Towards Understanding Multi-Task Learning (Generalization) of LLMs via Detecting and Exploring Task-Specific Neurons

While large language models (LLMs) have demonstrated superior multi-task capabilities, understanding the learning mechanisms behind this is still a challenging problem. In this paper, we attempt to understand such mechanisms from the perspective of neurons. Specifically, we detect task-sensitive neurons in LLMs via gradient attribution on task-specific data. Through extensive deactivation and fine-tuning experiments, we demonstrate that the detected neurons are highly correlated with the given task, which we term as task-specific neurons. With these identified task-specific neurons, we delve into two common problems in multi-task learning and continuous learning: Generalization and Catastrophic Forgetting. We find that the overlap of task-specific neurons is strongly associated with generalization and specialization across tasks. Interestingly, at certain layers of LLMs, there is a high similarity in the parameters of different task-specific neurons, and such similarity is highly correlated with the generalization performance. Inspired by these findings, we propose a neuron-level continuous fine-tuning method that only fine-tunes the current task-specific neurons during continuous learning, and extensive experiments demonstrate the effectiveness of the proposed method. Our study provides insights into the interpretability of LLMs in multi-task learning.

Planning with Large Language Models for Conversational Agents

Controllability and proactivity are crucial properties of autonomous conversational agents (CAs). Controllability requires the CAs to follow the standard operating procedures (SOPs), such as verifying identity before activating credit cards. Proactivity requires the CAs to guide the conversation towards the goal during user uncooperation, such as persuasive dialogue. Existing research cannot be unified with controllability, proactivity, and low manual annotation. To bridge this gap, we propose a new framework for planning-based conversational agents (PCA) powered by large language models (LLMs), which only requires humans to define tasks and goals for the LLMs. Before conversation, LLM plans the core and necessary SOP for dialogue offline. During the conversation, LLM plans the best action path online referring to the SOP, and generates responses to achieve process controllability. Subsequently, we propose a semi-automatic dialogue data creation framework and curate a high-quality dialogue dataset (PCA-D). Meanwhile, we develop multiple variants and evaluation metrics for PCA, e.g., planning with Monte Carlo Tree Search (PCA-M), which searches for the optimal dialogue action while satisfying SOP constraints and achieving the proactive of the dialogue. Experiment results show that LLMs finetuned on PCA-D can significantly improve the performance and generalize to unseen domains. PCA-M outperforms other CoT and ToT baselines in terms of conversation controllability, proactivity, task success rate, and overall logical coherence, and is applicable in industry dialogue scenarios. The dataset and codes are available at XXXX.

DART: Deep Adversarial Automated Red Teaming for LLM Safety

Manual Red teaming is a commonly-used method to identify vulnerabilities in large language models (LLMs), which, is costly and unscalable. In contrast, automated red teaming uses a Red LLM to automatically generate adversarial prompts to the Target LLM, offering a scalable way for safety vulnerability detection. However, the difficulty of building a powerful automated Red LLM lies in the fact that the safety vulnerabilities of the Target LLM are dynamically changing with the evolution of the Target LLM. To mitigate this issue, we propose a Deep Adversarial Automated Red Teaming (DART) framework in which the Red LLM and Target LLM are deeply and dynamically interacting with each other in an iterative manner. In each iteration, in order to generate successful attacks as many as possible, the Red LLM not only takes into account the responses from the Target LLM, but also adversarially adjust its attacking directions by monitoring the global diversity of generated attacks across multiple iterations. Simultaneously, to explore dynamically changing safety vulnerabilities of the Target LLM, we allow the Target LLM to enhance its safety via an active learning based data selection mechanism. Experimential results demonstrate that DART significantly reduces the safety risk of the target LLM. For human evaluation on Anthropic Harmless dataset, compared to the instruction-tuning target LLM, DART eliminates the violation risks by 53.4\%. We will release the datasets and codes of DART soon.

