Finding Safety Neurons in Large Language Models

Large language models (LLMs) excel in various capabilities but also pose safety risks such as generating harmful content and misinformation, even after safety alignment. In this paper, we explore the inner mechanisms of safety alignment from the perspective of mechanistic interpretability, focusing on identifying and analyzing safety neurons within LLMs that are responsible for safety behaviors. We propose generation-time activation contrasting to locate these neurons and dynamic activation patching to evaluate their causal effects. Experiments on multiple recent LLMs show that: (1) Safety neurons are sparse and effective. We can restore $90$% safety performance with intervention only on about $5$% of all the neurons. (2) Safety neurons encode transferrable mechanisms. They exhibit consistent effectiveness on different red-teaming datasets. The finding of safety neurons also interprets "alignment tax". We observe that the identified key neurons for safety and helpfulness significantly overlap, but they require different activation patterns of the shared neurons. Furthermore, we demonstrate an application of safety neurons in detecting unsafe outputs before generation. Our findings may promote further research on understanding LLM alignment. The source codes will be publicly released to facilitate future research.

R-Eval: A Unified Toolkit for Evaluating Domain Knowledge of Retrieval Augmented Large Language Models

Large language models have achieved remarkable success on general NLP tasks, but they may fall short for domain-specific problems. Recently, various Retrieval-Augmented Large Language Models (RALLMs) are proposed to address this shortcoming. However, existing evaluation tools only provide a few baselines and evaluate them on various domains without mining the depth of domain knowledge. In this paper, we address the challenges of evaluating RALLMs by introducing the R-Eval toolkit, a Python toolkit designed to streamline the evaluation of different RAG workflows in conjunction with LLMs. Our toolkit, which supports popular built-in RAG workflows and allows for the incorporation of customized testing data on the specific domain, is designed to be user-friendly, modular, and extensible. We conduct an evaluation of 21 RALLMs across three task levels and two representative domains, revealing significant variations in the effectiveness of RALLMs across different tasks and domains. Our analysis emphasizes the importance of considering both task and domain requirements when choosing a RAG workflow and LLM combination. We are committed to continuously maintaining our platform at https://github.com/THU-KEG/R-Eval to facilitate both the industry and the researchers.

TacoERE: Cluster-aware Compression for Event Relation Extraction

Event relation extraction (ERE) is a critical and fundamental challenge for natural language processing. Existing work mainly focuses on directly modeling the entire document, which cannot effectively handle long-range dependencies and information redundancy. To address these issues, we propose a cluster-aware compression method for improving event relation extraction (TacoERE), which explores a compression-then-extraction paradigm. Specifically, we first introduce document clustering for modeling event dependencies. It splits the document into intra- and inter-clusters, where intra-clusters aim to enhance the relations within the same cluster, while inter-clusters attempt to model the related events at arbitrary distances. Secondly, we utilize cluster summarization to simplify and highlight important text content of clusters for mitigating information redundancy and event distance. We have conducted extensive experiments on both pre-trained language models, such as RoBERTa, and large language models, such as ChatGPT and GPT-4, on three ERE datasets, i.e., MAVEN-ERE, EventStoryLine and HiEve. Experimental results demonstrate that TacoERE is an effective method for ERE.

Event GDR: Event-Centric Generative Document Retrieval

Generative document retrieval, an emerging paradigm in information retrieval, learns to build connections between documents and identifiers within a single model, garnering significant attention. However, there are still two challenges: (1) neglecting inner-content correlation during document representation; (2) lacking explicit semantic structure during identifier construction. Nonetheless, events have enriched relations and well-defined taxonomy, which could facilitate addressing the above two challenges. Inspired by this, we propose Event GDR, an event-centric generative document retrieval model, integrating event knowledge into this task. Specifically, we utilize an exchange-then-reflection method based on multi-agents for event knowledge extraction. For document representation, we employ events and relations to model the document to guarantee the comprehensiveness and inner-content correlation. For identifier construction, we map the events to well-defined event taxonomy to construct the identifiers with explicit semantic structure. Our method achieves significant improvement over the baselines on two datasets, and also hopes to provide insights for future research.

ADELIE: Aligning Large Language Models on Information Extraction

Large language models (LLMs) usually fall short on information extraction (IE) tasks and struggle to follow the complex instructions of IE tasks. This primarily arises from LLMs not being aligned with humans, as mainstream alignment datasets typically do not include IE data. In this paper, we introduce ADELIE (Aligning large language moDELs on Information Extraction), an aligned LLM that effectively solves various IE tasks, including closed IE, open IE, and on-demand IE. We first collect and construct a high-quality alignment corpus IEInstruct for IE. Then we train ADELIE_SFT using instruction tuning on IEInstruct. We further train ADELIE_SFT with direct preference optimization (DPO) objective, resulting in ADELIE_DPO. Extensive experiments on various held-out IE datasets demonstrate that our models (ADELIE_SFT and ADELIE_DPO) achieve state-of-the-art (SoTA) performance among open-source models. We further explore the general capabilities of ADELIE, and experimental results reveal that their general capabilities do not exhibit a noticeable decline. We will release the code, data, and models to facilitate further research.

