P-TA: Using Proximal Policy Optimization to Enhance Tabular Data Augmentation via Large Language Models

A multitude of industries depend on accurate and reasonable tabular data augmentation for their business processes. Contemporary methodologies in generating tabular data revolve around utilizing Generative Adversarial Networks (GAN) or fine-tuning Large Language Models (LLM). However, GAN-based approaches are documented to produce samples with common-sense errors attributed to the absence of external knowledge. On the other hand, LLM-based methods exhibit a limited capacity to capture the disparities between synthesized and actual data distribution due to the absence of feedback from a discriminator during training. Furthermore, the decoding of LLM-based generation introduces gradient breakpoints, impeding the backpropagation of loss from a discriminator, thereby complicating the integration of these two approaches. To solve this challenge, we propose using proximal policy optimization (PPO) to apply GANs, guiding LLMs to enhance the probability distribution of tabular features. This approach enables the utilization of LLMs as generators for GANs in synthesizing tabular data. Our experiments demonstrate that PPO leads to an approximately 4\% improvement in the accuracy of models trained on synthetically generated data over state-of-the-art across three real-world datasets.

FourierKAN-GCF: Fourier Kolmogorov-Arnold Network -- An Effective and Efficient Feature Transformation for Graph Collaborative Filtering

Graph Collaborative Filtering (GCF) has achieved state-of-the-art performance for recommendation tasks. However, most GCF structures simplify the feature transformation and nonlinear operation during message passing in the graph convolution network (GCN). We revisit these two components and discover that a part of feature transformation and nonlinear operation during message passing in GCN can improve the representation of GCF, but increase the difficulty of training. In this work, we propose a simple and effective graph-based recommendation model called FourierKAN-GCF. Specifically, it utilizes a novel Fourier Kolmogorov-Arnold Network (KAN) to replace the multilayer perceptron (MLP) as a part of the feature transformation during message passing in GCN, which improves the representation power of GCF and is easy to train. We further employ message dropout and node dropout strategies to improve the representation power and robustness of the model. Extensive experiments on two public datasets demonstrate the superiority of FourierKAN-GCF over most state-of-the-art methods. The implementation code is available at https://github.com/Jinfeng-Xu/FKAN-GCF.

Matrix Manifold Neural Networks++

Deep neural networks (DNNs) on Riemannian manifolds have garnered increasing interest in various applied areas. For instance, DNNs on spherical and hyperbolic manifolds have been designed to solve a wide range of computer vision and nature language processing tasks. One of the key factors that contribute to the success of these networks is that spherical and hyperbolic manifolds have the rich algebraic structures of gyrogroups and gyrovector spaces. This enables principled and effective generalizations of the most successful DNNs to these manifolds. Recently, some works have shown that many concepts in the theory of gyrogroups and gyrovector spaces can also be generalized to matrix manifolds such as Symmetric Positive Definite (SPD) and Grassmann manifolds. As a result, some building blocks for SPD and Grassmann neural networks, e.g., isometric models and multinomial logistic regression (MLR) can be derived in a way that is fully analogous to their spherical and hyperbolic counterparts. Building upon these works, we design fully-connected (FC) and convolutional layers for SPD neural networks. We also develop MLR on Symmetric Positive Semi-definite (SPSD) manifolds, and propose a method for performing backpropagation with the Grassmann logarithmic map in the projector perspective. We demonstrate the effectiveness of the proposed approach in the human action recognition and node classification tasks.

