Emergent Modularity in Pre-trained Transformers

This work examines the presence of modularity in pre-trained Transformers, a feature commonly found in human brains and thought to be vital for general intelligence. In analogy to human brains, we consider two main characteristics of modularity: (1) functional specialization of neurons: we evaluate whether each neuron is mainly specialized in a certain function, and find that the answer is yes. (2) function-based neuron grouping: we explore finding a structure that groups neurons into modules by function, and each module works for its corresponding function. Given the enormous amount of possible structures, we focus on Mixture-of-Experts as a promising candidate, which partitions neurons into experts and usually activates different experts for different inputs. Experimental results show that there are functional experts, where clustered are the neurons specialized in a certain function. Moreover, perturbing the activations of functional experts significantly affects the corresponding function. Finally, we study how modularity emerges during pre-training, and find that the modular structure is stabilized at the early stage, which is faster than neuron stabilization. It suggests that Transformers first construct the modular structure and then learn fine-grained neuron functions. Our code and data are available at https://github.com/THUNLP/modularity-analysis.

WebCPM: Interactive Web Search for Chinese Long-form Question Answering

Long-form question answering (LFQA) aims at answering complex, open-ended questions with detailed, paragraph-length responses. The de facto paradigm of LFQA necessitates two procedures: information retrieval, which searches for relevant supporting facts, and information synthesis, which integrates these facts into a coherent answer. In this paper, we introduce WebCPM, the first Chinese LFQA dataset. One unique feature of WebCPM is that its information retrieval is based on interactive web search, which engages with a search engine in real time. Following WebGPT, we develop a web search interface. We recruit annotators to search for relevant information using our interface and then answer questions. Meanwhile, the web search behaviors of our annotators would be recorded. In total, we collect 5,500 high-quality question-answer pairs, together with 14,315 supporting facts and 121,330 web search actions. We fine-tune pre-trained language models to imitate human behaviors for web search and to generate answers based on the collected facts. Our LFQA pipeline, built on these fine-tuned models, generates answers that are no worse than human-written ones in 32.5% and 47.5% of the cases on our dataset and DuReader, respectively.

Large Language Models are Zero-Shot Rankers for Recommender Systems

Recently, large language models (LLMs) (e.g. GPT-4) have demonstrated impressive general-purpose task-solving abilities, including the potential to approach recommendation tasks. Along this line of research, this work aims to investigate the capacity of LLMs that act as the ranking model for recommender systems. To conduct our empirical study, we first formalize the recommendation problem as a conditional ranking task, considering sequential interaction histories as conditions and the items retrieved by the candidate generation model as candidates. We adopt a specific prompting approach to solving the ranking task by LLMs: we carefully design the prompting template by including the sequential interaction history, the candidate items, and the ranking instruction. We conduct extensive experiments on two widely-used datasets for recommender systems and derive several key findings for the use of LLMs in recommender systems. We show that LLMs have promising zero-shot ranking abilities, even competitive to or better than conventional recommendation models on candidates retrieved by multiple candidate generators. We also demonstrate that LLMs struggle to perceive the order of historical interactions and can be affected by biases like position bias, while these issues can be alleviated via specially designed prompting and bootstrapping strategies. The code to reproduce this work is available at https://github.com/RUCAIBox/LLMRank.

Recyclable Tuning for Continual Pre-training

Continual pre-training is the paradigm where pre-trained language models (PLMs) continually acquire fresh knowledge from growing data and gradually get upgraded. Before an upgraded PLM is released, we may have tuned the original PLM for various tasks and stored the adapted weights. However, when tuning the upgraded PLM, these outdated adapted weights will typically be ignored and discarded, causing a potential waste of resources. We bring this issue to the forefront and contend that proper algorithms for recycling outdated adapted weights should be developed. To this end, we formulate the task of recyclable tuning for continual pre-training. In pilot studies, we find that after continual pre-training, the upgraded PLM remains compatible with the outdated adapted weights to some extent. Motivated by this finding, we analyze the connection between continually pre-trained PLMs from two novel aspects, i.e., mode connectivity, and functional similarity. Based on the corresponding findings, we propose both an initialization-based method and a distillation-based method for our task. We demonstrate their feasibility in improving the convergence and performance for tuning the upgraded PLM. We also show that both methods can be combined to achieve better performance. The source codes are publicly available at https://github.com/thunlp/RecyclableTuning.

