Struct-X: Enhancing Large Language Models Reasoning with Structured Data

Structured data, rich in logical and relational information, has the potential to enhance the reasoning abilities of large language models (LLMs). Still, its integration poses a challenge due to the risk of overwhelming LLMs with excessive tokens and irrelevant context information. To address this, we propose Struct-X, a novel framework that operates through five key phases: ``read-model-fill-reflect-reason'' efficiently enabling LLMs to utilize structured data. It begins by encoding structured data into a topological space using graph embeddings, followed by filling in missing entity information with knowledge retrieval modules, and filtering out irrelevant tokens via a self-supervised module. The final phase involves constructing a topological network with selected tokens to further reduce the total token length for more effective LLM inference. Additionally, Struct-X includes an Auxiliary Module trained to generate prompts, aiding LLMs in analyzing structured data. Extensive experiments on benchmarks, including the knowledge graph question-answer task and the long document reading comprehension task, show that Struct-X notably improves LLM reasoning, demonstrating the effectiveness of structured data augmentation in improving LLM inference with complex input context.

RIO-CPD: A Riemannian Geometric Method for Correlation-aware Online Change Point Detection

The objective of change point detection is to identify abrupt changes at potentially multiple points within a data sequence. This task is particularly challenging in the online setting where various types of changes can occur, including shifts in both the marginal and joint distributions of the data. This paper tackles these challenges by sequentially tracking correlation matrices on the Riemannian geometry, where the geodesic distances accurately capture the development of correlations. We propose Rio-CPD, a non-parametric correlation-aware online change point detection framework that combines the Riemannian geometry of the manifold of symmetric positive definite matrices and the cumulative sum statistic (CUSUM) for detecting change points. Rio-CPD enhances CUSUM by computing the geodesic distance from present observations to the Fr\'echet mean of previous observations. With careful choice of metrics equipped to the Riemannian geometry, Rio-CPD is simple and computationally efficient. Experimental results on both synthetic and real-world datasets demonstrate that Rio-CPD outperforms existing methods in detection accuracy and efficiency.

PAIL: Performance based Adversarial Imitation Learning Engine for Carbon Neutral Optimization

Achieving carbon neutrality within industrial operations has become increasingly imperative for sustainable development. It is both a significant challenge and a key opportunity for operational optimization in industry 4.0. In recent years, Deep Reinforcement Learning (DRL) based methods offer promising enhancements for sequential optimization processes and can be used for reducing carbon emissions. However, existing DRL methods need a pre-defined reward function to assess the impact of each action on the final sustainable development goals (SDG). In many real applications, such a reward function cannot be given in advance. To address the problem, this study proposes a Performance based Adversarial Imitation Learning (PAIL) engine. It is a novel method to acquire optimal operational policies for carbon neutrality without any pre-defined action rewards. Specifically, PAIL employs a Transformer-based policy generator to encode historical information and predict following actions within a multi-dimensional space. The entire action sequence will be iteratively updated by an environmental simulator. Then PAIL uses a discriminator to minimize the discrepancy between generated sequences and real-world samples of high SDG. In parallel, a Q-learning framework based performance estimator is designed to estimate the impact of each action on SDG. Based on these estimations, PAIL refines generated policies with the rewards from both discriminator and performance estimator. PAIL is evaluated on multiple real-world application cases and datasets. The experiment results demonstrate the effectiveness of PAIL comparing to other state-of-the-art baselines. In addition, PAIL offers meaningful interpretability for the optimization in carbon neutrality.

