FFT: Towards Harmlessness Evaluation and Analysis for LLMs with Factuality, Fairness, Toxicity

The widespread of generative artificial intelligence has heightened concerns about the potential harms posed by AI-generated texts, primarily stemming from factoid, unfair, and toxic content. Previous researchers have invested much effort in assessing the harmlessness of generative language models. However, existing benchmarks are struggling in the era of large language models (LLMs), due to the stronger language generation and instruction following capabilities, as well as wider applications. In this paper, we propose FFT, a new benchmark with 2116 elaborated-designed instances, for LLM harmlessness evaluation with factuality, fairness, and toxicity. To investigate the potential harms of LLMs, we evaluate 9 representative LLMs covering various parameter scales, training stages, and creators. Experiments show that the harmlessness of LLMs is still under-satisfactory, and extensive analysis derives some insightful findings that could inspire future research for harmless LLM research.

Simple but Effective Unsupervised Classification for Specified Domain Images: A Case Study on Fungi Images

High-quality labeled datasets are essential for deep learning. Traditional manual annotation methods are not only costly and inefficient but also pose challenges in specialized domains where expert knowledge is needed. Self-supervised methods, despite leveraging unlabeled data for feature extraction, still require hundreds or thousands of labeled instances to guide the model for effective specialized image classification. Current unsupervised learning methods offer automatic classification without prior annotation but often compromise on accuracy. As a result, efficiently procuring high-quality labeled datasets remains a pressing challenge for specialized domain images devoid of annotated data. Addressing this, an unsupervised classification method with three key ideas is introduced: 1) dual-step feature dimensionality reduction using a pre-trained model and manifold learning, 2) a voting mechanism from multiple clustering algorithms, and 3) post-hoc instead of prior manual annotation. This approach outperforms supervised methods in classification accuracy, as demonstrated with fungal image data, achieving 94.1% and 96.7% on public and private datasets respectively. The proposed unsupervised classification method reduces dependency on pre-annotated datasets, enabling a closed-loop for data classification. The simplicity and ease of use of this method will also bring convenience to researchers in various fields in building datasets, promoting AI applications for images in specialized domains.

Sam-Guided Enhanced Fine-Grained Encoding with Mixed Semantic Learning for Medical Image Captioning

With the development of multimodality and large language models, the deep learning-based technique for medical image captioning holds the potential to offer valuable diagnostic recommendations. However, current generic text and image pre-trained models do not yield satisfactory results when it comes to describing intricate details within medical images. In this paper, we present a novel medical image captioning method guided by the segment anything model (SAM) to enable enhanced encoding with both general and detailed feature extraction. In addition, our approach employs a distinctive pre-training strategy with mixed semantic learning to simultaneously capture both the overall information and finer details within medical images. We demonstrate the effectiveness of this approach, as it outperforms the pre-trained BLIP2 model on various evaluation metrics for generating descriptions of medical images.

Outlier Weighed Layerwise Sparsity (OWL): A Missing Secret Sauce for Pruning LLMs to High Sparsity

Large Language Models (LLMs), renowned for their remarkable performance, present a challenge due to their colossal model size when it comes to practical deployment. In response to this challenge, efforts have been directed toward the application of traditional network pruning techniques to LLMs, uncovering a massive number of parameters can be pruned in one-shot without hurting performance. Building upon insights gained from pre-LLM models, prevailing LLM pruning strategies have consistently adhered to the practice of uniformly pruning all layers at equivalent sparsity. However, this observation stands in contrast to the prevailing trends observed in the field of vision models, where non-uniform layerwise sparsity typically yields substantially improved results. To elucidate the underlying reasons for this disparity, we conduct a comprehensive analysis of the distribution of token features within LLMs. In doing so, we discover a strong correlation with the emergence of outliers, defined as features exhibiting significantly greater magnitudes compared to their counterparts in feature dimensions. Inspired by this finding, we introduce a novel LLM pruning methodology that incorporates a tailored set of non-uniform layerwise sparsity ratios specifically designed for LLM pruning, termed as Outlier Weighed Layerwise sparsity (OWL). The sparsity ratio of OWL is directly proportional to the outlier ratio observed within each layer, facilitating a more effective alignment between layerwise weight sparsity and outlier ratios. Our empirical evaluation, conducted across the LLaMA-V1 family and OPT, spanning various benchmarks, demonstrates the distinct advantages offered by OWL over previous methods. For instance, our approach exhibits a remarkable performance gain, surpassing the state-of-the-art Wanda and SparseGPT by 61.22 and 6.80 perplexity at a high sparsity level of 70%, respectively.

