Enhancing Dialogue State Tracking Models through LLM-backed User-Agents Simulation

Dialogue State Tracking (DST) is designed to monitor the evolving dialogue state in the conversations and plays a pivotal role in developing task-oriented dialogue systems. However, obtaining the annotated data for the DST task is usually a costly endeavor. In this paper, we focus on employing LLMs to generate dialogue data to reduce dialogue collection and annotation costs. Specifically, GPT-4 is used to simulate the user and agent interaction, generating thousands of dialogues annotated with DST labels. Then a two-stage fine-tuning on LLaMA 2 is performed on the generated data and the real data for the DST prediction. Experimental results on two public DST benchmarks show that with the generated dialogue data, our model performs better than the baseline trained solely on real data. In addition, our approach is also capable of adapting to the dynamic demands in real-world scenarios, generating dialogues in new domains swiftly. After replacing dialogue segments in any domain with the corresponding generated ones, the model achieves comparable performance to the model trained on real data.

RLHF Workflow: From Reward Modeling to Online RLHF

We present the workflow of Online Iterative Reinforcement Learning from Human Feedback (RLHF) in this technical report, which is widely reported to outperform its offline counterpart by a large margin in the recent large language model (LLM) literature. However, existing open-source RLHF projects are still largely confined to the offline learning setting. In this technical report, we aim to fill in this gap and provide a detailed recipe that is easy to reproduce for online iterative RLHF. In particular, since online human feedback is usually infeasible for open-source communities with limited resources, we start by constructing preference models using a diverse set of open-source datasets and use the constructed proxy preference model to approximate human feedback. Then, we discuss the theoretical insights and algorithmic principles behind online iterative RLHF, followed by a detailed practical implementation. Our trained LLM, SFR-Iterative-DPO-LLaMA-3-8B-R, achieves impressive performance on LLM chatbot benchmarks, including AlpacaEval-2, Arena-Hard, and MT-Bench, as well as other academic benchmarks such as HumanEval and TruthfulQA. We have shown that supervised fine-tuning (SFT) and iterative RLHF can obtain state-of-the-art performance with fully open-source datasets. Further, we have made our models, curated datasets, and comprehensive step-by-step code guidebooks publicly available. Please refer to https://github.com/RLHFlow/RLHF-Reward-Modeling and https://github.com/RLHFlow/Online-RLHF for more detailed information.

An Efficient Algorithm for Sum-Rate Maximization in Fluid Antenna-Assisted ISAC System

In this letter, we investigate the fluid antenna (FA)-assisted integrated sensing and communication (ISAC) system, where communication and radar sensing employ the co-waveform design. Specifically, we focus on the beamformer design and antenna position configuration to realize a higher communication rate while guaranteeing the minimum radar probing power. Different from existing beamformer algorithms, we propose an efficient proximal distance algorithm (PDA) to solve the multiuser sum-rate maximization problem with radar sensing constraint to obtain the closed-form beamforming vector. In addition, we develop an extrapolated projected gradient (EPG) algorithm to obtain a better antenna location configuration for FA to enhance the ISAC performance. Numerical results show that the considered FA-assisted ISAC system enjoys a higher sum-rate by the proposed algorithm, compared with that in existing non-FA ISAC systems.

SC-HVPPNet: Spatial and Channel Hybrid-Attention Video Post-Processing Network with CNN and Transformer

Convolutional Neural Network (CNN) and Transformer have attracted much attention recently for video post-processing (VPP). However, the interaction between CNN and Transformer in existing VPP methods is not fully explored, leading to inefficient communication between the local and global extracted features. In this paper, we explore the interaction between CNN and Transformer in the task of VPP, and propose a novel Spatial and Channel Hybrid-Attention Video Post-Processing Network (SC-HVPPNet), which can cooperatively exploit the image priors in both spatial and channel domains. Specifically, in the spatial domain, a novel spatial attention fusion module is designed, in which two attention weights are generated to fuse the local and global representations collaboratively. In the channel domain, a novel channel attention fusion module is developed, which can blend the deep representations at the channel dimension dynamically. Extensive experiments show that SC-HVPPNet notably boosts video restoration quality, with average bitrate savings of 5.29%, 12.42%, and 13.09% for Y, U, and V components in the VTM-11.0-NNVC RA configuration.