Event-level Knowledge Editing

Knowledge editing aims at updating knowledge of large language models (LLMs) to prevent them from becoming outdated. Existing work edits LLMs at the level of factual knowledge triplets. However, natural knowledge updates in the real world come from the occurrences of new events rather than direct changes in factual triplets. In this paper, we propose a new task setting: event-level knowledge editing, which directly edits new events into LLMs and improves over conventional triplet-level editing on (1) Efficiency. A single event edit leads to updates in multiple entailed knowledge triplets. (2) Completeness. Beyond updating factual knowledge, event-level editing also requires considering the event influences and updating LLMs' knowledge about future trends. We construct a high-quality event-level editing benchmark ELKEN, consisting of 1,515 event edits, 6,449 questions about factual knowledge, and 10,150 questions about future tendencies. We systematically evaluate the performance of various knowledge editing methods and LLMs on this benchmark. We find that ELKEN poses significant challenges to existing knowledge editing approaches. Our codes and dataset are publicly released to facilitate further research.

MAVEN-Arg: Completing the Puzzle of All-in-One Event Understanding Dataset with Event Argument Annotation

Understanding events in texts is a core objective of natural language understanding, which requires detecting event occurrences, extracting event arguments, and analyzing inter-event relationships. However, due to the annotation challenges brought by task complexity, a large-scale dataset covering the full process of event understanding has long been absent. In this paper, we introduce MAVEN-Arg, which augments MAVEN datasets with event argument annotations, making the first all-in-one dataset supporting event detection, event argument extraction (EAE), and event relation extraction. As an EAE benchmark, MAVEN-Arg offers three main advantages: (1) a comprehensive schema covering 162 event types and 612 argument roles, all with expert-written definitions and examples; (2) a large data scale, containing 98,591 events and 290,613 arguments obtained with laborious human annotation; (3) the exhaustive annotation supporting all task variants of EAE, which annotates both entity and non-entity event arguments in document level. Experiments indicate that MAVEN-Arg is quite challenging for both fine-tuned EAE models and proprietary large language models (LLMs). Furthermore, to demonstrate the benefits of an all-in-one dataset, we preliminarily explore a potential application, future event prediction, with LLMs. MAVEN-Arg and our code can be obtained from https://github.com/THU-KEG/MAVEN-Argument.

When does In-context Learning Fall Short and Why? A Study on Specification-Heavy Tasks

In-context learning (ICL) has become the default method for using large language models (LLMs), making the exploration of its limitations and understanding the underlying causes crucial. In this paper, we find that ICL falls short of handling specification-heavy tasks, which are tasks with complicated and extensive task specifications, requiring several hours for ordinary humans to master, such as traditional information extraction tasks. The performance of ICL on these tasks mostly cannot reach half of the state-of-the-art results. To explore the reasons behind this failure, we conduct comprehensive experiments on 18 specification-heavy tasks with various LLMs and identify three primary reasons: inability to specifically understand context, misalignment in task schema comprehension with humans, and inadequate long-text understanding ability. Furthermore, we demonstrate that through fine-tuning, LLMs can achieve decent performance on these tasks, indicating that the failure of ICL is not an inherent flaw of LLMs, but rather a drawback of existing alignment methods that renders LLMs incapable of handling complicated specification-heavy tasks via ICL. To substantiate this, we perform dedicated instruction tuning on LLMs for these tasks and observe a notable improvement. We hope the analyses in this paper could facilitate advancements in alignment methods enabling LLMs to meet more sophisticated human demands.

Finding and Editing Multi-Modal Neurons in Pre-Trained Transformer

Multi-modal large language models (LLM) have achieved powerful capabilities for visual semantic understanding in recent years. However, little is known about how LLMs comprehend visual information and interpret different modalities of features. In this paper, we propose a new method for identifying multi-modal neurons in transformer-based multi-modal LLMs. Through a series of experiments, We highlight three critical properties of multi-modal neurons by four well-designed quantitative evaluation metrics. Furthermore, we introduce a knowledge editing method based on the identified multi-modal neurons, for modifying a specific token to another designative token. We hope our findings can inspire further explanatory researches on understanding mechanisms of multi-modal LLMs.

Mastering the Task of Open Information Extraction with Large Language Models and Consistent Reasoning Environment

Open Information Extraction (OIE) aims to extract objective structured knowledge from natural texts, which has attracted growing attention to build dedicated models with human experience. As the large language models (LLMs) have exhibited remarkable in-context learning capabilities, a question arises as to whether the task of OIE can be effectively tackled with this paradigm? In this paper, we explore solving the OIE problem by constructing an appropriate reasoning environment for LLMs. Specifically, we first propose a method to effectively estimate the discrepancy of syntactic distribution between a LLM and test samples, which can serve as correlation evidence for preparing positive demonstrations. Upon the evidence, we introduce a simple yet effective mechanism to establish the reasoning environment for LLMs on specific tasks. Without bells and whistles, experimental results on the standard CaRB benchmark demonstrate that our $6$-shot approach outperforms state-of-the-art supervised method, achieving an $55.3$ $F_1$ score. Further experiments on TACRED and ACE05 show that our method can naturally generalize to other information extraction tasks, resulting in improvements of $5.7$ and $6.8$ $F_1$ scores, respectively.