JoMA: Demystifying Multilayer Transformers via JOint Dynamics of MLP and Attention

We propose Joint MLP/Attention (JoMA) dynamics, a novel mathematical framework to understand the training procedure of multilayer Transformer architectures. This is achieved by integrating out the self-attention layer in Transformers, producing a modified dynamics of MLP layers only. JoMA removes unrealistic assumptions in previous analysis (e.g., lack of residual connection) and predicts that the attention first becomes sparse (to learn salient tokens), then dense (to learn less salient tokens) in the presence of nonlinear activations, while in the linear case, it is consistent with existing works that show attention becomes sparse over time. We leverage JoMA to qualitatively explains how tokens are combined to form hierarchies in multilayer Transformers, when the input tokens are generated by a latent hierarchical generative model. Experiments on models trained from real-world dataset (Wikitext2/Wikitext103) and various pre-trained models (OPT, Pythia) verify our theoretical findings.

Merge, Then Compress: Demystify Efficient SMoE with Hints from Its Routing Policy

Sparsely activated Mixture-of-Experts (SMoE) has shown promise to scale up the learning capacity of neural networks, however, they have issues like (a) High Memory Usage, due to duplication of the network layers into multiple copies as experts; and (b) Redundancy in Experts, as common learning-based routing policies suffer from representational collapse. Therefore, vanilla SMoE models are memory inefficient and non-scalable, especially for resource-constrained downstream scenarios. In this paper, we ask: Can we craft a compact SMoE model by consolidating expert information? What is the best recipe to merge multiple experts into fewer but more knowledgeable experts? Our pilot investigation reveals that conventional model merging methods fail to be effective in such expert merging for SMoE. The potential reasons are: (1) redundant information overshadows critical experts; (2) appropriate neuron permutation for each expert is missing to bring all of them in alignment. To address this, we propose M-SMoE, which leverages routing statistics to guide expert merging. Specifically, it starts with neuron permutation alignment for experts; then, dominant experts and their "group members" are formed; lastly, every expert group is merged into a single expert by utilizing each expert's activation frequency as their weight for merging, thus diminishing the impact of insignificant experts. Moreover, we observed that our proposed merging promotes a low dimensionality in the merged expert's weight space, naturally paving the way for additional compression. Hence, our final method, MC-SMoE (i.e., Merge, then Compress SMoE), further decomposes the merged experts into low-rank and structural sparse alternatives. Extensive experiments across 8 benchmarks validate the effectiveness of MC-SMoE. For instance, our MC-SMoE achieves up to 80% memory and a 20% FLOPs reduction, with virtually no loss in performance.

RigNet++: Efficient Repetitive Image Guided Network for Depth Completion

Depth completion aims to recover dense depth maps from sparse ones, where color images are often used to facilitate this task. Recent depth methods primarily focus on image guided learning frameworks. However, blurry guidance in the image and unclear structure in the depth still impede their performance. To tackle these challenges, we explore an efficient repetitive design in our image guided network to gradually and sufficiently recover depth values. Specifically, the efficient repetition is embodied in both the image guidance branch and depth generation branch. In the former branch, we design a dense repetitive hourglass network to extract discriminative image features of complex environments, which can provide powerful contextual instruction for depth prediction. In the latter branch, we introduce a repetitive guidance module based on dynamic convolution, in which an efficient convolution factorization is proposed to reduce the complexity while modeling high-frequency structures progressively. Extensive experiments indicate that our approach achieves superior or competitive results on KITTI, VKITTI, NYUv2, 3D60, and Matterport3D datasets.

A study on the impact of pre-trained model on Just-In-Time defect prediction

Previous researchers conducting Just-In-Time (JIT) defect prediction tasks have primarily focused on the performance of individual pre-trained models, without exploring the relationship between different pre-trained models as backbones. In this study, we build six models: RoBERTaJIT, CodeBERTJIT, BARTJIT, PLBARTJIT, GPT2JIT, and CodeGPTJIT, each with a distinct pre-trained model as its backbone. We systematically explore the differences and connections between these models. Specifically, we investigate the performance of the models when using Commit code and Commit message as inputs, as well as the relationship between training efficiency and model distribution among these six models. Additionally, we conduct an ablation experiment to explore the sensitivity of each model to inputs. Furthermore, we investigate how the models perform in zero-shot and few-shot scenarios. Our findings indicate that each model based on different backbones shows improvements, and when the backbone's pre-training model is similar, the training resources that need to be consumed are much more closer. We also observe that Commit code plays a significant role in defect detection, and different pre-trained models demonstrate better defect detection ability with a balanced dataset under few-shot scenarios. These results provide new insights for optimizing JIT defect prediction tasks using pre-trained models and highlight the factors that require more attention when constructing such models. Additionally, CodeGPTJIT and GPT2JIT achieved better performance than DeepJIT and CC2Vec on the two datasets respectively under 2000 training samples. These findings emphasize the effectiveness of transformer-based pre-trained models in JIT defect prediction tasks, especially in scenarios with limited training data.