Implicit Regularization of Sharpness-Aware Minimization for Scale-Invariant Problems

Sharpness-aware minimization (SAM) improves generalization of various deep learning tasks. Motivated by popular architectures such as LoRA, we explore the implicit regularization of SAM for scale-invariant problems involving two groups of variables. Instead of focusing on commonly used sharpness, this work introduces a concept termed balancedness, defined as the difference between the squared norm of two variables. This allows us to depict richer global behaviors of SAM. In particular, our theoretical and empirical findings reveal that i) SAM promotes balancedness; and ii) the regularization on balancedness is data-responsive -- outliers have stronger impact. The latter coincides with empirical observations that SAM outperforms SGD in the presence of outliers. Leveraging the implicit regularization, we develop a resource-efficient SAM variant, balancedness-aware regularization (BAR), tailored for scale-invariant problems such as finetuning language models with LoRA. BAR saves 95% computational overhead of SAM, with enhanced test performance across various tasks on RoBERTa, GPT2, and OPT-1.3B.

One2set + Large Language Model: Best Partners for Keyphrase Generation

Keyphrase generation (KPG) aims to automatically generate a collection of phrases representing the core concepts of a given document. The dominant paradigms in KPG include one2seq and one2set. Recently, there has been increasing interest in applying large language models (LLMs) to KPG. Our preliminary experiments reveal that it is challenging for a single model to excel in both recall and precision. Further analysis shows that: 1) the one2set paradigm owns the advantage of high recall, but suffers from improper assignments of supervision signals during training; 2) LLMs are powerful in keyphrase selection, but existing selection methods often make redundant selections. Given these observations, we introduce a generate-then-select framework decomposing KPG into two steps, where we adopt a one2set-based model as generator to produce candidates and then use an LLM as selector to select keyphrases from these candidates. Particularly, we make two important improvements on our generator and selector: 1) we design an Optimal Transport-based assignment strategy to address the above improper assignments; 2) we model the keyphrase selection as a sequence labeling task to alleviate redundant selections. Experimental results on multiple benchmark datasets show that our framework significantly surpasses state-of-the-art models, especially in absent keyphrase prediction.

Exploring Semantic Clustering in Deep Reinforcement Learning for Video Games

In this paper, we investigate the semantic clustering properties of deep reinforcement learning (DRL) for video games, enriching our understanding of the internal dynamics of DRL and advancing its interpretability. In this context, semantic clustering refers to the inherent capacity of neural networks to internally group video inputs based on semantic similarity. To achieve this, we propose a novel DRL architecture that integrates a semantic clustering module featuring both feature dimensionality reduction and online clustering. This module seamlessly integrates into the DRL training pipeline, addressing instability issues observed in previous t-SNE-based analysis methods and eliminating the necessity for extensive manual annotation of semantic analysis. Through experiments, we validate the effectiveness of the proposed module and the semantic clustering properties in DRL for video games. Additionally, based on these properties, we introduce new analytical methods to help understand the hierarchical structure of policies and the semantic distribution within the feature space.

mPLUG-DocOwl2: High-resolution Compressing for OCR-free Multi-page Document Understanding

Multimodel Large Language Models(MLLMs) have achieved promising OCR-free Document Understanding performance by increasing the supported resolution of document images. However, this comes at the cost of generating thousands of visual tokens for a single document image, leading to excessive GPU memory and slower inference times, particularly in multi-page document comprehension. In this work, to address these challenges, we propose a High-resolution DocCompressor module to compress each high-resolution document image into 324 tokens, guided by low-resolution global visual features. With this compression module, to strengthen multi-page document comprehension ability and balance both token efficiency and question-answering performance, we develop the DocOwl2 under a three-stage training framework: Single-image Pretraining, Multi-image Continue-pretraining, and Multi-task Finetuning. DocOwl2 sets a new state-of-the-art across multi-page document understanding benchmarks and reduces first token latency by more than 50%, demonstrating advanced capabilities in multi-page questioning answering, explanation with evidence pages, and cross-page structure understanding. Additionally, compared to single-image MLLMs trained on similar data, our DocOwl2 achieves comparable single-page understanding performance with less than 20% of the visual tokens. Our codes, models, and data are publicly available at https://github.com/X-PLUG/mPLUG-DocOwl/tree/main/DocOwl2.

