Effective Large Language Model Adaptation for Improved Grounding

Large language models (LLMs) have achieved remarkable advancements in natural language understanding, generation, and manipulation of text-based data. However, one major issue towards their widespread deployment in the real world is that they can generate "hallucinated" answers that are not factual. Towards this end, this paper focuses on improving grounding from a holistic perspective with a novel framework, AGREE, Adaptation of LLMs for GRounding EnhancEment. We start with the design of an iterative test-time adaptation (TTA) capability that takes into account the support information generated in self-grounded responses. To effectively enable this capability, we tune LLMs to ground the claims in their responses to retrieved documents by providing citations. This tuning on top of the pre-trained LLMs requires a small amount of data that needs to be constructed in a particular way to learn the grounding information, for which we introduce a data construction method. Our results show that the tuning-based AGREE framework generates better grounded responses with more accurate citations compared to prompting-based approaches.

SQLPrompt: In-Context Text-to-SQL with Minimal Labeled Data

Text-to-SQL aims to automate the process of generating SQL queries on a database from natural language text. In this work, we propose "SQLPrompt", tailored to improve the few-shot prompting capabilities of Text-to-SQL for Large Language Models (LLMs). Our methods include innovative prompt design, execution-based consistency decoding strategy which selects the SQL with the most consistent execution outcome among other SQL proposals, and a method that aims to improve performance by diversifying the SQL proposals during consistency selection with different prompt designs ("MixPrompt") and foundation models ("MixLLMs"). We show that \emph{SQLPrompt} outperforms previous approaches for in-context learning with few labeled data by a large margin, closing the gap with finetuning state-of-the-art with thousands of labeled data.

RAI4IoE: Responsible AI for Enabling the Internet of Energy

This paper plans to develop an Equitable and Responsible AI framework with enabling techniques and algorithms for the Internet of Energy (IoE), in short, RAI4IoE. The energy sector is going through substantial changes fueled by two key drivers: building a zero-carbon energy sector and the digital transformation of the energy infrastructure. We expect to see the convergence of these two drivers resulting in the IoE, where renewable distributed energy resources (DERs), such as electric cars, storage batteries, wind turbines and photovoltaics (PV), can be connected and integrated for reliable energy distribution by leveraging advanced 5G-6G networks and AI technology. This allows DER owners as prosumers to participate in the energy market and derive economic incentives. DERs are inherently asset-driven and face equitable challenges (i.e., fair, diverse and inclusive). Without equitable access, privileged individuals, groups and organizations can participate and benefit at the cost of disadvantaged groups. The real-time management of DER resources not only brings out the equity problem to the IoE, it also collects highly sensitive location, time, activity dependent data, which requires to be handled responsibly (e.g., privacy, security and safety), for AI-enhanced predictions, optimization and prioritization services, and automated management of flexible resources. The vision of our project is to ensure equitable participation of the community members and responsible use of their data in IoE so that it could reap the benefits of advances in AI to provide safe, reliable and sustainable energy services.

SQL-PaLM: Improved Large Language Model Adaptation for Text-to-SQL

One impressive emergent capability of large language models (LLMs) is generation of code, including Structured Query Language (SQL) for databases. For the task of converting natural language text to SQL queries, Text-to-SQL, adaptation of LLMs is of paramount importance, both in in-context learning and fine-tuning settings, depending on the amount of adaptation data used. In this paper, we propose an LLM-based Text-to-SQL model SQL-PaLM, leveraging on PaLM-2, that pushes the state-of-the-art in both settings. Few-shot SQL-PaLM is based on an execution-based self-consistency prompting approach designed for Text-to-SQL, and achieves 77.3% in test-suite accuracy on Spider, which to our best knowledge is the first to outperform previous state-of-the-art with fine-tuning by a significant margin, 4%. Furthermore, we demonstrate that the fine-tuned SQL-PALM outperforms it further by another 1%. Towards applying SQL-PaLM to real-world scenarios we further evaluate its robustness on other challenging variants of Spider and demonstrate the superior generalization capability of SQL-PaLM. In addition, via extensive case studies, we demonstrate the impressive intelligent capabilities and various success enablers of LLM-based Text-to-SQL.

Universal Self-adaptive Prompting

A hallmark of modern large language models (LLMs) is their impressive general zero-shot and few-shot abilities, often elicited through prompt-based and/or in-context learning. However, while highly coveted and being the most general, zero-shot performances in LLMs are still typically weaker due to the lack of guidance and the difficulty of applying existing automatic prompt design methods in general tasks when ground-truth labels are unavailable. In this study, we address this by presenting Universal Self-adaptive Prompting (USP), an automatic prompt design approach specifically tailored for zero-shot learning (while compatible with few-shot). Requiring only a small amount of unlabeled data & an inference-only LLM, USP is highly versatile: to achieve universal prompting, USP categorizes a possible NLP task into one of the three possible task types, and then uses a corresponding selector to select the most suitable queries & zero-shot model-generated responses as pseudo-demonstrations, thereby generalizing ICL to the zero-shot setup in a fully automated way. We evaluate zero-shot USP with two PaLM models, and demonstrate performances that are considerably stronger than standard zero-shot baselines and are comparable to or even superior than few-shot baselines across more than 20 natural language understanding (NLU) and natural language generation (NLG) tasks.