On the (In)Security of LLM App Stores

LLM app stores have seen rapid growth, leading to the proliferation of numerous custom LLM apps. However, this expansion raises security concerns. In this study, we propose a three-layer concern framework to identify the potential security risks of LLM apps, i.e., LLM apps with abusive potential, LLM apps with malicious intent, and LLM apps with exploitable vulnerabilities. Over five months, we collected 786,036 LLM apps from six major app stores: GPT Store, FlowGPT, Poe, Coze, Cici, and Character.AI. Our research integrates static and dynamic analysis, the development of a large-scale toxic word dictionary (i.e., ToxicDict) comprising over 31,783 entries, and automated monitoring tools to identify and mitigate threats. We uncovered that 15,146 apps had misleading descriptions, 1,366 collected sensitive personal information against their privacy policies, and 15,996 generated harmful content such as hate speech, self-harm, extremism, etc. Additionally, we evaluated the potential for LLM apps to facilitate malicious activities, finding that 616 apps could be used for malware generation, phishing, etc. Our findings highlight the urgent need for robust regulatory frameworks and enhanced enforcement mechanisms.

On the Client Preference of LLM Fine-tuning in Federated Learning

Reinforcement learning with human feedback (RLHF) fine-tunes a pretrained large language model (LLM) using preference datasets, enabling the LLM to generate outputs that align with human preferences. Given the sensitive nature of these preference datasets held by various clients, there is a need to implement RLHF within a federated learning (FL) framework, where clients are reluctant to share their data due to privacy concerns. To address this, we introduce a feasible framework in which clients collaboratively train a binary selector with their preference datasets using our proposed FedBis. With a well-trained selector, we can further enhance the LLM that generates human-preferred completions. Meanwhile, we propose a novel algorithm, FedBiscuit, that trains multiple selectors by organizing clients into balanced and disjoint clusters based on their preferences. Compared to the FedBis, FedBiscuit demonstrates superior performance in simulating human preferences for pairwise completions. Our extensive experiments on federated human preference datasets -- marking the first benchmark to address heterogeneous data partitioning among clients -- demonstrate that FedBiscuit outperforms FedBis and even surpasses traditional centralized training.

CFinBench: A Comprehensive Chinese Financial Benchmark for Large Language Models

Large language models (LLMs) have achieved remarkable performance on various NLP tasks, yet their potential in more challenging and domain-specific task, such as finance, has not been fully explored. In this paper, we present CFinBench: a meticulously crafted, the most comprehensive evaluation benchmark to date, for assessing the financial knowledge of LLMs under Chinese context. In practice, to better align with the career trajectory of Chinese financial practitioners, we build a systematic evaluation from 4 first-level categories: (1) Financial Subject: whether LLMs can memorize the necessary basic knowledge of financial subjects, such as economics, statistics and auditing. (2) Financial Qualification: whether LLMs can obtain the needed financial qualified certifications, such as certified public accountant, securities qualification and banking qualification. (3) Financial Practice: whether LLMs can fulfill the practical financial jobs, such as tax consultant, junior accountant and securities analyst. (4) Financial Law: whether LLMs can meet the requirement of financial laws and regulations, such as tax law, insurance law and economic law. CFinBench comprises 99,100 questions spanning 43 second-level categories with 3 question types: single-choice, multiple-choice and judgment. We conduct extensive experiments of 50 representative LLMs with various model size on CFinBench. The results show that GPT4 and some Chinese-oriented models lead the benchmark, with the highest average accuracy being 60.16%, highlighting the challenge presented by CFinBench. The dataset and evaluation code are available at https://cfinbench.github.io/.

RoseLoRA: Row and Column-wise Sparse Low-rank Adaptation of Pre-trained Language Model for Knowledge Editing and Fine-tuning

Pre-trained language models, trained on large-scale corpora, demonstrate strong generalizability across various NLP tasks. Fine-tuning these models for specific tasks typically involves updating all parameters, which is resource-intensive. Parameter-efficient fine-tuning (PEFT) methods, such as the popular LoRA family, introduce low-rank matrices to learn only a few parameters efficiently. However, during inference, the product of these matrices updates all pre-trained parameters, complicating tasks like knowledge editing that require selective updates. We propose a novel PEFT method, which conducts \textbf{r}ow and c\textbf{o}lumn-wise spar\textbf{se} \textbf{lo}w-\textbf{r}ank \textbf{a}daptation (RoseLoRA), to address this challenge. RoseLoRA identifies and updates only the most important parameters for a specific task, maintaining efficiency while preserving other model knowledge. By adding a sparsity constraint on the product of low-rank matrices and converting it to row and column-wise sparsity, we ensure efficient and precise model updates. Our theoretical analysis guarantees the lower bound of the sparsity with respective to the matrix product. Extensive experiments on five benchmarks across twenty datasets demonstrate that RoseLoRA outperforms baselines in both general fine-tuning and knowledge editing tasks.

