LoRA-drop: Efficient LoRA Parameter Pruning based on Output Evaluation

Low-Rank Adaptation (LoRA) introduces auxiliary parameters for each layer to fine-tune the pre-trained model under limited computing resources. But it still faces challenges of resource consumption when scaling up to larger models. Previous studies employ pruning techniques by evaluating the importance of LoRA parameters for different layers to address the problem. However, these efforts only analyzed parameter features to evaluate their importance. Indeed, the output of LoRA related to the parameters and data is the factor that directly impacts the frozen model. To this end, we propose LoRA-drop which evaluates the importance of the parameters by analyzing the LoRA output. We retain LoRA for important layers and the LoRA of the other layers share the same parameters. Abundant experiments on NLU and NLG tasks demonstrate the effectiveness of LoRA-drop.

Chinese Fine-Grained Financial Sentiment Analysis with Large Language Models

Entity-level fine-grained sentiment analysis in the financial domain is a crucial subtask of sentiment analysis and currently faces numerous challenges. The primary challenge stems from the lack of high-quality and large-scale annotated corpora specifically designed for financial text sentiment analysis, which in turn limits the availability of data necessary for developing effective text processing techniques. Recent advancements in large language models (LLMs) have yielded remarkable performance in natural language processing tasks, primarily centered around language pattern matching. In this paper, we propose a novel and extensive Chinese fine-grained financial sentiment analysis dataset, FinChina SA, for enterprise early warning. We thoroughly evaluate and experiment with well-known existing open-source LLMs using our dataset. We firmly believe that our dataset will serve as a valuable resource to advance the exploration of real-world financial sentiment analysis tasks, which should be the focus of future research. Our dataset and all code to replicate the experimental results will be released.

Document-Level Relation Extraction with Sentences Importance Estimation and Focusing

Document-level relation extraction (DocRE) aims to determine the relation between two entities from a document of multiple sentences. Recent studies typically represent the entire document by sequence- or graph-based models to predict the relations of all entity pairs. However, we find that such a model is not robust and exhibits bizarre behaviors: it predicts correctly when an entire test document is fed as input, but errs when non-evidence sentences are removed. To this end, we propose a Sentence Importance Estimation and Focusing (SIEF) framework for DocRE, where we design a sentence importance score and a sentence focusing loss, encouraging DocRE models to focus on evidence sentences. Experimental results on two domains show that our SIEF not only improves overall performance, but also makes DocRE models more robust. Moreover, SIEF is a general framework, shown to be effective when combined with a variety of base DocRE models.

Discriminative Reasoning for Document-level Relation Extraction

Document-level relation extraction (DocRE) models generally use graph networks to implicitly model the reasoning skill (i.e., pattern recognition, logical reasoning, coreference reasoning, etc.) related to the relation between one entity pair in a document. In this paper, we propose a novel discriminative reasoning framework to explicitly model the paths of these reasoning skills between each entity pair in this document. Thus, a discriminative reasoning network is designed to estimate the relation probability distribution of different reasoning paths based on the constructed graph and vectorized document contexts for each entity pair, thereby recognizing their relation. Experimental results show that our method outperforms the previous state-of-the-art performance on the large-scale DocRE dataset. The code is publicly available at https://github.com/xwjim/DRN.

Document-Level Relation Extraction with Reconstruction

In document-level relation extraction (DocRE), graph structure is generally used to encode relation information in the input document to classify the relation category between each entity pair, and has greatly advanced the DocRE task over the past several years. However, the learned graph representation universally models relation information between all entity pairs regardless of whether there are relationships between these entity pairs. Thus, those entity pairs without relationships disperse the attention of the encoder-classifier DocRE for ones with relationships, which may further hind the improvement of DocRE. To alleviate this issue, we propose a novel encoder-classifier-reconstructor model for DocRE. The reconstructor manages to reconstruct the ground-truth path dependencies from the graph representation, to ensure that the proposed DocRE model pays more attention to encode entity pairs with relationships in the training. Furthermore, the reconstructor is regarded as a relationship indicator to assist relation classification in the inference, which can further improve the performance of DocRE model. Experimental results on a large-scale DocRE dataset show that the proposed model can significantly improve the accuracy of relation extraction on a strong heterogeneous graph-based baseline.