James
Abstract:After the pretraining stage of LLMs, techniques such as SFT, RLHF, RLVR, and RFT are applied to enhance instruction-following ability, mitigate undesired responses, improve reasoning capability and enable efficient domain adaptation with minimal data. SFT relies on the next-token prediction objective to strengthen instruction following in a base model using a large corpus of human-labeled responses. In contrast, RFT employs a RL-based approach to adapt fine-tuned reasoning models to specific domains with limited supervision. Inspired by RFT, we propose replacing SFT with RLSR to leverage the extensive SFT dataset in an RL framework, thereby improving the base model's instruction-following ability. In RLSR, the base model generates multiple responses for each prompt, and reward scores are computed as the cosine similarity in the semantic embedding space between the generated and human-labeled responses. RLSR can be utilized in multiple ways. It can directly replace SFT, achieving superior performance on instruction-following benchmarks-for example, RLSR (SB) on Qwen-7B (INFINITY) achieved an AlpacaEval win rate of 26.34%, surpassing SFT's 21.01%. Furthermore, combining SFT and RLSR further enhances downstream task performance; Qwen-7B (INFINITY) achieved a win rate of 30.73% when trained with SFT + RLSR.




Abstract:While multimodal LLMs (MLLMs) demonstrate remarkable reasoning progress, their application in specialized scientific domains like physics reveals significant gaps in current evaluation benchmarks. Specifically, existing benchmarks often lack fine-grained subject coverage, neglect the step-by-step reasoning process, and are predominantly English-centric, failing to systematically evaluate the role of visual information. Therefore, we introduce \textbf {Multi-Physics} for Chinese physics reasoning, a comprehensive benchmark that includes 5 difficulty levels, featuring 1,412 image-associated, multiple-choice questions spanning 11 high-school physics subjects. We employ a dual evaluation framework to evaluate 20 different MLLMs, analyzing both final answer accuracy and the step-by-step integrity of their chain-of-thought. Furthermore, we systematically study the impact of difficulty level and visual information by comparing the model performance before and after changing the input mode. Our work provides not only a fine-grained resource for the community but also offers a robust methodology for dissecting the multimodal reasoning process of state-of-the-art MLLMs, and our dataset and code have been open-sourced: https://github.com/luozhongze/Multi-Physics.
Abstract:Partial differential equations (PDEs) form the mathematical foundation for modeling physical systems in science and engineering, where numerical solutions demand rigorous accuracy-efficiency tradeoffs. Mesh movement techniques address this challenge by dynamically relocating mesh nodes to rapidly-varying regions, enhancing both simulation accuracy and computational efficiency. However, traditional approaches suffer from high computational complexity and geometric inflexibility, limiting their applicability, and existing supervised learning-based approaches face challenges in zero-shot generalization across diverse PDEs and mesh topologies.In this paper, we present an Unsupervised and Generalizable Mesh Movement Network (UGM2N). We first introduce unsupervised mesh adaptation through localized geometric feature learning, eliminating the dependency on pre-adapted meshes. We then develop a physics-constrained loss function, M-Uniform loss, that enforces mesh equidistribution at the nodal level.Experimental results demonstrate that the proposed network exhibits equation-agnostic generalization and geometric independence in efficient mesh adaptation. It demonstrates consistent superiority over existing methods, including robust performance across diverse PDEs and mesh geometries, scalability to multi-scale resolutions and guaranteed error reduction without mesh tangling.
Abstract:Gradient-based optimization methods have shown remarkable empirical success, yet their theoretical generalization properties remain only partially understood. In this paper, we establish a generalization bound for gradient flow that aligns with the classical Rademacher complexity bounds for kernel methods-specifically those based on the RKHS norm and kernel trace-through a data-dependent kernel called the loss path kernel (LPK). Unlike static kernels such as NTK, the LPK captures the entire training trajectory, adapting to both data and optimization dynamics, leading to tighter and more informative generalization guarantees. Moreover, the bound highlights how the norm of the training loss gradients along the optimization trajectory influences the final generalization performance. The key technical ingredients in our proof combine stability analysis of gradient flow with uniform convergence via Rademacher complexity. Our bound recovers existing kernel regression bounds for overparameterized neural networks and shows the feature learning capability of neural networks compared to kernel methods. Numerical experiments on real-world datasets validate that our bounds correlate well with the true generalization gap.




Abstract:Federated Learning (FL) has received much attention in recent years. However, although clients are not required to share their data in FL, the global model itself can implicitly remember clients' local data. Therefore, it's necessary to effectively remove the target client's data from the FL global model to ease the risk of privacy leakage and implement ``the right to be forgotten". Federated Unlearning (FU) has been considered a promising way to remove data without full retraining. But the model utility easily suffers significant reduction during unlearning due to the gradient conflicts. Furthermore, when conducting the post-training to recover the model utility, the model is prone to move back and revert what has already been unlearned. To address these issues, we propose Federated Unlearning with Orthogonal Steepest Descent (FedOSD). We first design an unlearning Cross-Entropy loss to overcome the convergence issue of the gradient ascent. A steepest descent direction for unlearning is then calculated in the condition of being non-conflicting with other clients' gradients and closest to the target client's gradient. This benefits to efficiently unlearn and mitigate the model utility reduction. After unlearning, we recover the model utility by maintaining the achievement of unlearning. Finally, extensive experiments in several FL scenarios verify that FedOSD outperforms the SOTA FU algorithms in terms of unlearning and model utility.




