Exploring Antitrust and Platform Power in Generative AI

The concentration of power in a few digital technology companies has become a subject of increasing interest in both academic and non-academic discussions. One of the most noteworthy contributions to the debate is Lina Khan's Amazon's Antitrust Paradox. In this work, Khan contends that Amazon has systematically exerted its dominance in online retail to eliminate competitors and subsequently charge above-market prices. This work contributed to Khan's appointment as the chair of the US Federal Trade Commission (FTC), one of the most influential antitrust organisations. Today, several ongoing antitrust lawsuits in the US and Europe involve major technology companies like Apple, Google/Alphabet, and Facebook/Meta. In the realm of generative AI, we are once again witnessing the same companies taking the lead in technological advancements, leaving little room for others to compete. This article examines the market dominance of these corporations in the technology stack behind generative AI from an antitrust law perspective.

Counterfactual Explanation for Fairness in Recommendation

Fairness-aware recommendation eliminates discrimination issues to build trustworthy recommendation systems.Explaining the causes of unfair recommendations is critical, as it promotes fairness diagnostics, and thus secures users' trust in recommendation models. Existing fairness explanation methods suffer high computation burdens due to the large-scale search space and the greedy nature of the explanation search process. Besides, they perform score-based optimizations with continuous values, which are not applicable to discrete attributes such as gender and race. In this work, we adopt the novel paradigm of counterfactual explanation from causal inference to explore how minimal alterations in explanations change model fairness, to abandon the greedy search for explanations. We use real-world attributes from Heterogeneous Information Networks (HINs) to empower counterfactual reasoning on discrete attributes. We propose a novel Counterfactual Explanation for Fairness (CFairER) that generates attribute-level counterfactual explanations from HINs for recommendation fairness. Our CFairER conducts off-policy reinforcement learning to seek high-quality counterfactual explanations, with an attentive action pruning reducing the search space of candidate counterfactuals. The counterfactual explanations help to provide rational and proximate explanations for model fairness, while the attentive action pruning narrows the search space of attributes. Extensive experiments demonstrate our proposed model can generate faithful explanations while maintaining favorable recommendation performance.

Causal Neural Graph Collaborative Filtering

Graph collaborative filtering (GCF) has gained considerable attention in recommendation systems by leveraging graph learning techniques to enhance collaborative filtering (CF) models. One classical approach in GCF is to learn user and item embeddings by modeling complex graph relations and utilizing these embeddings for CF models. However, the quality of the embeddings significantly impacts the recommendation performance of GCF models. In this paper, we argue that existing graph learning methods are insufficient in generating satisfactory embeddings for CF models. This is because they aggregate neighboring node messages directly, which can result in incorrect estimations of user-item correlations. To overcome this limitation, we propose a novel approach that incorporates causal modeling to explicitly encode the causal effects of neighboring nodes on the target node. This approach enables us to identify spurious correlations and uncover the root causes of user preferences. We introduce Causal Neural Graph Collaborative Filtering (CNGCF), the first causality-aware graph learning framework for CF. CNGCF integrates causal modeling into the graph representation learning process, explicitly coupling causal effects between node pairs into the core message-passing process of graph learning. As a result, CNGCF yields causality-aware embeddings that promote robust recommendations. Our extensive experiments demonstrate that CNGCF provides precise recommendations that align with user preferences. Therefore, our proposed framework can address the limitations of existing GCF models and offer a more effective solution for recommendation systems.

BPNet: Bézier Primitive Segmentation on 3D Point Clouds

This paper proposes BPNet, a novel end-to-end deep learning framework to learn B\'ezier primitive segmentation on 3D point clouds. The existing works treat different primitive types separately, thus limiting them to finite shape categories. To address this issue, we seek a generalized primitive segmentation on point clouds. Taking inspiration from B\'ezier decomposition on NURBS models, we transfer it to guide point cloud segmentation casting off primitive types. A joint optimization framework is proposed to learn B\'ezier primitive segmentation and geometric fitting simultaneously on a cascaded architecture. Specifically, we introduce a soft voting regularizer to improve primitive segmentation and propose an auto-weight embedding module to cluster point features, making the network more robust and generic. We also introduce a reconstruction module where we successfully process multiple CAD models with different primitives simultaneously. We conducted extensive experiments on the synthetic ABC dataset and real-scan datasets to validate and compare our approach with different baseline methods. Experiments show superior performance over previous work in terms of segmentation, with a substantially faster inference speed.