IRCAN: Mitigating Knowledge Conflicts in LLM Generation via Identifying and Reweighting Context-Aware Neurons

It is widely acknowledged that large language models (LLMs) encode a vast reservoir of knowledge after being trained on mass data. Recent studies disclose knowledge conflicts in LLM generation, wherein outdated or incorrect parametric knowledge (i.e., encoded knowledge) contradicts new knowledge provided in the context. To mitigate such knowledge conflicts, we propose a novel framework, IRCAN (Identifying and Reweighting Context-Aware Neurons) to capitalize on neurons that are crucial in processing contextual cues. Specifically, IRCAN first identifies neurons that significantly contribute to context processing, utilizing a context-aware attribution score derived from integrated gradients. Subsequently, the identified context-aware neurons are strengthened via reweighting. In doing so, we steer LLMs to generate context-sensitive outputs with respect to the new knowledge provided in the context. Extensive experiments conducted across a variety of models and tasks demonstrate that IRCAN not only achieves remarkable improvements in handling knowledge conflicts but also offers a scalable, plug-andplay solution that can be integrated seamlessly with existing models.

MoE-CT: A Novel Approach For Large Language Models Training With Resistance To Catastrophic Forgetting

The advent of large language models (LLMs) has predominantly catered to high-resource languages, leaving a disparity in performance for low-resource languages. Conventional Continual Training (CT) approaches to bridge this gap often undermine a model's original linguistic proficiency when expanding to multilingual contexts. Addressing this issue, we introduce a novel MoE-CT architecture, a paradigm that innovatively separates the base model's learning from the multilingual expansion process. Our design freezes the original LLM parameters, thus safeguarding its performance in high-resource languages, while an appended MoE module, trained on diverse language datasets, augments low-resource language proficiency. Our approach significantly outperforms conventional CT methods, as evidenced by our experiments, which show marked improvements in multilingual benchmarks without sacrificing the model's original language performance. Moreover, our MoE-CT framework demonstrates enhanced resistance to forgetting and superior transfer learning capabilities. By preserving the base model's integrity and focusing on strategic parameter expansion, our methodology advances multilingual language modeling and represents a significant step forward for low-resource language inclusion in LLMs, indicating a fruitful direction for future research in language technologies.

Efficiently Exploring Large Language Models for Document-Level Machine Translation with In-context Learning

Large language models (LLMs) exhibit outstanding performance in machine translation via in-context learning. In contrast to sentence-level translation, document-level translation (DOCMT) by LLMs based on in-context learning faces two major challenges: firstly, document translations generated by LLMs are often incoherent; secondly, the length of demonstration for in-context learning is usually limited. To address these issues, we propose a Context-Aware Prompting method (CAP), which enables LLMs to generate more accurate, cohesive, and coherent translations via in-context learning. CAP takes into account multi-level attention, selects the most relevant sentences to the current one as context, and then generates a summary from these collected sentences. Subsequently, sentences most similar to the summary are retrieved from the datastore as demonstrations, which effectively guide LLMs in generating cohesive and coherent translations. We conduct extensive experiments across various DOCMT tasks, and the results demonstrate the effectiveness of our approach, particularly in zero pronoun translation (ZPT) and literary translation tasks.

CRiskEval: A Chinese Multi-Level Risk Evaluation Benchmark Dataset for Large Language Models

Large language models (LLMs) are possessed of numerous beneficial capabilities, yet their potential inclination harbors unpredictable risks that may materialize in the future. We hence propose CRiskEval, a Chinese dataset meticulously designed for gauging the risk proclivities inherent in LLMs such as resource acquisition and malicious coordination, as part of efforts for proactive preparedness. To curate CRiskEval, we define a new risk taxonomy with 7 types of frontier risks and 4 safety levels, including extremely hazardous,moderately hazardous, neutral and safe. We follow the philosophy of tendency evaluation to empirically measure the stated desire of LLMs via fine-grained multiple-choice question answering. The dataset consists of 14,888 questions that simulate scenarios related to predefined 7 types of frontier risks. Each question is accompanied with 4 answer choices that state opinions or behavioral tendencies corresponding to the question. All answer choices are manually annotated with one of the defined risk levels so that we can easily build a fine-grained frontier risk profile for each assessed LLM. Extensive evaluation with CRiskEval on a spectrum of prevalent Chinese LLMs has unveiled a striking revelation: most models exhibit risk tendencies of more than 40% (weighted tendency to the four risk levels). Furthermore, a subtle increase in the model's inclination toward urgent self-sustainability, power seeking and other dangerous goals becomes evident as the size of models increase. To promote further research on the frontier risk evaluation of LLMs, we publicly release our dataset at https://github.com/lingshi6565/Risk_eval.

