Heterogeneous Risk Minimization

Machine learning algorithms with empirical risk minimization usually suffer from poor generalization performance due to the greedy exploitation of correlations among the training data, which are not stable under distributional shifts. Recently, some invariant learning methods for out-of-distribution (OOD) generalization have been proposed by leveraging multiple training environments to find invariant relationships. However, modern datasets are frequently assembled by merging data from multiple sources without explicit source labels. The resultant unobserved heterogeneity renders many invariant learning methods inapplicable. In this paper, we propose Heterogeneous Risk Minimization (HRM) framework to achieve joint learning of latent heterogeneity among the data and invariant relationship, which leads to stable prediction despite distributional shifts. We theoretically characterize the roles of the environment labels in invariant learning and justify our newly proposed HRM framework. Extensive experimental results validate the effectiveness of our HRM framework.

Deep Stable Learning for Out-Of-Distribution Generalization

Approaches based on deep neural networks have achieved striking performance when testing data and training data share similar distribution, but can significantly fail otherwise. Therefore, eliminating the impact of distribution shifts between training and testing data is crucial for building performance-promising deep models. Conventional methods assume either the known heterogeneity of training data (e.g. domain labels) or the approximately equal capacities of different domains. In this paper, we consider a more challenging case where neither of the above assumptions holds. We propose to address this problem by removing the dependencies between features via learning weights for training samples, which helps deep models get rid of spurious correlations and, in turn, concentrate more on the true connection between discriminative features and labels. Extensive experiments clearly demonstrate the effectiveness of our method on multiple distribution generalization benchmarks compared with state-of-the-art counterparts. Through extensive experiments on distribution generalization benchmarks including PACS, VLCS, MNIST-M, and NICO, we show the effectiveness of our method compared with state-of-the-art counterparts.

Reinforcement Learning with a Disentangled Universal Value Function for Item Recommendation

In recent years, there are great interests as well as challenges in applying reinforcement learning (RL) to recommendation systems (RS). In this paper, we summarize three key practical challenges of large-scale RL-based recommender systems: massive state and action spaces, high-variance environment, and the unspecific reward setting in recommendation. All these problems remain largely unexplored in the existing literature and make the application of RL challenging. We develop a model-based reinforcement learning framework, called GoalRec. Inspired by the ideas of world model (model-based), value function estimation (model-free), and goal-based RL, a novel disentangled universal value function designed for item recommendation is proposed. It can generalize to various goals that the recommender may have, and disentangle the stochastic environmental dynamics and high-variance reward signals accordingly. As a part of the value function, free from the sparse and high-variance reward signals, a high-capacity reward-independent world model is trained to simulate complex environmental dynamics under a certain goal. Based on the predicted environmental dynamics, the disentangled universal value function is related to the user's future trajectory instead of a monolithic state and a scalar reward. We demonstrate the superiority of GoalRec over previous approaches in terms of the above three practical challenges in a series of simulations and a real application.

Accurate and Reliable Forecasting using Stochastic Differential Equations

It is critical yet challenging for deep learning models to properly characterize uncertainty that is pervasive in real-world environments. Although a lot of efforts have been made, such as heteroscedastic neural networks (HNNs), little work has demonstrated satisfactory practicability due to the different levels of compromise on learning efficiency, quality of uncertainty estimates, and predictive performance. Moreover, existing HNNs typically fail to construct an explicit interaction between the prediction and its associated uncertainty. This paper aims to remedy these issues by developing SDE-HNN, a new heteroscedastic neural network equipped with stochastic differential equations (SDE) to characterize the interaction between the predictive mean and variance of HNNs for accurate and reliable regression. Theoretically, we show the existence and uniqueness of the solution to the devised neural SDE. Moreover, based on the bias-variance trade-off for the optimization in SDE-HNN, we design an enhanced numerical SDE solver to improve the learning stability. Finally, to more systematically evaluate the predictive uncertainty, we present two new diagnostic uncertainty metrics. Experiments on the challenging datasets show that our method significantly outperforms the state-of-the-art baselines in terms of both predictive performance and uncertainty quantification, delivering well-calibrated and sharp prediction intervals.

Improving Accuracy and Diversity in Matching of Recommendation with Diversified Preference Network

Recently, real-world recommendation systems need to deal with millions of candidates. It is extremely challenging to conduct sophisticated end-to-end algorithms on the entire corpus due to the tremendous computation costs. Therefore, conventional recommendation systems usually contain two modules. The matching module focuses on the coverage, which aims to efficiently retrieve hundreds of items from large corpora, while the ranking module generates specific ranks for these items. Recommendation diversity is an essential factor that impacts user experience. Most efforts have explored recommendation diversity in ranking, while the matching module should take more responsibility for diversity. In this paper, we propose a novel Heterogeneous graph neural network framework for diversified recommendation (GraphDR) in matching to improve both recommendation accuracy and diversity. Specifically, GraphDR builds a huge heterogeneous preference network to record different types of user preferences, and conduct a field-level heterogeneous graph attention network for node aggregation. We also innovatively conduct a neighbor-similarity based loss to balance both recommendation accuracy and diversity for the diversified matching task. In experiments, we conduct extensive online and offline evaluations on a real-world recommendation system with various accuracy and diversity metrics and achieve significant improvements. We also conduct model analyses and case study for a better understanding of our model. Moreover, GraphDR has been deployed on a well-known recommendation system, which affects millions of users. The source code will be released.