Dual-Gated Fusion with Prefix-Tuning for Multi-Modal Relation Extraction

Multi-Modal Relation Extraction (MMRE) aims at identifying the relation between two entities in texts that contain visual clues. Rich visual content is valuable for the MMRE task, but existing works cannot well model finer associations among different modalities, failing to capture the truly helpful visual information and thus limiting relation extraction performance. In this paper, we propose a novel MMRE framework to better capture the deeper correlations of text, entity pair, and image/objects, so as to mine more helpful information for the task, termed as DGF-PT. We first propose a prompt-based autoregressive encoder, which builds the associations of intra-modal and inter-modal features related to the task, respectively by entity-oriented and object-oriented prefixes. To better integrate helpful visual information, we design a dual-gated fusion module to distinguish the importance of image/objects and further enrich text representations. In addition, a generative decoder is introduced with entity type restriction on relations, better filtering out candidates. Extensive experiments conducted on the benchmark dataset show that our approach achieves excellent performance compared to strong competitors, even in the few-shot situation.

Attribute-Consistent Knowledge Graph Representation Learning for Multi-Modal Entity Alignment

The multi-modal entity alignment (MMEA) aims to find all equivalent entity pairs between multi-modal knowledge graphs (MMKGs). Rich attributes and neighboring entities are valuable for the alignment task, but existing works ignore contextual gap problems that the aligned entities have different numbers of attributes on specific modality when learning entity representations. In this paper, we propose a novel attribute-consistent knowledge graph representation learning framework for MMEA (ACK-MMEA) to compensate the contextual gaps through incorporating consistent alignment knowledge. Attribute-consistent KGs (ACKGs) are first constructed via multi-modal attribute uniformization with merge and generate operators so that each entity has one and only one uniform feature in each modality. The ACKGs are then fed into a relation-aware graph neural network with random dropouts, to obtain aggregated relation representations and robust entity representations. In order to evaluate the ACK-MMEA facilitated for entity alignment, we specially design a joint alignment loss for both entity and attribute evaluation. Extensive experiments conducted on two benchmark datasets show that our approach achieves excellent performance compared to its competitors.

CeFlow: A Robust and Efficient Counterfactual Explanation Framework for Tabular Data using Normalizing Flows

Counterfactual explanation is a form of interpretable machine learning that generates perturbations on a sample to achieve the desired outcome. The generated samples can act as instructions to guide end users on how to observe the desired results by altering samples. Although state-of-the-art counterfactual explanation methods are proposed to use variational autoencoder (VAE) to achieve promising improvements, they suffer from two major limitations: 1) the counterfactuals generation is prohibitively slow, which prevents algorithms from being deployed in interactive environments; 2) the counterfactual explanation algorithms produce unstable results due to the randomness in the sampling procedure of variational autoencoder. In this work, to address the above limitations, we design a robust and efficient counterfactual explanation framework, namely CeFlow, which utilizes normalizing flows for the mixed-type of continuous and categorical features. Numerical experiments demonstrate that our technique compares favorably to state-of-the-art methods. We release our source at https://github.com/tridungduong16/fairCE.git for reproducing the results.

Achieving Counterfactual Fairness with Imperfect Structural Causal Model

Counterfactual fairness alleviates the discrimination between the model prediction toward an individual in the actual world (observational data) and that in counterfactual world (i.e., what if the individual belongs to other sensitive groups). The existing studies need to pre-define the structural causal model that captures the correlations among variables for counterfactual inference; however, the underlying causal model is usually unknown and difficult to be validated in real-world scenarios. Moreover, the misspecification of the causal model potentially leads to poor performance in model prediction and thus makes unfair decisions. In this research, we propose a novel minimax game-theoretic model for counterfactual fairness that can produce accurate results meanwhile achieve a counterfactually fair decision with the relaxation of strong assumptions of structural causal models. In addition, we also theoretically prove the error bound of the proposed minimax model. Empirical experiments on multiple real-world datasets illustrate our superior performance in both accuracy and fairness. Source code is available at \url{https://github.com/tridungduong16/counterfactual_fairness_game_theoretic}.