SoFA: Shielded On-the-fly Alignment via Priority Rule Following

The alignment problem in Large Language Models (LLMs) involves adapting them to the broad spectrum of human values. This requirement challenges existing alignment methods due to diversity of preferences and regulatory standards. This paper introduces a novel alignment paradigm, priority rule following, which defines rules as the primary control mechanism in each dialog, prioritizing them over user instructions. Our preliminary analysis reveals that even the advanced LLMs, such as GPT-4, exhibit shortcomings in understanding and prioritizing the rules. Therefore, we present PriorityDistill, a semi-automated approach for distilling priority following signals from LLM simulations to ensure robust rule integration and adherence. Our experiments show that this method not only effectively minimizes misalignments utilizing only one general rule but also adapts smoothly to various unseen rules, ensuring they are shielded from hijacking and that the model responds appropriately.

Principled and Efficient Transfer Learning of Deep Models via Neural Collapse

With the ever-growing model size and the limited availability of labeled training data, transfer learning has become an increasingly popular approach in many science and engineering domains. For classification problems, this work delves into the mystery of transfer learning through an intriguing phenomenon termed neural collapse (NC), where the last-layer features and classifiers of learned deep networks satisfy: (i) the within-class variability of the features collapses to zero, and (ii) the between-class feature means are maximally and equally separated. Through the lens of NC, our findings for transfer learning are the following: (i) when pre-training models, preventing intra-class variability collapse (to a certain extent) better preserves the intrinsic structures of the input data, so that it leads to better model transferability; (ii) when fine-tuning models on downstream tasks, obtaining features with more NC on downstream data results in better test accuracy on the given task. The above results not only demystify many widely used heuristics in model pre-training (e.g., data augmentation, projection head, self-supervised learning), but also leads to more efficient and principled fine-tuning method on downstream tasks that we demonstrate through extensive experimental results.

GraphCoCo: Graph Complementary Contrastive Learning

Graph Contrastive Learning (GCL) has shown promising performance in graph representation learning (GRL) without the supervision of manual annotations. GCL can generate graph-level embeddings by maximizing the Mutual Information (MI) between different augmented views of the same graph (positive pairs). However, we identify an obstacle that the optimization of InfoNCE loss only concentrates on a few embeddings dimensions, limiting the distinguishability of embeddings in downstream graph classification tasks. This paper proposes an effective graph complementary contrastive learning approach named GraphCoCo to tackle the above issue. Specifically, we set the embedding of the first augmented view as the anchor embedding to localize "highlighted" dimensions (i.e., the dimensions contribute most in similarity measurement). Then remove these dimensions in the embeddings of the second augmented view to discover neglected complementary representations. Therefore, the combination of anchor and complementary embeddings significantly improves the performance in downstream tasks. Comprehensive experiments on various benchmark datasets are conducted to demonstrate the effectiveness of GraphCoCo, and the results show that our model outperforms the state-of-the-art methods. Source code will be made publicly available.

An Unsupervised Method for Building Sentence Simplification Corpora in Multiple Languages

The availability of parallel sentence simplification (SS) is scarce for neural SS modelings. We propose an unsupervised method to build SS corpora from large-scale bilingual translation corpora, alleviating the need for SS supervised corpora. Our method is motivated by the following two findings: neural machine translation model usually tends to generate more high-frequency tokens and the difference of text complexity levels exists between the source and target language of a translation corpus. By taking the pair of the source sentences of translation corpus and the translations of their references in a bridge language, we can construct large-scale pseudo parallel SS data. Then, we keep these sentence pairs with a higher complexity difference as SS sentence pairs. The building SS corpora with an unsupervised approach can satisfy the expectations that the aligned sentences preserve the same meanings and have difference in text complexity levels. Experimental results show that SS methods trained by our corpora achieve the state-of-the-art results and significantly outperform the results on English benchmark WikiLarge.

Chinese Lexical Simplification

Lexical simplification has attracted much attention in many languages, which is the process of replacing complex words in a given sentence with simpler alternatives of equivalent meaning. Although the richness of vocabulary in Chinese makes the text very difficult to read for children and non-native speakers, there is no research work for Chinese lexical simplification (CLS) task. To circumvent difficulties in acquiring annotations, we manually create the first benchmark dataset for CLS, which can be used for evaluating the lexical simplification systems automatically. In order to acquire more thorough comparison, we present five different types of methods as baselines to generate substitute candidates for the complex word that include synonym-based approach, word embedding-based approach, pretrained language model-based approach, sememe-based approach, and a hybrid approach. Finally, we design the experimental evaluation of these baselines and discuss their advantages and disadvantages. To our best knowledge, this is the first study for CLS task.