Confronting Reward Model Overoptimization with Constrained RLHF

Large language models are typically aligned with human preferences by optimizing $\textit{reward models}$ (RMs) fitted to human feedback. However, human preferences are multi-faceted, and it is increasingly common to derive reward from a composition of simpler reward models which each capture a different aspect of language quality. This itself presents a challenge, as it is difficult to appropriately weight these component RMs when combining them. Compounding this difficulty, because any RM is only a proxy for human evaluation, this process is vulnerable to $\textit{overoptimization}$, wherein past a certain point, accumulating higher reward is associated with worse human ratings. In this paper, we perform, to our knowledge, the first study on overoptimization in composite RMs, showing that correlation between component RMs has a significant effect on the locations of these points. We then introduce an approach to solve this issue using constrained reinforcement learning as a means of preventing the agent from exceeding each RM's threshold of usefulness. Our method addresses the problem of weighting component RMs by learning dynamic weights, naturally expressed by Lagrange multipliers. As a result, each RM stays within the range at which it is an effective proxy, improving evaluation performance. Finally, we introduce an adaptive method using gradient-free optimization to identify and optimize towards these points during a single run.

Answering Ambiguous Questions with a Database of Questions, Answers, and Revisions

Many open-domain questions are under-specified and thus have multiple possible answers, each of which is correct under a different interpretation of the question. Answering such ambiguous questions is challenging, as it requires retrieving and then reasoning about diverse information from multiple passages. We present a new state-of-the-art for answering ambiguous questions that exploits a database of unambiguous questions generated from Wikipedia. On the challenging ASQA benchmark, which requires generating long-form answers that summarize the multiple answers to an ambiguous question, our method improves performance by 15% (relative improvement) on recall measures and 10% on measures which evaluate disambiguating questions from predicted outputs. Retrieving from the database of generated questions also gives large improvements in diverse passage retrieval (by matching user questions q to passages p indirectly, via questions q' generated from p).

Contrastive Example-Based Control

While many real-world problems that might benefit from reinforcement learning, these problems rarely fit into the MDP mold: interacting with the environment is often expensive and specifying reward functions is challenging. Motivated by these challenges, prior work has developed data-driven approaches that learn entirely from samples from the transition dynamics and examples of high-return states. These methods typically learn a reward function from high-return states, use that reward function to label the transitions, and then apply an offline RL algorithm to these transitions. While these methods can achieve good results on many tasks, they can be complex, often requiring regularization and temporal difference updates. In this paper, we propose a method for offline, example-based control that learns an implicit model of multi-step transitions, rather than a reward function. We show that this implicit model can represent the Q-values for the example-based control problem. Across a range of state-based and image-based offline control tasks, our method outperforms baselines that use learned reward functions; additional experiments demonstrate improved robustness and scaling with dataset size.

A Connection between One-Step Regularization and Critic Regularization in Reinforcement Learning

As with any machine learning problem with limited data, effective offline RL algorithms require careful regularization to avoid overfitting. One-step methods perform regularization by doing just a single step of policy improvement, while critic regularization methods do many steps of policy improvement with a regularized objective. These methods appear distinct. One-step methods, such as advantage-weighted regression and conditional behavioral cloning, truncate policy iteration after just one step. This ``early stopping'' makes one-step RL simple and stable, but can limit its asymptotic performance. Critic regularization typically requires more compute but has appealing lower-bound guarantees. In this paper, we draw a close connection between these methods: applying a multi-step critic regularization method with a regularization coefficient of 1 yields the same policy as one-step RL. While practical implementations violate our assumptions and critic regularization is typically applied with smaller regularization coefficients, our experiments nevertheless show that our analysis makes accurate, testable predictions about practical offline RL methods (CQL and one-step RL) with commonly-used hyperparameters. Our results that every problem can be solved with a single step of policy improvement, but rather that one-step RL might be competitive with critic regularization on RL problems that demand strong regularization.

MultiZoo & MultiBench: A Standardized Toolkit for Multimodal Deep Learning

Learning multimodal representations involves integrating information from multiple heterogeneous sources of data. In order to accelerate progress towards understudied modalities and tasks while ensuring real-world robustness, we release MultiZoo, a public toolkit consisting of standardized implementations of > 20 core multimodal algorithms and MultiBench, a large-scale benchmark spanning 15 datasets, 10 modalities, 20 prediction tasks, and 6 research areas. Together, these provide an automated end-to-end machine learning pipeline that simplifies and standardizes data loading, experimental setup, and model evaluation. To enable holistic evaluation, we offer a comprehensive methodology to assess (1) generalization, (2) time and space complexity, and (3) modality robustness. MultiBench paves the way towards a better understanding of the capabilities and limitations of multimodal models, while ensuring ease of use, accessibility, and reproducibility. Our toolkits are publicly available, will be regularly updated, and welcome inputs from the community.