Modeling Reference-dependent Choices with Graph Neural Networks

While the classic Prospect Theory has highlighted the reference-dependent and comparative nature of consumers' product evaluation processes, few models have successfully integrated this theoretical hypothesis into data-driven preference quantification, particularly in the realm of recommender systems development. To bridge this gap, we propose a new research problem of modeling reference-dependent preferences from a data-driven perspective, and design a novel deep learning-based framework named Attributed Reference-dependent Choice Model for Recommendation (ArcRec) to tackle the inherent challenges associated with this problem. ArcRec features in building a reference network from aggregated historical purchase records for instantiating theoretical reference points, which is then decomposed into product attribute specific sub-networks and represented through Graph Neural Networks. In this way, the reference points of a consumer can be encoded at the attribute-level individually from her past experiences but also reflect the crowd influences. ArcRec also makes novel contributions to quantifying consumers' reference-dependent preferences using a deep neural network-based utility function that integrates both interest-inspired and price-inspired preferences, with their complex interaction effects captured by an attribute-aware price sensitivity mechanism. Most importantly, ArcRec introduces a novel Attribute-level Willingness-To-Pay measure to the reference-dependent utility function, which captures a consumer's heterogeneous salience of product attributes via observing her attribute-level price tolerance to a product. Empirical evaluations on both synthetic and real-world online shopping datasets demonstrate ArcRec's superior performances over fourteen state-of-the-art baselines.

Quantum Long Short-Term Memory for Drug Discovery

Quantum computing combined with machine learning (ML) is an extremely promising research area, with numerous studies demonstrating that quantum machine learning (QML) is expected to solve scientific problems more effectively than classical ML. In this work, we successfully apply QML to drug discovery, showing that QML can significantly improve model performance and achieve faster convergence compared to classical ML. Moreover, we demonstrate that the model accuracy of the QML improves as the number of qubits increases. We also introduce noise to the QML model and find that it has little effect on our experimental conclusions, illustrating the high robustness of the QML model. This work highlights the potential application of quantum computing to yield significant benefits for scientific advancement as the qubit quantity increase and quality improvement in the future.

Generative Adversarial Networks for Imputing Sparse Learning Performance

Learning performance data, such as correct or incorrect responses to questions in Intelligent Tutoring Systems (ITSs) is crucial for tracking and assessing the learners' progress and mastery of knowledge. However, the issue of data sparsity, characterized by unexplored questions and missing attempts, hampers accurate assessment and the provision of tailored, personalized instruction within ITSs. This paper proposes using the Generative Adversarial Imputation Networks (GAIN) framework to impute sparse learning performance data, reconstructed into a three-dimensional (3D) tensor representation across the dimensions of learners, questions and attempts. Our customized GAIN-based method computational process imputes sparse data in a 3D tensor space, significantly enhanced by convolutional neural networks for its input and output layers. This adaptation also includes the use of a least squares loss function for optimization and aligns the shapes of the input and output with the dimensions of the questions-attempts matrices along the learners' dimension. Through extensive experiments on six datasets from various ITSs, including AutoTutor, ASSISTments and MATHia, we demonstrate that the GAIN approach generally outperforms existing methods such as tensor factorization and other generative adversarial network (GAN) based approaches in terms of imputation accuracy. This finding enhances comprehensive learning data modeling and analytics in AI-based education.