Recommendation as Instruction Following: A Large Language Model Empowered Recommendation Approach

In the past decades, recommender systems have attracted much attention in both research and industry communities, and a large number of studies have been devoted to developing effective recommendation models. Basically speaking, these models mainly learn the underlying user preference from historical behavior data, and then estimate the user-item matching relationships for recommendations. Inspired by the recent progress on large language models (LLMs), we take a different approach to developing the recommendation models, considering recommendation as instruction following by LLMs. The key idea is that the preferences or needs of a user can be expressed in natural language descriptions (called instructions), so that LLMs can understand and further execute the instruction for fulfilling the recommendation task. Instead of using public APIs of LLMs, we instruction tune an open-source LLM (3B Flan-T5-XL), in order to better adapt LLMs to recommender systems. For this purpose, we first design a general instruction format for describing the preference, intention, task form and context of a user in natural language. Then we manually design 39 instruction templates and automatically generate a large amount of user-personalized instruction data (252K instructions) with varying types of preferences and intentions. To demonstrate the effectiveness of our approach, we instantiate the instruction templates into several widely-studied recommendation (or search) tasks, and conduct extensive experiments on these tasks with real-world datasets. Experiment results show that the proposed approach can outperform several competitive baselines, including the powerful GPT-3.5, on these evaluation tasks. Our approach sheds light on developing more user-friendly recommender systems, in which users can freely communicate with the system and obtain more accurate recommendations via natural language instructions.

Attacking Pre-trained Recommendation

Recently, a series of pioneer studies have shown the potency of pre-trained models in sequential recommendation, illuminating the path of building an omniscient unified pre-trained recommendation model for different downstream recommendation tasks. Despite these advancements, the vulnerabilities of classical recommender systems also exist in pre-trained recommendation in a new form, while the security of pre-trained recommendation model is still unexplored, which may threaten its widely practical applications. In this study, we propose a novel framework for backdoor attacking in pre-trained recommendation. We demonstrate the provider of the pre-trained model can easily insert a backdoor in pre-training, thereby increasing the exposure rates of target items to target user groups. Specifically, we design two novel and effective backdoor attacks: basic replacement and prompt-enhanced, under various recommendation pre-training usage scenarios. Experimental results on real-world datasets show that our proposed attack strategies significantly improve the exposure rates of target items to target users by hundreds of times in comparison to the clean model.

Triple Sequence Learning for Cross-domain Recommendation

Cross-domain recommendation (CDR) aims to leverage the users' behaviors in both source and target domains to improve the target domain's performance. Conventional CDR methods typically explore the dual relations between the source and target domains' behavior sequences. However, they ignore modeling the third sequence of mixed behaviors that naturally reflects the user's global preference. To address this issue, we present a novel and model-agnostic Triple sequence learning for cross-domain recommendation (Tri-CDR) framework to jointly model the source, target, and mixed behavior sequences in CDR. Specifically, Tri-CDR independently models the hidden user representations for the source, target, and mixed behavior sequences, and proposes a triple cross-domain attention (TCA) to emphasize the informative knowledge related to both user's target-domain preference and global interests in three sequences. To comprehensively learn the triple correlations, we design a novel triple contrastive learning (TCL) that jointly considers coarse-grained similarities and fine-grained distinctions among three sequences, ensuring the alignment while preserving the information diversity in multi-domain. We conduct extensive experiments and analyses on two real-world datasets with four domains. The significant improvements of Tri-CDR with different sequential encoders on all datasets verify the effectiveness and universality. The source code will be released in the future.

A Survey on Causal Inference for Recommendation

Recently, causal inference has attracted increasing attention from researchers of recommender systems (RS), which analyzes the relationship between a cause and its effect and has a wide range of real-world applications in multiple fields. Causal inference can model the causality in recommender systems like confounding effects and deal with counterfactual problems such as offline policy evaluation and data augmentation. Although there are already some valuable surveys on causal recommendations, these surveys introduce approaches in a relatively isolated way and lack theoretical analysis of existing methods. Due to the unfamiliarity with causality to RS researchers, it is both necessary and challenging to comprehensively review the relevant studies from the perspective of causal theory, which might be instructive for the readers to propose new approaches in practice. This survey attempts to provide a systematic review of up-to-date papers in this area from a theoretical standpoint. Firstly, we introduce the fundamental concepts of causal inference as the basis of the following review. Then we propose a new taxonomy from the perspective of causal techniques and further discuss technical details about how existing methods apply causal inference to address specific recommender issues. Finally, we highlight some promising directions for future research in this field.

Adversarial Learning Data Augmentation for Graph Contrastive Learning in Recommendation

Recently, Graph Neural Networks (GNNs) achieve remarkable success in Recommendation. To reduce the influence of data sparsity, Graph Contrastive Learning (GCL) is adopted in GNN-based CF methods for enhancing performance. Most GCL methods consist of data augmentation and contrastive loss (e.g., InfoNCE). GCL methods construct the contrastive pairs by hand-crafted graph augmentations and maximize the agreement between different views of the same node compared to that of other nodes, which is known as the InfoMax principle. However, improper data augmentation will hinder the performance of GCL. InfoMin principle, that the good set of views shares minimal information and gives guidelines to design better data augmentation. In this paper, we first propose a new data augmentation (i.e., edge-operating including edge-adding and edge-dropping). Then, guided by InfoMin principle, we propose a novel theoretical guiding contrastive learning framework, named Learnable Data Augmentation for Graph Contrastive Learning (LDA-GCL). Our methods include data augmentation learning and graph contrastive learning, which follow the InfoMin and InfoMax principles, respectively. In implementation, our methods optimize the adversarial loss function to learn data augmentation and effective representations of users and items. Extensive experiments on four public benchmark datasets demonstrate the effectiveness of LDA-GCL.