Abstract:We delve into the challenge of semi-supervised node classification on the Contextual Stochastic Block Model (CSBM) dataset. Here, nodes from the two-cluster Stochastic Block Model (SBM) are coupled with feature vectors, which are derived from a Gaussian Mixture Model (GMM) that corresponds to their respective node labels. With only a subset of the CSBM node labels accessible for training, our primary objective becomes the accurate classification of the remaining nodes. Venturing into the transductive learning landscape, we, for the first time, pinpoint the information-theoretical threshold for the exact recovery of all test nodes in CSBM. Concurrently, we design an optimal spectral estimator inspired by Principal Component Analysis (PCA) with the training labels and essential data from both the adjacency matrix and feature vectors. We also evaluate the efficacy of graph ridge regression and Graph Convolutional Networks (GCN) on this synthetic dataset. Our findings underscore that graph ridge regression and GCN possess the ability to achieve the information threshold of exact recovery in a manner akin to the optimal estimator when using the optimal weighted self-loops. This highlights the potential role of feature learning in augmenting the proficiency of GCN, especially in the realm of semi-supervised learning.




Abstract:LLMs have demonstrated impressive proficiency in generating coherent and high-quality text, making them valuable across a range of text-generation tasks. However, rigorous evaluation of this generated content is crucial, as ensuring its quality remains a significant challenge due to persistent issues such as factual inaccuracies and hallucinations. This paper introduces two fine-tuned general-purpose LLM autoevaluators, REC-12B and REC-70B, specifically designed to evaluate generated text across several dimensions: faithfulness, instruction following, coherence, and completeness. These models not only provide ratings for these metrics but also offer detailed explanations and verifiable citations, thereby enhancing trust in the content. Moreover, the models support various citation modes, accommodating different requirements for latency and granularity. Extensive evaluations on diverse benchmarks demonstrate that our general-purpose LLM auto-evaluator, REC-70B, outperforms state-of-the-art LLMs, excelling in content evaluation by delivering better quality explanations and citations with minimal bias. It achieves Rank \#1 as a generative model on the RewardBench leaderboard\footnote{\url{https://huggingface.co/spaces/allenai/reward-bench}} under the model name \texttt{TextEval-Llama3.1-70B}. Our REC dataset and models are released at \url{https://github.com/adelaidehsu/REC}.




Abstract:By pretraining on trillions of tokens, an LLM gains the capability of text generation. However, to enhance its utility and reduce potential harm, SFT and alignment are applied sequentially to the pretrained model. Due to the differing nature and objective functions of SFT and alignment, catastrophic forgetting has become a significant issue. To address this, we introduce Unified Fine-Tuning (UFT), which integrates SFT and alignment into a single training stage using the same objective and loss functions through an implicit reward function. Our experimental results demonstrate that UFT outperforms SFT on instruction-tuning data alone. Moreover, when combining instruction-tuning data with alignment data, UFT effectively prevents catastrophic forgetting across these two stages and shows a clear advantage over sequentially applying SFT and alignment. This is evident in the significant improvements observed in the \textbf{ifeval} task for instruction-following and the \textbf{truthful-qa} task for factuality. The proposed general fine-tuning framework UFT establishes an effective and efficient pretraining-UFT paradigm for LLM training.




Abstract:The increasing concern for data privacy has driven the rapid development of federated learning (FL), a privacy-preserving collaborative paradigm. However, the statistical heterogeneity among clients in FL results in inconsistent performance of the server model across various clients. Server model may show favoritism towards certain clients while performing poorly for others, heightening the challenge of fairness. In this paper, we reconsider the inconsistency in client performance distribution and introduce the concept of adversarial multi-armed bandit to optimize the proposed objective with explicit constraints on performance disparities. Practically, we propose a novel multi-armed bandit-based allocation FL algorithm (FedMABA) to mitigate performance unfairness among diverse clients with different data distributions. Extensive experiments, in different Non-I.I.D. scenarios, demonstrate the exceptional performance of FedMABA in enhancing fairness.




Abstract:An LLM is pretrained on trillions of tokens, but the pretrained LLM may still generate undesired responses. To solve this problem, alignment techniques such as RLHF, DPO and KTO are proposed. However, these alignment techniques have limitations. For example, RLHF requires training the reward model and policy separately, which is complex, time-consuming, memory intensive and unstable during training processes. DPO proposes a mapping between an optimal policy and a reward, greatly simplifying the training process of RLHF. However, it can not take full advantages of a reward model and it is limited to pairwise preference data. In this paper, we propose \textbf{UN}ified \textbf{A}lignment (UNA) which unifies RLHF/PPO, DPO and KTO. Firstly, we mathematically prove that given the classical RLHF objective, the optimal policy is induced by a generalize implicit reward function. With this novel mapping between a reward model and an optimal policy, UNA can 1. unify RLHF/PPO, DPO and KTO into a supervised learning of minimizing the difference between an implicit reward and an explicit reward; 2. outperform RLHF/PPO while simplify, stabilize, speed up and reduce memory burden of RL fine-tuning process; 3. accommodate different feedback types including pairwise, binary and scalar feedback. Downstream experiments show UNA outperforms DPO, KTO and RLHF.