Better Zero-Shot Reasoning with Self-Adaptive Prompting

Modern large language models (LLMs) have demonstrated impressive capabilities at sophisticated tasks, often through step-by-step reasoning similar to humans. This is made possible by their strong few and zero-shot abilities -- they can effectively learn from a handful of handcrafted, completed responses ("in-context examples"), or are prompted to reason spontaneously through specially designed triggers. Nonetheless, some limitations have been observed. First, performance in the few-shot setting is sensitive to the choice of examples, whose design requires significant human effort. Moreover, given the diverse downstream tasks of LLMs, it may be difficult or laborious to handcraft per-task labels. Second, while the zero-shot setting does not require handcrafting, its performance is limited due to the lack of guidance to the LLMs. To address these limitations, we propose Consistency-based Self-adaptive Prompting (COSP), a novel prompt design method for LLMs. Requiring neither handcrafted responses nor ground-truth labels, COSP selects and builds the set of examples from the LLM zero-shot outputs via carefully designed criteria that combine consistency, diversity and repetition. In the zero-shot setting for three different LLMs, we show that using only LLM predictions, COSP improves performance up to 15% compared to zero-shot baselines and matches or exceeds few-shot baselines for a range of reasoning tasks.

Neural Spline Search for Quantile Probabilistic Modeling

Accurate estimation of output quantiles is crucial in many use cases, where it is desired to model the range of possibility. Modeling target distribution at arbitrary quantile levels and at arbitrary input attribute levels are important to offer a comprehensive picture of the data, and requires the quantile function to be expressive enough. The quantile function describing the target distribution using quantile levels is critical for quantile regression. Although various parametric forms for the distributions (that the quantile function specifies) can be adopted, an everlasting problem is selecting the most appropriate one that can properly approximate the data distributions. In this paper, we propose a non-parametric and data-driven approach, Neural Spline Search (NSS), to represent the observed data distribution without parametric assumptions. NSS is flexible and expressive for modeling data distributions by transforming the inputs with a series of monotonic spline regressions guided by symbolic operators. We demonstrate that NSS outperforms previous methods on synthetic, real-world regression and time-series forecasting tasks.

The "Beatrix'' Resurrections: Robust Backdoor Detection via Gram Matrices

Deep Neural Networks (DNNs) are susceptible to backdoor attacks during training. The model corrupted in this way functions normally, but when triggered by certain patterns in the input, produces a predefined target label. Existing defenses usually rely on the assumption of the universal backdoor setting in which poisoned samples share the same uniform trigger. However, recent advanced backdoor attacks show that this assumption is no longer valid in dynamic backdoors where the triggers vary from input to input, thereby defeating the existing defenses. In this work, we propose a novel technique, Beatrix (backdoor detection via Gram matrix). Beatrix utilizes Gram matrix to capture not only the feature correlations but also the appropriately high-order information of the representations. By learning class-conditional statistics from activation patterns of normal samples, Beatrix can identify poisoned samples by capturing the anomalies in activation patterns. To further improve the performance in identifying target labels, Beatrix leverages kernel-based testing without making any prior assumptions on representation distribution. We demonstrate the effectiveness of our method through extensive evaluation and comparison with state-of-the-art defensive techniques. The experimental results show that our approach achieves an F1 score of 91.1% in detecting dynamic backdoors, while the state of the art can only reach 36.9%.

M^4I: Multi-modal Models Membership Inference

With the development of machine learning techniques, the attention of research has been moved from single-modal learning to multi-modal learning, as real-world data exist in the form of different modalities. However, multi-modal models often carry more information than single-modal models and they are usually applied in sensitive scenarios, such as medical report generation or disease identification. Compared with the existing membership inference against machine learning classifiers, we focus on the problem that the input and output of the multi-modal models are in different modalities, such as image captioning. This work studies the privacy leakage of multi-modal models through the lens of membership inference attack, a process of determining whether a data record involves in the model training process or not. To achieve this, we propose Multi-modal Models Membership Inference (M^4I) with two attack methods to infer the membership status, named metric-based (MB) M^4I and feature-based (FB) M^4I, respectively. More specifically, MB M^4I adopts similarity metrics while attacking to infer target data membership. FB M^4I uses a pre-trained shadow multi-modal feature extractor to achieve the purpose of data inference attack by comparing the similarities from extracted input and output features. Extensive experimental results show that both attack methods can achieve strong performances. Respectively, 72.5% and 94.83% of attack success rates on average can be obtained under unrestricted scenarios. Moreover, we evaluate multiple defense mechanisms against our attacks. The source code of M^4I attacks is publicly available at https://github.com/MultimodalMI/Multimodal-membership-inference.git.

Does GNN Pretraining Help Molecular Representation?

Extracting informative representations of molecules using Graph neural networks (GNNs) is crucial in AI-driven drug discovery. Recently, the graph research community has been trying to replicate the success of self-supervised pretraining in natural language processing, with several successes claimed. However, we find the benefit brought by self-supervised pretraining on molecular data can be negligible in many cases. We conduct thorough ablation studies on the key components of GNN pretraining, including pretraining objectives, data splitting methods, input features, pretraining dataset scales, and GNN architectures, in deciding the accuracy of the downstream tasks. Our first important finding is, self-supervised graph pretraining do not have statistically significant advantages over non-pretraining methods in many settings. Second, although improvement can be observed with additional supervised pretraining, the improvement may diminish with richer features or more balanced data splits. Third, experimental hyper-parameters have a larger impact on accuracy of downstream tasks than the choice of pretraining tasks. We hypothesize the complexity of pretraining on molecules is insufficient, leading to less transferable knowledge for downstream tasks.