Unsupervised Information Refinement Training of Large Language Models for Retrieval-Augmented Generation

Retrieval-augmented generation (RAG) enhances large language models (LLMs) by incorporating additional information from retrieval. However, studies have shown that LLMs still face challenges in effectively using the retrieved information, even ignoring it or being misled by it. The key reason is that the training of LLMs does not clearly make LLMs learn how to utilize input retrieved texts with varied quality. In this paper, we propose a novel perspective that considers the role of LLMs in RAG as ``Information Refiner'', which means that regardless of correctness, completeness, or usefulness of retrieved texts, LLMs can consistently integrate knowledge within the retrieved texts and model parameters to generate the texts that are more concise, accurate, and complete than the retrieved texts. To this end, we propose an information refinement training method named InFO-RAG that optimizes LLMs for RAG in an unsupervised manner. InFO-RAG is low-cost and general across various tasks. Extensive experiments on zero-shot prediction of 11 datasets in diverse tasks including Question Answering, Slot-Filling, Language Modeling, Dialogue, and Code Generation show that InFO-RAG improves the performance of LLaMA2 by an average of 9.39\% relative points. InFO-RAG also shows advantages in in-context learning and robustness of RAG.

Learning Intrinsic Dimension via Information Bottleneck for Explainable Aspect-based Sentiment Analysis

Gradient-based explanation methods are increasingly used to interpret neural models in natural language processing (NLP) due to their high fidelity. Such methods determine word-level importance using dimension-level gradient values through a norm function, often presuming equal significance for all gradient dimensions. However, in the context of Aspect-based Sentiment Analysis (ABSA), our preliminary research suggests that only specific dimensions are pertinent. To address this, we propose the Information Bottleneck-based Gradient (\texttt{IBG}) explanation framework for ABSA. This framework leverages an information bottleneck to refine word embeddings into a concise intrinsic dimension, maintaining essential features and omitting unrelated information. Comprehensive tests show that our \texttt{IBG} approach considerably improves both the models' performance and interpretability by identifying sentiment-aware features.

Let's Rectify Step by Step: Improving Aspect-based Sentiment Analysis with Diffusion Models

Aspect-Based Sentiment Analysis (ABSA) stands as a crucial task in predicting the sentiment polarity associated with identified aspects within text. However, a notable challenge in ABSA lies in precisely determining the aspects' boundaries (start and end indices), especially for long ones, due to users' colloquial expressions. We propose DiffusionABSA, a novel diffusion model tailored for ABSA, which extracts the aspects progressively step by step. Particularly, DiffusionABSA gradually adds noise to the aspect terms in the training process, subsequently learning a denoising process that progressively restores these terms in a reverse manner. To estimate the boundaries, we design a denoising neural network enhanced by a syntax-aware temporal attention mechanism to chronologically capture the interplay between aspects and surrounding text. Empirical evaluations conducted on eight benchmark datasets underscore the compelling advantages offered by DiffusionABSA when compared against robust baseline models. Our code is publicly available at https://github.com/Qlb6x/DiffusionABSA.

LLM-DA: Data Augmentation via Large Language Models for Few-Shot Named Entity Recognition

Despite the impressive capabilities of large language models (LLMs), their performance on information extraction tasks is still not entirely satisfactory. However, their remarkable rewriting capabilities and extensive world knowledge offer valuable insights to improve these tasks. In this paper, we propose $LLM-DA$, a novel data augmentation technique based on LLMs for the few-shot NER task. To overcome the limitations of existing data augmentation methods that compromise semantic integrity and address the uncertainty inherent in LLM-generated text, we leverage the distinctive characteristics of the NER task by augmenting the original data at both the contextual and entity levels. Our approach involves employing 14 contextual rewriting strategies, designing entity replacements of the same type, and incorporating noise injection to enhance robustness. Extensive experiments demonstrate the effectiveness of our approach in enhancing NER model performance with limited data. Furthermore, additional analyses provide further evidence supporting the assertion that the quality of the data we generate surpasses that of other existing methods.

Domain Generalization via Causal Adjustment for Cross-Domain Sentiment Analysis

Domain adaption has been widely adapted for cross-domain sentiment analysis to transfer knowledge from the source domain to the target domain. Whereas, most methods are proposed under the assumption that the target (test) domain is known, making them fail to generalize well on unknown test data that is not always available in practice. In this paper, we focus on the problem of domain generalization for cross-domain sentiment analysis. Specifically, we propose a backdoor adjustment-based causal model to disentangle the domain-specific and domain-invariant representations that play essential roles in tackling domain shift. First, we rethink the cross-domain sentiment analysis task in a causal view to model the causal-and-effect relationships among different variables. Then, to learn an invariant feature representation, we remove the effect of domain confounders (e.g., domain knowledge) using the backdoor adjustment. A series of experiments over many homologous and diverse datasets show the great performance and robustness of our model by comparing it with the state-of-the-art domain generalization baselines.

