Abstract:Generative retrieval (GR) re-frames document retrieval as a sequence-based document identifier (DocID) generation task, memorizing documents with model parameters and enabling end-to-end retrieval without explicit indexing. Existing GR methods are based on auto-regressive generative models, i.e., the token generation is performed from left to right. However, such auto-regressive methods suffer from: (1) mismatch between DocID generation and natural language generation, e.g., an incorrect DocID token generated in early left steps would lead to totally erroneous retrieval; and (2) failure to balance the trade-off between retrieval efficiency and accuracy dynamically, which is crucial for practical applications. To address these limitations, we propose generative document retrieval with diffusion language models, dubbed DiffuGR. It models DocID generation as a discrete diffusion process: during training, DocIDs are corrupted through a stochastic masking process, and a diffusion language model is learned to recover them under a retrieval-aware objective. For inference, DiffuGR attempts to generate DocID tokens in parallel and refines them through a controllable number of denoising steps. In contrast to conventional left-to-right auto-regressive decoding, DiffuGR provides a novel mechanism to first generate more confident DocID tokens and refine the generation through diffusion-based denoising. Moreover, DiffuGR also offers explicit runtime control over the qualitylatency tradeoff. Extensive experiments on benchmark retrieval datasets show that DiffuGR is competitive with strong auto-regressive generative retrievers, while offering flexible speed and accuracy tradeoffs through variable denoising budgets. Overall, our results indicate that non-autoregressive diffusion models are a practical and effective alternative for generative document retrieval.
Abstract:Collaborative information serves as the cornerstone of recommender systems which typically focus on capturing it from user-item interactions to deliver personalized services. However, current understanding of this crucial resource remains limited. Specifically, a quantitative definition of collaborative information is missing, its manifestation within user-item interactions remains unclear, and its impact on recommendation performance is largely unknown. To bridge this gap, this work conducts a systematic investigation of collaborative information. We begin by clarifying collaborative information in terms of item co-occurrence patterns, identifying its main characteristics, and presenting a quantitative definition. We then estimate the distribution of collaborative information from several aspects, shedding light on how collaborative information is structured in practice. Furthermore, we evaluate the impact of collaborative information on the performance of various recommendation algorithms. Finally, we highlight challenges in effectively capturing collaborative information and outlook promising directions for future research. By establishing an empirical framework, we uncover many insightful observations that advance our understanding of collaborative information and offer valuable guidelines for developing more effective recommender systems.
Abstract:The advancement of large language models (LLMs) has enabled the construction of multi-agent systems to solve complex tasks by dividing responsibilities among specialized agents, such as a planning agent for subgoal generation and a grounding agent for executing tool-use actions. Most existing methods typically fine-tune these agents independently, leading to capability gaps among them with poor coordination. To address this, we propose MOAT, a Multi-Agent Joint Alignment Tuning framework that improves agents collaboration through iterative alignment. MOAT alternates between two key stages: (1) Planning Agent Alignment, which optimizes the planning agent to generate subgoal sequences that better guide the grounding agent; and (2) Grounding Agent Improving, which fine-tunes the grounding agent using diverse subgoal-action pairs generated by the agent itself to enhance its generalization capablity. Theoretical analysis proves that MOAT ensures a non-decreasing and progressively convergent training process. Experiments across six benchmarks demonstrate that MOAT outperforms state-of-the-art baselines, achieving average improvements of 3.1% on held-in tasks and 4.4% on held-out tasks.




Abstract:Recent advances in large language models have sparked growing interest in AI agents capable of solving complex, real-world tasks. However, most existing agent systems rely on manually crafted configurations that remain static after deployment, limiting their ability to adapt to dynamic and evolving environments. To this end, recent research has explored agent evolution techniques that aim to automatically enhance agent systems based on interaction data and environmental feedback. This emerging direction lays the foundation for self-evolving AI agents, which bridge the static capabilities of foundation models with the continuous adaptability required by lifelong agentic systems. In this survey, we provide a comprehensive review of existing techniques for self-evolving agentic systems. Specifically, we first introduce a unified conceptual framework that abstracts the feedback loop underlying the design of self-evolving agentic systems. The framework highlights four key components: System Inputs, Agent System, Environment, and Optimisers, serving as a foundation for understanding and comparing different strategies. Based on this framework, we systematically review a wide range of self-evolving techniques that target different components of the agent system. We also investigate domain-specific evolution strategies developed for specialised fields such as biomedicine, programming, and finance, where optimisation objectives are tightly coupled with domain constraints. In addition, we provide a dedicated discussion on the evaluation, safety, and ethical considerations for self-evolving agentic systems, which are critical to ensuring their effectiveness and reliability. This survey aims to provide researchers and practitioners with a systematic understanding of self-evolving AI agents, laying the foundation for the development of more adaptive, autonomous, and lifelong agentic systems.