Enhancing Content-based Recommendation via Large Language Model

In real-world applications, users express different behaviors when they interact with different items, including implicit click/like interactions, and explicit comments/reviews interactions. Nevertheless, almost all recommender works are focused on how to describe user preferences by the implicit click/like interactions, to find the synergy of people. For the content-based explicit comments/reviews interactions, some works attempt to utilize them to mine the semantic knowledge to enhance recommender models. However, they still neglect the following two points: (1) The content semantic is a universal world knowledge; how do we extract the multi-aspect semantic information to empower different domains? (2) The user/item ID feature is a fundamental element for recommender models; how do we align the ID and content semantic feature space? In this paper, we propose a `plugin' semantic knowledge transferring method \textbf{LoID}, which includes two major components: (1) LoRA-based large language model pretraining to extract multi-aspect semantic information; (2) ID-based contrastive objective to align their feature spaces. We conduct extensive experiments with SOTA baselines on real-world datasets, the detailed results demonstrating significant improvements of our method LoID.

Conformal Off-Policy Prediction for Multi-Agent Systems

Off-Policy Prediction (OPP), i.e., predicting the outcomes of a target policy using only data collected under a nominal (behavioural) policy, is a paramount problem in data-driven analysis of safety-critical systems where the deployment of a new policy may be unsafe. To achieve dependable off-policy predictions, recent work on Conformal Off-Policy Prediction (COPP) leverage the conformal prediction framework to derive prediction regions with probabilistic guarantees under the target process. Existing COPP methods can account for the distribution shifts induced by policy switching, but are limited to single-agent systems and scalar outcomes (e.g., rewards). In this work, we introduce MA-COPP, the first conformal prediction method to solve OPP problems involving multi-agent systems, deriving joint prediction regions for all agents' trajectories when one or more "ego" agents change their policies. Unlike the single-agent scenario, this setting introduces higher complexity as the distribution shifts affect predictions for all agents, not just the ego agents, and the prediction task involves full multi-dimensional trajectories, not just reward values. A key contribution of MA-COPP is to avoid enumeration or exhaustive search of the output space of agent trajectories, which is instead required by existing COPP methods to construct the prediction region. We achieve this by showing that an over-approximation of the true JPR can be constructed, without enumeration, from the maximum density ratio of the JPR trajectories. We evaluate the effectiveness of MA-COPP in multi-agent systems from the PettingZoo library and the F1TENTH autonomous racing environment, achieving nominal coverage in higher dimensions and various shift settings.

Bridging the Gap between Discrete Agent Strategies in Game Theory and Continuous Motion Planning in Dynamic Environments

Generating competitive strategies and performing continuous motion planning simultaneously in an adversarial setting is a challenging problem. In addition, understanding the intent of other agents is crucial to deploying autonomous systems in adversarial multi-agent environments. Existing approaches either discretize agent action by grouping similar control inputs, sacrificing performance in motion planning, or plan in uninterpretable latent spaces, producing hard-to-understand agent behaviors. This paper proposes an agent strategy representation via Policy Characteristic Space that maps the agent policies to a pre-specified low-dimensional space. Policy Characteristic Space enables the discretization of agent policy switchings while preserving continuity in control. Also, it provides intepretability of agent policies and clear intentions of policy switchings. Then, regret-based game-theoretic approaches can be applied in the Policy Characteristic Space to obtain high performance in adversarial environments. Our proposed method is assessed by conducting experiments in an autonomous racing scenario using scaled vehicles. Statistical evidence shows that our method significantly improves the win rate of ego agent and the method also generalizes well to unseen environments.

Is Crowdsourcing Breaking Your Bank? Cost-Effective Fine-Tuning of Pre-trained Language Models with Proximal Policy Optimization

Wide usage of ChatGPT has highlighted the potential of reinforcement learning from human feedback. However, its training pipeline relies on manual ranking, a resource-intensive process. To reduce labor costs, we propose a self-supervised text ranking approach for applying Proximal-Policy-Optimization to fine-tune language models while eliminating the need for human annotators. Our method begins with probabilistic sampling to encourage a language model to generate diverse responses for each input. We then employ TextRank and ISODATA algorithms to rank and cluster these responses based on their semantics. Subsequently, we construct a reward model to learn the rank and optimize our generative policy. Our experimental results, conducted using two language models on three tasks, demonstrate that the models trained by our method considerably outperform baselines regarding BLEU, GLEU, and METEOR scores. Furthermore, our manual evaluation shows that our ranking results exhibit a remarkably high consistency with that of humans. This research significantly reduces training costs of proximal policy-guided models and demonstrates the potential for self-correction of language models.

