RAGChecker: A Fine-grained Framework for Diagnosing Retrieval-Augmented Generation

Despite Retrieval-Augmented Generation (RAG) has shown promising capability in leveraging external knowledge, a comprehensive evaluation of RAG systems is still challenging due to the modular nature of RAG, evaluation of long-form responses and reliability of measurements. In this paper, we propose a fine-grained evaluation framework, RAGChecker, that incorporates a suite of diagnostic metrics for both the retrieval and generation modules. Meta evaluation verifies that RAGChecker has significantly better correlations with human judgments than other evaluation metrics. Using RAGChecker, we evaluate 8 RAG systems and conduct an in-depth analysis of their performance, revealing insightful patterns and trade-offs in the design choices of RAG architectures. The metrics of RAGChecker can guide researchers and practitioners in developing more effective RAG systems.

SHIELD: Evaluation and Defense Strategies for Copyright Compliance in LLM Text Generation

Large Language Models (LLMs) have transformed machine learning but raised significant legal concerns due to their potential to produce text that infringes on copyrights, resulting in several high-profile lawsuits. The legal landscape is struggling to keep pace with these rapid advancements, with ongoing debates about whether generated text might plagiarize copyrighted materials. Current LLMs may infringe on copyrights or overly restrict non-copyrighted texts, leading to these challenges: (i) the need for a comprehensive evaluation benchmark to assess copyright compliance from multiple aspects; (ii) evaluating robustness against safeguard bypassing attacks; and (iii) developing effective defenses targeted against the generation of copyrighted text. To tackle these challenges, we introduce a curated dataset to evaluate methods, test attack strategies, and propose lightweight, real-time defenses to prevent the generation of copyrighted text, ensuring the safe and lawful use of LLMs. Our experiments demonstrate that current LLMs frequently output copyrighted text, and that jailbreaking attacks can significantly increase the volume of copyrighted output. Our proposed defense mechanisms significantly reduce the volume of copyrighted text generated by LLMs by effectively refusing malicious requests. Code is publicly available at https://github.com/xz-liu/SHIELD

NovelQA: A Benchmark for Long-Range Novel Question Answering

The rapid advancement of Large Language Models (LLMs) has introduced a new frontier in natural language processing, particularly in understanding and processing long-context information. However, the evaluation of these models' long-context abilities remains a challenge due to the limitations of current benchmarks. To address this gap, we introduce NovelQA, a benchmark specifically designed to test the capabilities of LLMs with extended texts. Constructed from English novels, NovelQA offers a unique blend of complexity, length, and narrative coherence, making it an ideal tool for assessing deep textual understanding in LLMs. This paper presents the design and construction of NovelQA, highlighting its manual annotation, and diverse question types. Our evaluation of Long-context LLMs on NovelQA reveals significant insights into the models' performance, particularly emphasizing the challenges they face with multi-hop reasoning, detail-oriented questions, and extremely long input with more than 100,000 tokens. The results underscore the necessity for further advancements in LLMs to improve their long-context comprehension and computational literary studies.

Knowledge Conflicts for LLMs: A Survey

This survey provides an in-depth analysis of knowledge conflicts for large language models (LLMs), highlighting the complex challenges they encounter when blending contextual and parametric knowledge. Our focus is on three categories of knowledge conflicts: context-memory, inter-context, and intra-memory conflict. These conflicts can significantly impact the trustworthiness and performance of LLMs, especially in real-world applications where noise and misinformation are common. By categorizing these conflicts, exploring the causes, examining the behaviors of LLMs under such conflicts, and reviewing available solutions, this survey aims to shed light on strategies for improving the robustness of LLMs, thereby serving as a valuable resource for advancing research in this evolving area.

LLMs with Chain-of-Thought Are Non-Causal Reasoners

This paper explores the role of the Chain of Thought (CoT) in Large Language Models (LLMs) reasoning. Despite its potential to improve task performance, our analysis reveals a surprising frequency of correct answers following incorrect CoTs and vice versa. We employ causal analysis to assess the cause-effect relationship between CoTs/instructions and answers in LLMs, uncovering the Structural Causal Model (SCM) that LLMs approximate. By comparing the implied SCM with that of human reasoning, we highlight discrepancies between LLM and human reasoning processes. We further examine the factors influencing the causal structure of the implied SCM, revealing that in-context learning, supervised fine-tuning, and reinforcement learning on human feedback significantly impact the causal relations. We release the code and results at https://github.com/StevenZHB/CoT_Causal_Analysis.