Abstract:Large language models (LLMs) have been widely integrated into information retrieval to advance traditional techniques. However, effectively enabling LLMs to seek accurate knowledge in complex tasks remains a challenge due to the complexity of multi-hop queries as well as the irrelevant retrieved content. To address these limitations, we propose EXSEARCH, an agentic search framework, where the LLM learns to retrieve useful information as the reasoning unfolds through a self-incentivized process. At each step, the LLM decides what to retrieve (thinking), triggers an external retriever (search), and extracts fine-grained evidence (recording) to support next-step reasoning. To enable LLM with this capability, EXSEARCH adopts a Generalized Expectation-Maximization algorithm. In the E-step, the LLM generates multiple search trajectories and assigns an importance weight to each; the M-step trains the LLM on them with a re-weighted loss function. This creates a self-incentivized loop, where the LLM iteratively learns from its own generated data, progressively improving itself for search. We further theoretically analyze this training process, establishing convergence guarantees. Extensive experiments on four knowledge-intensive benchmarks show that EXSEARCH substantially outperforms baselines, e.g., +7.8% improvement on exact match score. Motivated by these promising results, we introduce EXSEARCH-Zoo, an extension that extends our method to broader scenarios, to facilitate future work.
Abstract:Knowledge Editing has emerged as a promising solution for efficiently updating embedded knowledge in large language models (LLMs). While existing approaches demonstrate effectiveness in integrating new knowledge and preserving the original capabilities of LLMs, they fail to maintain fine-grained irrelevant knowledge facts that share the same subject as edited knowledge but differ in relation and object. This challenge arises because subject representations inherently encode multiple attributes, causing the target and fine-grained irrelevant knowledge to become entangled in the representation space, and thus vulnerable to unintended alterations during editing. To address this, we propose DiKE, a novel approach that Disentangles Knowledge representations for LLM Editing (DiKE). DiKE consists of two key components: a Knowledge Representation Disentanglement (KRD) module that decomposes the subject representation into target-knowledgerelated and -unrelated components, and a Disentanglement-based Knowledge Edit (DKE) module that updates only the target-related component while explicitly preserving the unrelated one. We further derive a closed-form, rank-one parameter update based on matrix theory to enable efficient and minimally invasive edits. To rigorously evaluate fine-grained irrelevant knowledge preservation, we construct FINE-KED, a new benchmark comprising fine-grained irrelevant knowledge at different levels of relational similarity to the edited knowledge. Extensive experiments across multiple LLMs demonstrate that DiKE substantially improves fine-grained irrelevant knowledge preservation while maintaining competitive general editing performance.
Abstract:Large language models have achieved remarkable success in various tasks. However, it is challenging for them to learn new tasks incrementally due to catastrophic forgetting. Existing approaches rely on experience replay, optimization constraints, or task differentiation, which encounter strict limitations in real-world scenarios. To address these issues, we propose Joint Flashback Adaptation. We first introduce flashbacks -- a limited number of prompts from old tasks -- when adapting to new tasks and constrain the deviations of the model outputs compared to the original one. We then interpolate latent tasks between flashbacks and new tasks to enable jointly learning relevant latent tasks, new tasks, and flashbacks, alleviating data sparsity in flashbacks and facilitating knowledge sharing for smooth adaptation. Our method requires only a limited number of flashbacks without access to the replay data and is task-agnostic. We conduct extensive experiments on state-of-the-art large language models across 1000+ instruction-following tasks, arithmetic reasoning tasks, and general reasoning tasks. The results demonstrate the superior performance of our method in improving generalization on new tasks and reducing forgetting in old tasks.