Data-free Multi-label Image Recognition via LLM-powered Prompt Tuning

This paper proposes a novel framework for multi-label image recognition without any training data, called data-free framework, which uses knowledge of pre-trained Large Language Model (LLM) to learn prompts to adapt pretrained Vision-Language Model (VLM) like CLIP to multilabel classification. Through asking LLM by well-designed questions, we acquire comprehensive knowledge about characteristics and contexts of objects, which provides valuable text descriptions for learning prompts. Then we propose a hierarchical prompt learning method by taking the multi-label dependency into consideration, wherein a subset of category-specific prompt tokens are shared when the corresponding objects exhibit similar attributes or are more likely to co-occur. Benefiting from the remarkable alignment between visual and linguistic semantics of CLIP, the hierarchical prompts learned from text descriptions are applied to perform classification of images during inference. Our framework presents a new way to explore the synergies between multiple pre-trained models for novel category recognition. Extensive experiments on three public datasets (MS-COCO, VOC2007, and NUS-WIDE) demonstrate that our method achieves better results than the state-of-the-art methods, especially outperforming the zero-shot multi-label recognition methods by 4.7% in mAP on MS-COCO.

MENTOR: Multi-level Self-supervised Learning for Multimodal Recommendation

With the increasing multimedia information, multimodal recommendation has received extensive attention. It utilizes multimodal information to alleviate the data sparsity problem in recommendation systems, thus improving recommendation accuracy. However, the reliance on labeled data severely limits the performance of multimodal recommendation models. Recently, self-supervised learning has been used in multimodal recommendations to mitigate the label sparsity problem. Nevertheless, the state-of-the-art methods cannot avoid the modality noise when aligning multimodal information due to the large differences in the distributions of different modalities. To this end, we propose a Multi-level sElf-supervised learNing for mulTimOdal Recommendation (MENTOR) method to address the label sparsity problem and the modality alignment problem. Specifically, MENTOR first enhances the specific features of each modality using the graph convolutional network (GCN) and fuses the visual and textual modalities. It then enhances the item representation via the item semantic graph for all modalities, including the fused modality. Then, it introduces two multilevel self-supervised tasks: the multilevel cross-modal alignment task and the general feature enhancement task. The multilevel cross-modal alignment task aligns each modality under the guidance of the ID embedding from multiple levels while maintaining the historical interaction information. The general feature enhancement task enhances the general feature from both the graph and feature perspectives to improve the robustness of our model. Extensive experiments on three publicly available datasets demonstrate the effectiveness of our method. Our code is publicly available at https://github.com/Jinfeng-Xu/MENTOR.

Peer-review-in-LLMs: Automatic Evaluation Method for LLMs in Open-environment

Existing large language models (LLMs) evaluation methods typically focus on testing the performance on some closed-environment and domain-specific benchmarks with human annotations. In this paper, we explore a novel unsupervised evaluation direction, utilizing peer-review mechanisms to measure LLMs automatically. In this setting, both open-source and closed-source LLMs lie in the same environment, capable of answering unlabeled questions and evaluating each other, where each LLM's response score is jointly determined by other anonymous ones. To obtain the ability hierarchy among these models, we assign each LLM a learnable capability parameter to adjust the final ranking. We formalize it as a constrained optimization problem, intending to maximize the consistency of each LLM's capabilities and scores. The key assumption behind is that high-level LLM can evaluate others' answers more accurately than low-level ones, while higher-level LLM can also achieve higher response scores. Moreover, we propose three metrics called PEN, CIN, and LIS to evaluate the gap in aligning human rankings. We perform experiments on multiple datasets with these metrics, validating the effectiveness of the proposed approach.