Graph Representation of Narrative Context: Coherence Dependency via Retrospective Questions

This work introduces a novel and practical paradigm for narrative comprehension, stemming from the observation that individual passages within narratives are often cohesively related than being isolated. We therefore propose to formulate a graph upon narratives dubbed NARCO that depicts a task-agnostic coherence dependency of the entire context. Especially, edges in NARCO encompass retrospective free-form questions between two context snippets reflecting high-level coherent relations, inspired by the cognitive perception of humans who constantly reinstate relevant events from prior context. Importantly, our graph is instantiated through our designed two-stage LLM prompting, thereby without reliance on human annotations. We present three unique studies on its practical utility, examining the edge efficacy via recap identification, local context augmentation via plot retrieval, and broader applications exemplified by long document QA. Experiments suggest that our approaches leveraging NARCO yield performance boost across all three tasks.

Identifying Factual Inconsistency in Summaries: Towards Effective Utilization of Large Language Model

Factual inconsistency poses a significant hurdle for the commercial deployment of abstractive summarizers. Under this Large Language Model (LLM) era, this work focuses around two important questions: what is the best way to leverage LLM for factual inconsistency detection, and how could we distill a smaller LLM with both high efficiency and efficacy? Three zero-shot paradigms are firstly proposed and evaluated across five diverse datasets: direct inference on the entire summary or each summary window; entity verification through question generation and answering. Experiments suggest that LLM itself is capable to resolve this task train-free under the proper paradigm design, surpassing strong trained baselines by 2.8% on average. To further promote practical utility, we then propose training strategies aimed at distilling smaller open-source LLM that learns to score the entire summary at once with high accuracy, which outperforms the zero-shot approaches by much larger LLM, serving as an effective and efficient ready-to-use scorer.

3D Vascular Segmentation Supervised by 2D Annotation of Maximum Intensity Projection

Vascular structure segmentation plays a crucial role in medical analysis and clinical applications. The practical adoption of fully supervised segmentation models is impeded by the intricacy and time-consuming nature of annotating vessels in the 3D space. This has spurred the exploration of weakly-supervised approaches that reduce reliance on expensive segmentation annotations. Despite this, existing weakly supervised methods employed in organ segmentation, which encompass points, bounding boxes, or graffiti, have exhibited suboptimal performance when handling sparse vascular structure. To alleviate this issue, we employ maximum intensity projection (MIP) to decrease the dimensionality of 3D volume to 2D image for efficient annotation, and the 2D labels are utilized to provide guidance and oversight for training 3D vessel segmentation model. Initially, we generate pseudo-labels for 3D blood vessels using the annotations of 2D projections. Subsequently, taking into account the acquisition method of the 2D labels, we introduce a weakly-supervised network that fuses 2D-3D deep features via MIP to further improve segmentation performance. Furthermore, we integrate confidence learning and uncertainty estimation to refine the generated pseudo-labels, followed by fine-tuning the segmentation network. Our method is validated on five datasets (including cerebral vessel, aorta and coronary artery), demonstrating highly competitive performance in segmenting vessels and the potential to significantly reduce the time and effort required for vessel annotation. Our code is available at: https://github.com/gzq17/Weakly-Supervised-by-MIP.

Watch Out for Your Agents! Investigating Backdoor Threats to LLM-Based Agents

Leveraging the rapid development of Large Language Models LLMs, LLM-based agents have been developed to handle various real-world applications, including finance, healthcare, and shopping, etc. It is crucial to ensure the reliability and security of LLM-based agents during applications. However, the safety issues of LLM-based agents are currently under-explored. In this work, we take the first step to investigate one of the typical safety threats, backdoor attack, to LLM-based agents. We first formulate a general framework of agent backdoor attacks, then we present a thorough analysis on the different forms of agent backdoor attacks. Specifically, from the perspective of the final attacking outcomes, the attacker can either choose to manipulate the final output distribution, or only introduce malicious behavior in the intermediate reasoning process, while keeping the final output correct. Furthermore, the former category can be divided into two subcategories based on trigger locations: the backdoor trigger can be hidden either in the user query or in an intermediate observation returned by the external environment. We propose the corresponding data poisoning mechanisms to implement the above variations of agent backdoor attacks on two typical agent tasks, web shopping and tool utilization. Extensive experiments show that LLM-based agents suffer severely from backdoor attacks, indicating an urgent need for further research on the development of defenses against backdoor attacks on LLM-based agents. Warning: This paper may contain biased content.

Tell Me More! Towards Implicit User Intention Understanding of Language Model Driven Agents

Current language model-driven agents often lack mechanisms for effective user participation, which is crucial given the vagueness commonly found in user instructions. Although adept at devising strategies and performing tasks, these agents struggle with seeking clarification and grasping precise user intentions. To bridge this gap, we introduce Intention-in-Interaction (IN3), a novel benchmark designed to inspect users' implicit intentions through explicit queries. Next, we propose the incorporation of model experts as the upstream in agent designs to enhance user-agent interaction. Employing IN3, we empirically train Mistral-Interact, a powerful model that proactively assesses task vagueness, inquires user intentions, and refines them into actionable goals before starting downstream agent task execution. Integrating it into the XAgent framework, we comprehensively evaluate the enhanced agent system regarding user instruction understanding and execution, revealing that our approach notably excels at identifying vague user tasks, recovering and summarizing critical missing information, setting precise and necessary agent execution goals, and minimizing redundant tool usage, thus boosting overall efficiency. All the data and codes are released.