Multilingual Datasets for Custom Input Extraction and Explanation Requests Parsing in Conversational XAI Systems

Conversational explainable artificial intelligence (ConvXAI) systems based on large language models (LLMs) have garnered considerable attention for their ability to enhance user comprehension through dialogue-based explanations. Current ConvXAI systems often are based on intent recognition to accurately identify the user's desired intention and map it to an explainability method. While such methods offer great precision and reliability in discerning users' underlying intentions for English, a significant challenge in the scarcity of training data persists, which impedes multilingual generalization. Besides, the support for free-form custom inputs, which are user-defined data distinct from pre-configured dataset instances, remains largely limited. To bridge these gaps, we first introduce MultiCoXQL, a multilingual extension of the CoXQL dataset spanning five typologically diverse languages, including one low-resource language. Subsequently, we propose a new parsing approach aimed at enhancing multilingual parsing performance, and evaluate three LLMs on MultiCoXQL using various parsing strategies. Furthermore, we present Compass, a new multilingual dataset designed for custom input extraction in ConvXAI systems, encompassing 11 intents across the same five languages as MultiCoXQL. We conduct monolingual, cross-lingual, and multilingual evaluations on Compass, employing three LLMs of varying sizes alongside BERT-type models.

Truth or Twist? Optimal Model Selection for Reliable Label Flipping Evaluation in LLM-based Counterfactuals

Counterfactual examples are widely employed to enhance the performance and robustness of large language models (LLMs) through counterfactual data augmentation (CDA). However, the selection of the judge model used to evaluate label flipping, the primary metric for assessing the validity of generated counterfactuals for CDA, yields inconsistent results. To decipher this, we define four types of relationships between the counterfactual generator and judge models. Through extensive experiments involving two state-of-the-art LLM-based methods, three datasets, five generator models, and 15 judge models, complemented by a user study (n = 90), we demonstrate that judge models with an independent, non-fine-tuned relationship to the generator model provide the most reliable label flipping evaluations. Relationships between the generator and judge models, which are closely aligned with the user study for CDA, result in better model performance and robustness. Nevertheless, we find that the gap between the most effective judge models and the results obtained from the user study remains considerably large. This suggests that a fully automated pipeline for CDA may be inadequate and requires human intervention.

Through a Compressed Lens: Investigating the Impact of Quantization on LLM Explainability and Interpretability

Quantization methods are widely used to accelerate inference and streamline the deployment of large language models (LLMs). While prior research has extensively investigated the degradation of various LLM capabilities due to quantization, its effects on model explainability and interpretability, which are crucial for understanding decision-making processes, remain unexplored. To address this gap, we conduct comprehensive experiments using three common quantization techniques at distinct bit widths, in conjunction with two explainability methods, counterfactual examples and natural language explanations, as well as two interpretability approaches, knowledge memorization analysis and latent multi-hop reasoning analysis. We complement our analysis with a thorough user study, evaluating selected explainability methods. Our findings reveal that, depending on the configuration, quantization can significantly impact model explainability and interpretability. Notably, the direction of this effect is not consistent, as it strongly depends on (1) the quantization method, (2) the explainability or interpretability approach, and (3) the evaluation protocol. In some settings, human evaluation shows that quantization degrades explainability, while in others, it even leads to improvements. Our work serves as a cautionary tale, demonstrating that quantization can unpredictably affect model transparency. This insight has important implications for deploying LLMs in applications where transparency is a critical requirement.

Cross-Frame OTFS Parameter Estimation Based On Chinese Remainder Theorem

Orthogonal time-frequency space (OTFS) is a potential waveform for integrated sensing and communications (ISAC) systems because it can manage communication and sensing metrics in one unified domain, and has better performance in high mobility scenarios. In practice, a target might come from far distance or with ultra-high speed. However, the max unambiguous range and max tolerable velocity of OTFS-ISAC system is limited by the unambiguous round-trip delay and Doppler shift, which are related to OTFS frame, i.e., time slots and subcarrier spacing, respectively. To enlarge the sensing range, a novel OTFS cross-frame ranging and velocity estimation model as well as its corresponding method based on the Chinese remainder theorem (CRT) are proposed in this paper. By designing co-prime numbers of subcarriers and time slots in different subframes, the difference in the responses of the subframes for a target can be used to estimate the distance and velocity of an out-of-range target. Several frame structures are further designed for specific sensing scenarios, such as target with ultra-high speed or at far distance. Simulation results show that the proposed method can achieve significantly better performance in NMSE compared with the classic sensing methods under the condition of same time and frequency resources.

Robust Cross-Etiology and Speaker-Independent Dysarthric Speech Recognition

In this paper, we present a speaker-independent dysarthric speech recognition system, with a focus on evaluating the recently released Speech Accessibility Project (SAP-1005) dataset, which includes speech data from individuals with Parkinson's disease (PD). Despite the growing body of research in dysarthric speech recognition, many existing systems are speaker-dependent and adaptive, limiting their generalizability across different speakers and etiologies. Our primary objective is to develop a robust speaker-independent model capable of accurately recognizing dysarthric speech, irrespective of the speaker. Additionally, as a secondary objective, we aim to test the cross-etiology performance of our model by evaluating it on the TORGO dataset, which contains speech samples from individuals with cerebral palsy (CP) and amyotrophic lateral sclerosis (ALS). By leveraging the Whisper model, our speaker-independent system achieved a CER of 6.99% and a WER of 10.71% on the SAP-1005 dataset. Further, in cross-etiology settings, we achieved a CER of 25.08% and a WER of 39.56% on the TORGO dataset. These results highlight the potential of our approach to generalize across unseen speakers and different etiologies of dysarthria.