Self-DC: When to retrieve and When to generate? Self Divide-and-Conquer for Compositional Unknown Questions

Retrieve-then-read and generate-then-read are two typical solutions to handle unknown and known questions in open-domain question-answering, while the former retrieves necessary external knowledge and the later prompt the large language models to generate internal known knowledge encoded in the parameters. However, few of previous works consider the compositional unknown questions, which consist of several known or unknown sub-questions. Thus, simple binary classification (known or unknown) becomes sub-optimal and inefficient since it will call external retrieval excessively for each compositional unknown question. To this end, we propose the first Compositional unknown Question-Answering dataset (CuQA), and introduce a Self Divide-and-Conquer (Self-DC) framework to empower LLMs to adaptively call different methods on-demand, resulting in better performance and efficiency. Experimental results on two datasets (CuQA and FreshQA) demonstrate that Self-DC can achieve comparable or even better performance with much more less retrieval times compared with several strong baselines.

SQL-CRAFT: Text-to-SQL through Interactive Refinement and Enhanced Reasoning

Modern LLMs have become increasingly powerful, but they are still facing challenges in specialized tasks such as Text-to-SQL. We propose SQL-CRAFT, a framework to advance LLMs' SQL generation Capabilities through inteRActive reFinemenT and enhanced reasoning. We leverage an Interactive Correction Loop (IC-Loop) for LLMs to interact with databases automatically, as well as Python-enhanced reasoning. We conduct experiments on two Text-to-SQL datasets, Spider and Bird, with performance improvements of up to 5.7% compared to the naive prompting method. Moreover, our method surpasses the current state-of-the-art on the Spider Leaderboard, demonstrating the effectiveness of our framework.

TRAMS: Training-free Memory Selection for Long-range Language Modeling

The Transformer architecture is crucial for numerous AI models, but it still faces challenges in long-range language modeling. Though several specific transformer architectures have been designed to tackle issues of long-range dependencies, existing methods like Transformer-XL are plagued by a high percentage of ineffective memories. In this study, we present a plug-and-play strategy, known as TRAining-free Memory Selection (TRAMS), that selects tokens participating in attention calculation based on one simple metric. This strategy allows us to keep tokens that are likely to have a high attention score with the current queries and ignore the other ones. We have tested our approach on the word-level benchmark (WikiText-103) and the character-level benchmark (enwik8), and the results indicate an improvement without having additional training or adding additional parameters.

Survey on Factuality in Large Language Models: Knowledge, Retrieval and Domain-Specificity

This survey addresses the crucial issue of factuality in Large Language Models (LLMs). As LLMs find applications across diverse domains, the reliability and accuracy of their outputs become vital. We define the Factuality Issue as the probability of LLMs to produce content inconsistent with established facts. We first delve into the implications of these inaccuracies, highlighting the potential consequences and challenges posed by factual errors in LLM outputs. Subsequently, we analyze the mechanisms through which LLMs store and process facts, seeking the primary causes of factual errors. Our discussion then transitions to methodologies for evaluating LLM factuality, emphasizing key metrics, benchmarks, and studies. We further explore strategies for enhancing LLM factuality, including approaches tailored for specific domains. We focus two primary LLM configurations standalone LLMs and Retrieval-Augmented LLMs that utilizes external data, we detail their unique challenges and potential enhancements. Our survey offers a structured guide for researchers aiming to fortify the factual reliability of LLMs.

A Survey on Evaluation of Large Language Models

Large language models (LLMs) are gaining increasing popularity in both academia and industry, owing to their unprecedented performance in various applications. As LLMs continue to play a vital role in both research and daily use, their evaluation becomes increasingly critical, not only at the task level, but also at the society level for better understanding of their potential risks. Over the past years, significant efforts have been made to examine LLMs from various perspectives. This paper presents a comprehensive review of these evaluation methods for LLMs, focusing on three key dimensions: what to evaluate, where to evaluate, and how to evaluate. Firstly, we provide an overview from the perspective of evaluation tasks, encompassing general natural language processing tasks, reasoning, medical usage, ethics, educations, natural and social sciences, agent applications, and other areas. Secondly, we answer the `where' and `how' questions by diving into the evaluation methods and benchmarks, which serve as crucial components in assessing performance of LLMs. Then, we summarize the success and failure cases of LLMs in different tasks. Finally, we shed light on several future challenges that lie ahead in LLMs evaluation. Our aim is to offer invaluable insights to researchers in the realm of LLMs evaluation, thereby aiding the development of more proficient LLMs. Our key point is that evaluation should be treated as an essential discipline to better assist the development of LLMs. We consistently maintain the related open-source materials at: https://github.com/MLGroupJLU/LLM-eval-survey.