneous dividing pattern with our contrastive metric. In the second stage, we employ an invariance-aimed contrastive learning by re-building pairs with the stable relation hinted by domains and classes, which better utilizes generated domain labels for generalization learning. Extensive experiments show HTCL better digs heterogeneity and yields great generalization performance.

Generalized Universal Domain Adaptation with Generative Flow Networks

We introduce a new problem in unsupervised domain adaptation, termed as Generalized Universal Domain Adaptation (GUDA), which aims to achieve precise prediction of all target labels including unknown categories. GUDA bridges the gap between label distribution shift-based and label space mismatch-based variants, essentially categorizing them as a unified problem, guiding to a comprehensive framework for thoroughly solving all the variants. The key challenge of GUDA is developing and identifying novel target categories while estimating the target label distribution. To address this problem, we take advantage of the powerful exploration capability of generative flow networks and propose an active domain adaptation algorithm named GFlowDA, which selects diverse samples with probabilities proportional to a reward function. To enhance the exploration capability and effectively perceive the target label distribution, we tailor the states and rewards, and introduce an efficient solution for parent exploration and state transition. We also propose a training paradigm for GUDA called Generalized Universal Adversarial Network (GUAN), which involves collaborative optimization between GUAN and GFlowNet. Theoretical analysis highlights the importance of exploration, and extensive experiments on benchmark datasets demonstrate the superiority of GFlowDA.

Universal Domain Adaptation via Compressive Attention Matching

Universal domain adaptation (UniDA) aims to transfer knowledge from the source domain to the target domain without any prior knowledge about the label set. The challenge lies in how to determine whether the target samples belong to common categories. The mainstream methods make judgments based on the sample features, which overemphasizes global information while ignoring the most crucial local objects in the image, resulting in limited accuracy. To address this issue, we propose a Universal Attention Matching (UniAM) framework by exploiting the self-attention mechanism in vision transformer to capture the crucial object information. The proposed framework introduces a novel Compressive Attention Matching (CAM) approach to explore the core information by compressively representing attentions. Furthermore, CAM incorporates a residual-based measurement to determine the sample commonness. By utilizing the measurement, UniAM achieves domain-wise and category-wise Common Feature Alignment (CFA) and Target Class Separation (TCS). Notably, UniAM is the first method utilizing the attention in vision transformer directly to perform classification tasks. Extensive experiments show that UniAM outperforms the current state-of-the-art methods on various benchmark datasets.

Mining Latent Relationships among Clients: Peer-to-peer Federated Learning with Adaptive Neighbor Matching

In federated learning (FL), clients may have diverse objectives, merging all clients' knowledge into one global model will cause negative transfers to local performance. Thus, clustered FL is proposed to group similar clients into clusters and maintain several global models. Nevertheless, current clustered FL algorithms require the assumption of the number of clusters, they are not effective enough to explore the latent relationships among clients. However, we take advantage of peer-to-peer (P2P) FL, where clients communicate with neighbors without a central server and propose an algorithm that enables clients to form an effective communication topology in a decentralized manner without assuming the number of clusters. Additionally, the P2P setting will release the concerns caused by the central server in centralized FL, such as reliability and communication bandwidth problems. In our method, 1) we present two novel metrics for measuring client similarity, applicable under P2P protocols; 2) we devise a two-stage algorithm, in the first stage, an efficient method to enable clients to match same-cluster neighbors with high confidence is proposed; 3) then in the second stage, a heuristic method based on Expectation Maximization under the Gaussian Mixture Model assumption of similarities is used for clients to discover more neighbors with similar objectives. We make a theoretical analysis of how our work is superior to the P2P FL counterpart and extensive experiments show that our method outperforms all P2P FL baselines and has comparable or even superior performance to centralized cluster FL. Moreover, results show that our method is much effective in mining latent cluster relationships under various heterogeneity without assuming the number of clusters and it is effective even under low communication budgets.

Ensemble Federated Adversarial Training with Non-IID data

Despite federated learning endows distributed clients with a cooperative training mode under the premise of protecting data privacy and security, the clients are still vulnerable when encountering adversarial samples due to the lack of robustness. The adversarial samples can confuse and cheat the client models to achieve malicious purposes via injecting elaborate noise into normal input. In this paper, we introduce a novel Ensemble Federated Adversarial Training Method, termed as EFAT, that enables an efficacious and robust coupled training mechanism. Our core idea is to enhance the diversity of adversarial examples through expanding training data with different disturbances generated from other participated clients, which helps adversarial training perform well in Non-IID settings. Experimental results on different Non-IID situations, including feature distribution skew and label distribution skew, show that our proposed method achieves promising results compared with solely combining federated learning with adversarial approaches.