Benchmark Underestimates the Readiness of Multi-lingual Dialogue Agents

Creating multilingual task-oriented dialogue (TOD) agents is challenging due to the high cost of training data acquisition. Following the research trend of improving training data efficiency, we show for the first time, that in-context learning is sufficient to tackle multilingual TOD. To handle the challenging dialogue state tracking (DST) subtask, we break it down to simpler steps that are more compatible with in-context learning where only a handful of few-shot examples are used. We test our approach on the multilingual TOD dataset X-RiSAWOZ, which has 12 domains in Chinese, English, French, Korean, Hindi, and code-mixed Hindi-English. Our turn-by-turn DST accuracy on the 6 languages range from 55.6% to 80.3%, seemingly worse than the SOTA results from fine-tuned models that achieve from 60.7% to 82.8%; our BLEU scores in the response generation (RG) subtask are also significantly lower than SOTA. However, after manual evaluation of the validation set, we find that by correcting gold label errors and improving dataset annotation schema, GPT-4 with our prompts can achieve (1) 89.6%-96.8% accuracy in DST, and (2) more than 99% correct response generation across different languages. This leads us to conclude that current automatic metrics heavily underestimate the effectiveness of in-context learning.

Decoding at the Speed of Thought: Harnessing Parallel Decoding of Lexical Units for LLMs

Large language models have demonstrated exceptional capability in natural language understanding and generation. However, their generation speed is limited by the inherently sequential nature of their decoding process, posing challenges for real-time applications. This paper introduces Lexical Unit Decoding (LUD), a novel decoding methodology implemented in a data-driven manner, accelerating the decoding process without sacrificing output quality. The core of our approach is the observation that a pre-trained language model can confidently predict multiple contiguous tokens, forming the basis for a \textit{lexical unit}, in which these contiguous tokens could be decoded in parallel. Extensive experiments validate that our method substantially reduces decoding time while maintaining generation quality, i.e., 33\% speed up on natural language generation with no quality loss, and 30\% speed up on code generation with a negligible quality loss of 3\%. Distinctively, LUD requires no auxiliary models and does not require changes to existing architectures. It can also be integrated with other decoding acceleration methods, thus achieving an even more pronounced inference efficiency boost. We posit that the foundational principles of LUD could define a new decoding paradigm for future language models, enhancing their applicability for a broader spectrum of applications. All codes are be publicly available at https://github.com/tjunlp-lab/Lexical-Unit-Decoding-LUD-. Keywords: Parallel Decoding, Lexical Unit Decoding, Large Language Model

ConTrans: Weak-to-Strong Alignment Engineering via Concept Transplantation

Ensuring large language models (LLM) behave consistently with human goals, values, and intentions is crucial for their safety but yet computationally expensive. To reduce the computational cost of alignment training of LLMs, especially for those with a huge number of parameters, and to reutilize learned value alignment, we propose ConTrans, a novel framework that enables weak-to-strong alignment transfer via concept transplantation. From the perspective of representation engineering, ConTrans refines concept vectors in value alignment from a source LLM (usually a weak yet aligned LLM). The refined concept vectors are then reformulated to adapt to the target LLM (usually a strong yet unaligned base LLM) via affine transformation. In the third step, ConTrans transplants the reformulated concept vectors into the residual stream of the target LLM. Experiments demonstrate the successful transplantation of a wide range of aligned concepts from 7B models to 13B and 70B models across multiple LLMs and LLM families. Remarkably, ConTrans even surpasses instruction-tuned models in terms of truthfulness. Experiment results validate the effectiveness of both inter-LLM-family and intra-LLM-family concept transplantation. Our work successfully demonstrates an alternative way to achieve weak-to-strong alignment generalization and control.