Direct-Effect Risk Minimization for Domain Generalization

We study the problem of out-of-distribution (o.o.d.) generalization where spurious correlations of attributes vary across training and test domains. This is known as the problem of correlation shift and has posed concerns on the reliability of machine learning. In this work, we introduce the concepts of direct and indirect effects from causal inference to the domain generalization problem. We argue that models that learn direct effects minimize the worst-case risk across correlation-shifted domains. To eliminate the indirect effects, our algorithm consists of two stages: in the first stage, we learn an indirect-effect representation by minimizing the prediction error of domain labels using the representation and the class label; in the second stage, we remove the indirect effects learned in the first stage by matching each data with another data of similar indirect-effect representation but of different class label. We also propose a new model selection method by matching the validation set in the same way, which is shown to improve the generalization performance of existing models on correlation-shifted datasets. Experiments on 5 correlation-shifted datasets and the DomainBed benchmark verify the effectiveness of our approach.

End-to-End Stochastic Optimization with Energy-Based Model

Decision-focused learning (DFL) was recently proposed for stochastic optimization problems that involve unknown parameters. By integrating predictive modeling with an implicitly differentiable optimization layer, DFL has shown superior performance to the standard two-stage predict-then-optimize pipeline. However, most existing DFL methods are only applicable to convex problems or a subset of nonconvex problems that can be easily relaxed to convex ones. Further, they can be inefficient in training due to the requirement of solving and differentiating through the optimization problem in every training iteration. We propose SO-EBM, a general and efficient DFL method for stochastic optimization using energy-based models. Instead of relying on KKT conditions to induce an implicit optimization layer, SO-EBM explicitly parameterizes the original optimization problem using a differentiable optimization layer based on energy functions. To better approximate the optimization landscape, we propose a coupled training objective that uses a maximum likelihood loss to capture the optimum location and a distribution-based regularizer to capture the overall energy landscape. Finally, we propose an efficient training procedure for SO-EBM with a self-normalized importance sampler based on a Gaussian mixture proposal. We evaluate SO-EBM in three applications: power scheduling, COVID-19 resource allocation, and non-convex adversarial security game, demonstrating the effectiveness and efficiency of SO-EBM.

Single-channel EEG completion using Cascade Transformer

It is easy for the electroencephalogram (EEG) signal to be incomplete due to packet loss, electrode falling off, etc. This paper proposed a Cascade Transformer architecture and a loss weighting method for the single-channel EEG completion, which reduced the Normalized Root Mean Square Error (NRMSE) by 2.8% and 8.5%, respectively. With the percentage of the missing points ranging from 1% to 50%, the proposed method achieved a NRMSE from 0.026 to 0.063, which aligned with the state-of-the-art multi-channel completion solution. The proposed work shows it's feasible to perform the EEG completion with only single-channel EEG.

Goal-Oriented Communications for the IoT and Application to Data Compression

Internet of Things (IoT) devices will play an important role in emerging applications, since their sensing, actuation, processing, and wireless communication capabilities stimulate data collection, transmission and decision processes of smart applications. However, new challenges arise from the widespread popularity of IoT devices, including the need for processing more complicated data structures and high dimensional data/signals. The unprecedented volume, heterogeneity, and velocity of IoT data calls for a communication paradigm shift from a search for accuracy or fidelity to semantics extraction and goal accomplishment. In this paper, we provide a partial but insightful overview of recent research efforts in this newly formed area of goal-oriented (GO) and semantic communications, focusing on the problem of GO data compression for IoT applications.

Distribution-based Emotion Recognition in Conversation

Automatic emotion recognition in conversation (ERC) is crucial for emotion-aware conversational artificial intelligence. This paper proposes a distribution-based framework that formulates ERC as a sequence-to-sequence problem for emotion distribution estimation. The inherent ambiguity of emotions and the subjectivity of human perception lead to disagreements in emotion labels, which is handled naturally in our framework from the perspective of uncertainty estimation in emotion distributions. A Bayesian training loss is introduced to improve the uncertainty estimation by conditioning each emotional state on an utterance-specific Dirichlet prior distribution. Experimental results on the IEMOCAP dataset show that ERC outperformed the single-utterance-based system, and the proposed distribution-based ERC methods have not only better classification accuracy, but also show improved uncertainty estimation.

Unified End-to-End Speech Recognition and Endpointing for Fast and Efficient Speech Systems

Automatic speech recognition (ASR) systems typically rely on an external endpointer (EP) model to identify speech boundaries. In this work, we propose a method to jointly train the ASR and EP tasks in a single end-to-end (E2E) multitask model, improving EP quality by optionally leveraging information from the ASR audio encoder. We introduce a "switch" connection, which trains the EP to consume either the audio frames directly or low-level latent representations from the ASR model. This results in a single E2E model that can be used during inference to perform frame filtering at low cost, and also make high quality end-of-query (EOQ) predictions based on ongoing ASR computation. We present results on a voice search test set showing that, compared to separate single-task models, this approach reduces median endpoint latency by 120 ms (30.8% reduction), and 90th percentile latency by 170 ms (23.0% reduction), without regressing word error rate. For continuous recognition, WER improves by 10.6% (relative).