Abstract:Training high-performing Small Language Models (SLMs) remains costly, even with knowledge distillation and pruning from larger teacher models. Existing work often faces three key challenges: (1) information loss from hard pruning, (2) inefficient alignment of representations, and (3) underutilization of informative activations, particularly from Feed-Forward Networks (FFNs). To address these challenges, we introduce Low-Rank Clone (LRC), an efficient pre-training method that constructs SLMs aspiring to behavioral equivalence with strong teacher models. LRC trains a set of low-rank projection matrices that jointly enable soft pruning by compressing teacher weights, and activation clone by aligning student activations, including FFN signals, with those of the teacher. This unified design maximizes knowledge transfer while removing the need for explicit alignment modules. Extensive experiments with open-source teachers (e.g., Llama-3.2-3B-Instruct, Qwen2.5-3B/7B-Instruct) show that LRC matches or surpasses state-of-the-art models trained on trillions of tokens--while using only 20B tokens, achieving over 1,000x training efficiency. Our codes and model checkpoints are available at https://github.com/CURRENTF/LowRankClone and https://huggingface.co/collections/JitaiHao/low-rank-clone-lrc-6828389e96a93f1d4219dfaf.
Abstract:Retrieval-augmented generation (RAG) integrates large language models ( LLM s) with retrievers to access external knowledge, improving the factuality of LLM generation in knowledge-grounded tasks. To optimize the RAG performance, most previous work independently fine-tunes the retriever to adapt to frozen LLM s or trains the LLMs to use documents retrieved by off-the-shelf retrievers, lacking end-to-end training supervision. Recent work addresses this limitation by jointly training these two components but relies on overly simplifying assumptions of document independence, which has been criticized for being far from real-world scenarios. Thus, effectively optimizing the overall RAG performance remains a critical challenge. We propose a direct retrieval-augmented optimization framework, named DRO, that enables end-to-end training of two key components: (i) a generative knowledge selection model and (ii) an LLM generator. DRO alternates between two phases: (i) document permutation estimation and (ii) re-weighted maximization, progressively improving RAG components through a variational approach. In the estimation step, we treat document permutation as a latent variable and directly estimate its distribution from the selection model by applying an importance sampling strategy. In the maximization step, we calibrate the optimization expectation using importance weights and jointly train the selection model and LLM generator. Our theoretical analysis reveals that DRO is analogous to policy-gradient methods in reinforcement learning. Extensive experiments conducted on five datasets illustrate that DRO outperforms the best baseline with 5%-15% improvements in EM and F1. We also provide in-depth experiments to qualitatively analyze the stability, convergence, and variance of DRO.
Abstract:Generative retrieval (GR) has emerged as a promising paradigm in information retrieval (IR). However, most existing GR models are developed and evaluated using a static document collection, and their performance in dynamic corpora where document collections evolve continuously is rarely studied. In this paper, we first reproduce and systematically evaluate various representative GR approaches over dynamic corpora. Through extensive experiments, we reveal that existing GR models with \textit{text-based} docids show superior generalization to unseen documents. We observe that the more fine-grained the docid design in the GR model, the better its performance over dynamic corpora, surpassing BM25 and even being comparable to dense retrieval methods. While GR models with \textit{numeric-based} docids show high efficiency, their performance drops significantly over dynamic corpora. Furthermore, our experiments find that the underperformance of numeric-based docids is partly due to their excessive tendency toward the initial document set, which likely results from overfitting on the training set. We then conduct an in-depth analysis of the best-performing GR methods. We identify three critical advantages of text-based docids in dynamic corpora: (i) Semantic alignment with language models' pretrained knowledge, (ii) Fine-grained docid design, and (iii) High lexical diversity. Building on these insights, we finally propose a novel multi-docid design that leverages both the efficiency of numeric-based docids and the effectiveness of text-based docids, achieving improved performance in dynamic corpus without requiring additional retraining. Our work offers empirical evidence for advancing GR methods over dynamic corpora and paves the way for developing more generalized yet efficient GR models in real-world search engines.