FitCF: A Framework for Automatic Feature Importance-guided Counterfactual Example Generation

Counterfactual examples are widely used in natural language processing (NLP) as valuable data to improve models, and in explainable artificial intelligence (XAI) to understand model behavior. The automated generation of counterfactual examples remains a challenging task even for large language models (LLMs), despite their impressive performance on many tasks. In this paper, we first introduce ZeroCF, a faithful approach for leveraging important words derived from feature attribution methods to generate counterfactual examples in a zero-shot setting. Second, we present a new framework, FitCF, which further verifies aforementioned counterfactuals by label flip verification and then inserts them as demonstrations for few-shot prompting, outperforming two state-of-the-art baselines. Through ablation studies, we identify the importance of each of FitCF's core components in improving the quality of counterfactuals, as assessed through flip rate, perplexity, and similarity measures. Furthermore, we show the effectiveness of LIME and Integrated Gradients as backbone attribution methods for FitCF and find that the number of demonstrations has the largest effect on performance. Finally, we reveal a strong correlation between the faithfulness of feature attribution scores and the quality of generated counterfactuals.

Anchored Alignment for Self-Explanations Enhancement

In this work, we introduce a methodology for alignment designed to enhance the ability of large language models (LLMs) to articulate their reasoning (self-explanation) even in the absence of annotated rationale explanations. Our alignment methodology comprises three key components: explanation quality assessment, self-instruction dataset generation, and model alignment. Additionally, we present a novel technique called Alignment with Anchor Preference Pairs, which improves the selection of preference pairs by categorizing model outputs into three groups: consistently correct, consistently incorrect, and variable. By applying tailored strategies to each category, we enhance the effectiveness of Direct Preference Optimization (DPO). Our experimental results demonstrate that this approach significantly improves explanation quality while maintaining accuracy compared to other fine-tuning strategies.

Grid Evolution for Doubly Fractional Channel Estimation in OTFS Systems

In orthogonal time-frequency space communications, the performances of existing on-grid and off-grid channel estimation (CE) schemes are determined by the delay-Doppler (DD) grid density. In practice, multiple real-life DD channel responses might be co-located within a same DD grid interval, leading to performance degradation. A finer grid interval is needed to distinguish these responses, but this could result in a significantly higher CE complexity when traditional methods are used.To address this issue, a grid evolution method for doubly fractional CE is proposed by evolving the initially uniform coarse DD grid into a non-uniform dense grid. Simulation results show that our proposed method leads to improved computational efficiency, and achieves a good trade-off between CE performance and complexity.

Cross-Refine: Improving Natural Language Explanation Generation by Learning in Tandem

Natural language explanations (NLEs) are vital for elucidating the reasoning behind large language model (LLM) decisions. Many techniques have been developed to generate NLEs using LLMs. However, like humans, LLMs might not always produce optimal NLEs on first attempt. Inspired by human learning processes, we introduce Cross-Refine, which employs role modeling by deploying two LLMs as generator and critic, respectively. The generator outputs a first NLE and then refines this initial explanation using feedback and suggestions provided by the critic. Cross-Refine does not require any supervised training data or additional training. We validate Cross-Refine across three NLP tasks using three state-of-the-art open-source LLMs through automatic and human evaluation. We select Self-Refine (Madaan et al., 2023) as the baseline, which only utilizes self-feedback to refine the explanations. Our findings from automatic evaluation and a user study indicate that Cross-Refine outperforms Self-Refine. Meanwhile, Cross-Refine can perform effectively with less powerful LLMs, whereas Self-Refine only yields strong results with ChatGPT. Additionally, we conduct an ablation study to assess the importance of feedback and suggestions. Both of them play an important role in refining explanations. We further evaluate Cross-Refine on a bilingual dataset in English and German.

CoXQL: A Dataset for Parsing Explanation Requests in Conversational XAI Systems

Conversational explainable artificial intelligence (ConvXAI) systems based on large language models (LLMs) have garnered significant interest from the research community in natural language processing (NLP) and human-computer interaction (HCI). Such systems can provide answers to user questions about explanations, have the potential to enhance users' comprehension and offer more information about the decision-making and generation processes of LLMs. Currently available ConvXAI systems are based on intent recognition rather than free chat. Thus, reliably grasping users' intentions in ConvXAI systems still presents a challenge, because there is a broad range of XAI methods to map requests onto and each of them can have multiple slots to take care of. In order to bridge this gap, we present CoXQL, the first dataset for user intent recognition in ConvXAI, covering 31 intents, seven of which require filling additional slots. Subsequently, we enhance an existing parsing approach by incorporating template validations, and conduct an evaluation of several LLMs on CoXQL using different parsing strategies. We conclude that the improved parsing approach (MP+) surpasses the performance of previous approaches. We also discover that intents with multiple slots remain highly challenging for LLMs.