Localized Text-to-Image Generation for Free via Cross Attention Control

Despite the tremendous success in text-to-image generative models, localized text-to-image generation (that is, generating objects or features at specific locations in an image while maintaining a consistent overall generation) still requires either explicit training or substantial additional inference time. In this work, we show that localized generation can be achieved by simply controlling cross attention maps during inference. With no additional training, model architecture modification or inference time, our proposed cross attention control (CAC) provides new open-vocabulary localization abilities to standard text-to-image models. CAC also enhances models that are already trained for localized generation when deployed at inference time. Furthermore, to assess localized text-to-image generation performance automatically, we develop a standardized suite of evaluations using large pretrained recognition models. Our experiments show that CAC improves localized generation performance with various types of location information ranging from bounding boxes to semantic segmentation maps, and enhances the compositional capability of state-of-the-art text-to-image generative models.

Factorized Contrastive Learning: Going Beyond Multi-view Redundancy

In a wide range of multimodal tasks, contrastive learning has become a particularly appealing approach since it can successfully learn representations from abundant unlabeled data with only pairing information (e.g., image-caption or video-audio pairs). Underpinning these approaches is the assumption of multi-view redundancy - that shared information between modalities is necessary and sufficient for downstream tasks. However, in many real-world settings, task-relevant information is also contained in modality-unique regions: information that is only present in one modality but still relevant to the task. How can we learn self-supervised multimodal representations to capture both shared and unique information relevant to downstream tasks? This paper proposes FactorCL, a new multimodal representation learning method to go beyond multi-view redundancy. FactorCL is built from three new contributions: (1) factorizing task-relevant information into shared and unique representations, (2) capturing task-relevant information via maximizing MI lower bounds and removing task-irrelevant information via minimizing MI upper bounds, and (3) multimodal data augmentations to approximate task relevance without labels. On large-scale real-world datasets, FactorCL captures both shared and unique information and achieves state-of-the-art results on six benchmarks.

Multimodal Learning Without Labeled Multimodal Data: Guarantees and Applications

In many machine learning systems that jointly learn from multiple modalities, a core research question is to understand the nature of multimodal interactions: the emergence of new task-relevant information during learning from both modalities that was not present in either alone. We study this challenge of interaction quantification in a semi-supervised setting with only labeled unimodal data and naturally co-occurring multimodal data (e.g., unlabeled images and captions, video and corresponding audio) but when labeling them is time-consuming. Using a precise information-theoretic definition of interactions, our key contributions are the derivations of lower and upper bounds to quantify the amount of multimodal interactions in this semi-supervised setting. We propose two lower bounds based on the amount of shared information between modalities and the disagreement between separately trained unimodal classifiers, and derive an upper bound through connections to approximate algorithms for min-entropy couplings. We validate these estimated bounds and show how they accurately track true interactions. Finally, two semi-supervised multimodal applications are explored based on these theoretical results: (1) analyzing the relationship between multimodal performance and estimated interactions, and (2) self-supervised learning that embraces disagreement between modalities beyond agreement as is typically done.

Multimodal Fusion Interactions: A Study of Human and Automatic Quantification

Multimodal fusion of multiple heterogeneous and interconnected signals is a fundamental challenge in almost all multimodal problems and applications. In order to perform multimodal fusion, we need to understand the types of interactions that modalities can exhibit: how each modality individually provides information useful for a task and how this information changes in the presence of other modalities. In this paper, we perform a comparative study of how human annotators can be leveraged to annotate two categorizations of multimodal interactions: (1) partial labels, where different randomly assigned annotators annotate the label given the first, second, and both modalities, and (2) counterfactual labels, where the same annotator is tasked to annotate the label given the first modality before giving them the second modality and asking them to explicitly reason about how their answer changes, before proposing an alternative taxonomy based on (3) information decomposition, where annotators annotate the degrees of redundancy: the extent to which modalities individually and together give the same predictions on the task, uniqueness: the extent to which one modality enables a task prediction that the other does not, and synergy: the extent to which only both modalities enable one to make a prediction about the task that one would not otherwise make using either modality individually. Through extensive experiments and annotations, we highlight several opportunities and limitations of each approach and propose a method to automatically convert annotations of partial and counterfactual labels to information decomposition, yielding an accurate and efficient method for quantifying interactions in multimodal datasets.