Simul-Whisper: Attention-Guided Streaming Whisper with Truncation Detection

As a robust and large-scale multilingual speech recognition model, Whisper has demonstrated impressive results in many low-resource and out-of-distribution scenarios. However, its encoder-decoder structure hinders its application to streaming speech recognition. In this paper, we introduce Simul-Whisper, which uses the time alignment embedded in Whisper's cross-attention to guide auto-regressive decoding and achieve chunk-based streaming ASR without any fine-tuning of the pre-trained model. Furthermore, we observe the negative effect of the truncated words at the chunk boundaries on the decoding results and propose an integrate-and-fire-based truncation detection model to address this issue. Experiments on multiple languages and Whisper architectures show that Simul-Whisper achieves an average absolute word error rate degradation of only 1.46% at a chunk size of 1 second, which significantly outperforms the current state-of-the-art baseline.

Haptic Repurposing with GenAI

Mixed Reality aims to merge the digital and physical worlds to create immersive human-computer interactions. Despite notable advancements, the absence of realistic haptic feedback often breaks the immersive experience by creating a disconnect between visual and tactile perceptions. This paper introduces Haptic Repurposing with GenAI, an innovative approach to enhance MR interactions by transforming any physical objects into adaptive haptic interfaces for AI-generated virtual assets. Utilizing state-of-the-art generative AI models, this system captures both 2D and 3D features of physical objects and, through user-directed prompts, generates corresponding virtual objects that maintain the physical form of the original objects. Through model-based object tracking, the system dynamically anchors virtual assets to physical props in real time, allowing objects to visually morph into any user-specified virtual object. This paper details the system's development, presents findings from usability studies that validate its effectiveness, and explores its potential to significantly enhance interactive MR environments. The hope is this work can lay a foundation for further research into AI-driven spatial transformation in immersive and haptic technologies.

Towards Lightweight Speaker Verification via Adaptive Neural Network Quantization

Modern speaker verification (SV) systems typically demand expensive storage and computing resources, thereby hindering their deployment on mobile devices. In this paper, we explore adaptive neural network quantization for lightweight speaker verification. Firstly, we propose a novel adaptive uniform precision quantization method which enables the dynamic generation of quantization centroids customized for each network layer based on k-means clustering. By applying it to the pre-trained SV systems, we obtain a series of quantized variants with different bit widths. To enhance the performance of low-bit quantized models, a mixed precision quantization algorithm along with a multi-stage fine-tuning (MSFT) strategy is further introduced. Unlike uniform precision quantization, mixed precision approach allows for the assignment of varying bit widths to different network layers. When bit combination is determined, MSFT is employed to progressively quantize and fine-tune network in a specific order. Finally, we design two distinct binary quantization schemes to mitigate performance degradation of 1-bit quantized models: the static and adaptive quantizers. Experiments on VoxCeleb demonstrate that lossless 4-bit uniform precision quantization is achieved on both ResNets and DF-ResNets, yielding a promising compression ratio of around 8. Moreover, compared to uniform precision approach, mixed precision quantization not only obtains additional performance improvements with a similar model size but also offers the flexibility to generate bit combination for any desirable model size. In addition, our suggested 1-bit quantization schemes remarkably boost the performance of binarized models. Finally, a thorough comparison with existing lightweight SV systems reveals that our proposed models outperform all previous methods by a large margin across various model size ranges.