Interpreting and Unifying Graph Neural Networks with An Optimization Framework

Graph Neural Networks (GNNs) have received considerable attention on graph-structured data learning for a wide variety of tasks. The well-designed propagation mechanism which has been demonstrated effective is the most fundamental part of GNNs. Although most of GNNs basically follow a message passing manner, litter effort has been made to discover and analyze their essential relations. In this paper, we establish a surprising connection between different propagation mechanisms with a unified optimization problem, showing that despite the proliferation of various GNNs, in fact, their proposed propagation mechanisms are the optimal solution optimizing a feature fitting function over a wide class of graph kernels with a graph regularization term. Our proposed unified optimization framework, summarizing the commonalities between several of the most representative GNNs, not only provides a macroscopic view on surveying the relations between different GNNs, but also further opens up new opportunities for flexibly designing new GNNs. With the proposed framework, we discover that existing works usually utilize naive graph convolutional kernels for feature fitting function, and we further develop two novel objective functions considering adjustable graph kernels showing low-pass or high-pass filtering capabilities respectively. Moreover, we provide the convergence proofs and expressive power comparisons for the proposed models. Extensive experiments on benchmark datasets clearly show that the proposed GNNs not only outperform the state-of-the-art methods but also have good ability to alleviate over-smoothing, and further verify the feasibility for designing GNNs with our unified optimization framework.

On the Equivalence of Decoupled Graph Convolution Network and Label Propagation

The original design of Graph Convolution Network (GCN) couples feature transformation and neighborhood aggregation for node representation learning. Recently, some work shows that coupling is inferior to decoupling, which supports deep graph propagation and has become the latest paradigm of GCN (e.g., APPNP and SGCN). Despite effectiveness, the working mechanisms of the decoupled GCN are not well understood. In this paper, we explore the decoupled GCN for semi-supervised node classification from a novel and fundamental perspective -- label propagation. We conduct thorough theoretical analyses, proving that the decoupled GCN is essentially the same as the two-step label propagation: first, propagating the known labels along the graph to generate pseudo-labels for the unlabeled nodes, and second, training normal neural network classifiers on the augmented pseudo-labeled data. More interestingly, we reveal the effectiveness of decoupled GCN: going beyond the conventional label propagation, it could automatically assign structure- and model- aware weights to the pseudo-label data. This explains why the decoupled GCN is relatively robust to the structure noise and over-smoothing, but sensitive to the label noise and model initialization. Based on this insight, we propose a new label propagation method named Propagation then Training Adaptively (PTA), which overcomes the flaws of the decoupled GCN with a dynamic and adaptive weighting strategy. Our PTA is simple yet more effective and robust than decoupled GCN. We empirically validate our findings on four benchmark datasets, demonstrating the advantages of our method.

Inducing Alignment Structure with Gated Graph Attention Networks for Sentence Matching

Sentence matching is a fundamental task of natural language processing with various applications. Most recent approaches adopt attention-based neural models to build word- or phrase-level alignment between two sentences. However, these models usually ignore the inherent structure within the sentences and fail to consider various dependency relationships among text units. To address these issues, this paper proposes a graph-based approach for sentence matching. First, we represent a sentence pair as a graph with several carefully design strategies. We then employ a novel gated graph attention network to encode the constructed graph for sentence matching. Experimental results demonstrate that our method substantially achieves state-of-the-art performance on two datasets across tasks of natural language and paraphrase identification. Further discussions show that our model can learn meaningful graph structure, indicating its superiority on improved interpretability.

Enhancing Extractive Text Summarization with Topic-Aware Graph Neural Networks

Text summarization aims to compress a textual document to a short summary while keeping salient information. Extractive approaches are widely used in text summarization because of their fluency and efficiency. However, most of existing extractive models hardly capture inter-sentence relationships, particularly in long documents. They also often ignore the effect of topical information on capturing important contents. To address these issues, this paper proposes a graph neural network (GNN)-based extractive summarization model, enabling to capture inter-sentence relationships efficiently via graph-structured document representation. Moreover, our model integrates a joint neural topic model (NTM) to discover latent topics, which can provide document-level features for sentence selection. The experimental results demonstrate that our model not only substantially achieves state-of-the-art results on CNN/DM and NYT datasets but also considerably outperforms existing approaches on scientific paper datasets consisting of much longer documents, indicating its better robustness in document genres and lengths. Further discussions show that topical information can help the model preselect salient contents from an entire document, which interprets its effectiveness in long document summarization.

A Simple and General Graph Neural Network with Stochastic Message Passing

Graph neural networks (GNNs) are emerging machine learning models on graphs. One key property behind the expressiveness of existing GNNs is that the learned node representations are permutation-equivariant. Though being a desirable property for certain tasks, however, permutation-equivariance prevents GNNs from being proximity-aware, i.e., preserving the walk-based proximities between pairs of nodes, which is another critical property for graph analytical tasks. On the other hand, some variants of GNNs are proposed to preserve node proximities, but they fail to maintain permutation-equivariance. How to empower GNNs to be proximity-aware while maintaining permutation-equivariance remains an open problem. In this paper, we propose Stochastic Message Passing (SMP), a general and simple GNN to maintain both proximity-awareness and permutation-equivariance properties. Specifically, we augment the existing GNNs with stochastic node representations learned to preserve node proximities. Though seemingly simple, we prove that such a mechanism can enable GNNs to preserve node proximities in theory while maintaining permutation-equivariance with certain parametrization. Extensive experimental results demonstrate the effectiveness and efficiency of SMP for tasks including node classification and link prediction.