Learning Task-Aware Effective Brain Connectivity for fMRI Analysis with Graph Neural Networks

Functional magnetic resonance imaging (fMRI) has become one of the most common imaging modalities for brain function analysis. Recently, graph neural networks (GNN) have been adopted for fMRI analysis with superior performance. Unfortunately, traditional functional brain networks are mainly constructed based on similarities among region of interests (ROI), which are noisy and agnostic to the downstream prediction tasks and can lead to inferior results for GNN-based models. To better adapt GNNs for fMRI analysis, we propose TBDS, an end-to-end framework based on \underline{T}ask-aware \underline{B}rain connectivity \underline{D}AG (short for Directed Acyclic Graph) \underline{S}tructure generation for fMRI analysis. The key component of TBDS is the brain network generator which adopts a DAG learning approach to transform the raw time-series into task-aware brain connectivities. Besides, we design an additional contrastive regularization to inject task-specific knowledge during the brain network generation process. Comprehensive experiments on two fMRI datasets, namely Adolescent Brain Cognitive Development (ABCD) and Philadelphia Neuroimaging Cohort (PNC) datasets demonstrate the efficacy of TBDS. In addition, the generated brain networks also highlight the prediction-related brain regions and thus provide unique interpretations of the prediction results. Our implementation will be published to https://github.com/yueyu1030/TBDS upon acceptance.

Teacher-Student Network for 3D Point Cloud Anomaly Detection with Few Normal Samples

Anomaly detection, which is a critical and popular topic in computer vision, aims to detect anomalous samples that are different from the normal (i.e., non-anomalous) ones. The current mainstream methods focus on anomaly detection for images, whereas little attention has been paid to 3D point cloud. In this paper, drawing inspiration from the knowledge transfer ability of teacher-student architecture and the impressive feature extraction capability of recent neural networks, we design a teacher-student structured model for 3D anomaly detection. Specifically, we use feature space alignment, dimension zoom, and max pooling to extract the features of the point cloud and then minimize a multi-scale loss between the feature vectors produced by the teacher and the student networks. Moreover, our method only requires very few normal samples to train the student network due to the teacher-student distillation mechanism. Once trained, the teacher-student network pair can be leveraged jointly to fulfill 3D point cloud anomaly detection based on the calculated anomaly score. For evaluation, we compare our method against the reconstruction-based method on the ShapeNet-Part dataset. The experimental results and ablation studies quantitatively and qualitatively confirm that our model can achieve higher performance compared with the state of the arts in 3D anomaly detection with very few training samples.

End-to-end Spoken Language Understanding with Tree-constrained Pointer Generator

End-to-end spoken language understanding (SLU) suffers from the long-tail word problem. This paper exploits contextual biasing, a technique to improve the speech recognition of rare words, in end-to-end SLU systems. Specifically, a tree-constrained pointer generator (TCPGen), a powerful and efficient biasing model component, is studied, which leverages a slot shortlist with corresponding entities to extract biasing lists. Meanwhile, to bias the SLU model output slot distribution, a slot probability biasing (SPB) mechanism is proposed to calculate a slot distribution from TCPGen. Experiments on the SLURP dataset showed consistent SLU-F1 improvements using TCPGen and SPB, especially on unseen entities. On a new split by holding out 5 slot types for the test, TCPGen with SPB achieved zero-shot learning with an SLU-F1 score over 50% compared to baselines which can not deal with it. In addition to slot filling, the intent classification accuracy was also improved.

RoChBert: Towards Robust BERT Fine-tuning for Chinese

Despite of the superb performance on a wide range of tasks, pre-trained language models (e.g., BERT) have been proved vulnerable to adversarial texts. In this paper, we present RoChBERT, a framework to build more Robust BERT-based models by utilizing a more comprehensive adversarial graph to fuse Chinese phonetic and glyph features into pre-trained representations during fine-tuning. Inspired by curriculum learning, we further propose to augment the training dataset with adversarial texts in combination with intermediate samples. Extensive experiments demonstrate that RoChBERT outperforms previous methods in significant ways: (i) robust -- RoChBERT greatly improves the model robustness without sacrificing accuracy on benign texts. Specifically, the defense lowers the success rates of unlimited and limited attacks by 59.43% and 39.33% respectively, while remaining accuracy of 93.30%; (ii) flexible -- RoChBERT can easily extend to various language models to solve different downstream tasks with excellent performance; and (iii) efficient -- RoChBERT can be directly applied to the fine-tuning stage without pre-training language model from scratch, and the proposed data augmentation method is also low-cost.