HHGT: Hierarchical Heterogeneous Graph Transformer for Heterogeneous Graph Representation Learning

Despite the success of Heterogeneous Graph Neural Networks (HGNNs) in modeling real-world Heterogeneous Information Networks (HINs), challenges such as expressiveness limitations and over-smoothing have prompted researchers to explore Graph Transformers (GTs) for enhanced HIN representation learning. However, research on GT in HINs remains limited, with two key shortcomings in existing work: (1) A node's neighbors at different distances in HINs convey diverse semantics. Unfortunately, existing methods ignore such differences and uniformly treat neighbors within a given distance in a coarse manner, which results in semantic confusion. (2) Nodes in HINs have various types, each with unique semantics. Nevertheless, existing methods mix nodes of different types during neighbor aggregation, hindering the capture of proper correlations between nodes of diverse types. To bridge these gaps, we design an innovative structure named (k,t)-ring neighborhood, where nodes are initially organized by their distance, forming different non-overlapping k-ring neighborhoods for each distance. Within each k-ring structure, nodes are further categorized into different groups according to their types, thus emphasizing the heterogeneity of both distances and types in HINs naturally. Based on this structure, we propose a novel Hierarchical Heterogeneous Graph Transformer (HHGT) model, which seamlessly integrates a Type-level Transformer for aggregating nodes of different types within each k-ring neighborhood, followed by a Ring-level Transformer for aggregating different k-ring neighborhoods in a hierarchical manner. Extensive experiments are conducted on downstream tasks to verify HHGT's superiority over 14 baselines, with a notable improvement of up to 24.75% in NMI and 29.25% in ARI for node clustering task on the ACM dataset compared to the best baseline.

DailyDVS-200: A Comprehensive Benchmark Dataset for Event-Based Action Recognition

Neuromorphic sensors, specifically event cameras, revolutionize visual data acquisition by capturing pixel intensity changes with exceptional dynamic range, minimal latency, and energy efficiency, setting them apart from conventional frame-based cameras. The distinctive capabilities of event cameras have ignited significant interest in the domain of event-based action recognition, recognizing their vast potential for advancement. However, the development in this field is currently slowed by the lack of comprehensive, large-scale datasets, which are critical for developing robust recognition frameworks. To bridge this gap, we introduces DailyDVS-200, a meticulously curated benchmark dataset tailored for the event-based action recognition community. DailyDVS-200 is extensive, covering 200 action categories across real-world scenarios, recorded by 47 participants, and comprises more than 22,000 event sequences. This dataset is designed to reflect a broad spectrum of action types, scene complexities, and data acquisition diversity. Each sequence in the dataset is annotated with 14 attributes, ensuring a detailed characterization of the recorded actions. Moreover, DailyDVS-200 is structured to facilitate a wide range of research paths, offering a solid foundation for both validating existing approaches and inspiring novel methodologies. By setting a new benchmark in the field, we challenge the current limitations of neuromorphic data processing and invite a surge of new approaches in event-based action recognition techniques, which paves the way for future explorations in neuromorphic computing and beyond. The dataset and source code are available at https://github.com/QiWang233/DailyDVS-200.

Scaling Data-Driven Building Energy Modelling using Large Language Models

Building Management System (BMS) through a data-driven method always faces data and model scalability issues. We propose a methodology to tackle the scalability challenges associated with the development of data-driven models for BMS by using Large Language Models (LLMs). LLMs' code generation adaptability can enable broader adoption of BMS by "automating the automation," particularly the data handling and data-driven modeling processes. In this paper, we use LLMs to generate code that processes structured data from BMS and build data-driven models for BMS's specific requirements. This eliminates the need for manual data and model development, reducing the time, effort, and cost associated with this process. Our hypothesis is that LLMs can incorporate domain knowledge about data science and BMS into data processing and modeling, ensuring that the data-driven modeling is automated for specific requirements of different building types and control objectives, which also improves accuracy and scalability. We generate a prompt template following the framework of Machine Learning Operations so that the prompts are designed to systematically generate Python code for data-driven modeling. Our case study indicates that bi-sequential prompting under the prompt template can achieve a high success rate of code generation and code accuracy, and significantly reduce human labor costs.