Incremental Self-training for Semi-supervised Learning

Semi-supervised learning provides a solution to reduce the dependency of machine learning on labeled data. As one of the efficient semi-supervised techniques, self-training (ST) has received increasing attention. Several advancements have emerged to address challenges associated with noisy pseudo-labels. Previous works on self-training acknowledge the importance of unlabeled data but have not delved into their efficient utilization, nor have they paid attention to the problem of high time consumption caused by iterative learning. This paper proposes Incremental Self-training (IST) for semi-supervised learning to fill these gaps. Unlike ST, which processes all data indiscriminately, IST processes data in batches and priority assigns pseudo-labels to unlabeled samples with high certainty. Then, it processes the data around the decision boundary after the model is stabilized, enhancing classifier performance. Our IST is simple yet effective and fits existing self-training-based semi-supervised learning methods. We verify the proposed IST on five datasets and two types of backbone, effectively improving the recognition accuracy and learning speed. Significantly, it outperforms state-of-the-art competitors on three challenging image classification tasks.

Mitigating Object Dependencies: Improving Point Cloud Self-Supervised Learning through Object Exchange

In the realm of point cloud scene understanding, particularly in indoor scenes, objects are arranged following human habits, resulting in objects of certain semantics being closely positioned and displaying notable inter-object correlations. This can create a tendency for neural networks to exploit these strong dependencies, bypassing the individual object patterns. To address this challenge, we introduce a novel self-supervised learning (SSL) strategy. Our approach leverages both object patterns and contextual cues to produce robust features. It begins with the formulation of an object-exchanging strategy, where pairs of objects with comparable sizes are exchanged across different scenes, effectively disentangling the strong contextual dependencies. Subsequently, we introduce a context-aware feature learning strategy, which encodes object patterns without relying on their specific context by aggregating object features across various scenes. Our extensive experiments demonstrate the superiority of our method over existing SSL techniques, further showing its better robustness to environmental changes. Moreover, we showcase the applicability of our approach by transferring pre-trained models to diverse point cloud datasets.

Distributionally Robust Reinforcement Learning with Interactive Data Collection: Fundamental Hardness and Near-Optimal Algorithm

The sim-to-real gap, which represents the disparity between training and testing environments, poses a significant challenge in reinforcement learning (RL). A promising approach to addressing this challenge is distributionally robust RL, often framed as a robust Markov decision process (RMDP). In this framework, the objective is to find a robust policy that achieves good performance under the worst-case scenario among all environments within a pre-specified uncertainty set centered around the training environment. Unlike previous work, which relies on a generative model or a pre-collected offline dataset enjoying good coverage of the deployment environment, we tackle robust RL via interactive data collection, where the learner interacts with the training environment only and refines the policy through trial and error. In this robust RL paradigm, two main challenges emerge: managing distributional robustness while striking a balance between exploration and exploitation during data collection. Initially, we establish that sample-efficient learning without additional assumptions is unattainable owing to the curse of support shift; i.e., the potential disjointedness of the distributional supports between the training and testing environments. To circumvent such a hardness result, we introduce the vanishing minimal value assumption to RMDPs with a total-variation (TV) distance robust set, postulating that the minimal value of the optimal robust value function is zero. We prove that such an assumption effectively eliminates the support shift issue for RMDPs with a TV distance robust set, and present an algorithm with a provable sample complexity guarantee. Our work makes the initial step to uncovering the inherent difficulty of robust RL via interactive data collection and sufficient conditions for designing a sample-efficient algorithm accompanied by sharp sample complexity analysis.

Towards Better Generalization in Open-Domain Question Answering by Mitigating Context Memorization

Open-domain Question Answering (OpenQA) aims at answering factual questions with an external large-scale knowledge corpus. However, real-world knowledge is not static; it updates and evolves continually. Such a dynamic characteristic of knowledge poses a vital challenge for these models, as the trained models need to constantly adapt to the latest information to make sure that the answers remain accurate. In addition, it is still unclear how well an OpenQA model can transfer to completely new knowledge domains. In this paper, we investigate the generalization performance of a retrieval-augmented QA model in two specific scenarios: 1) adapting to updated versions of the same knowledge corpus; 2) switching to completely different knowledge domains. We observe that the generalization challenges of OpenQA models stem from the reader's over-reliance on memorizing the knowledge from the external corpus, which hinders the model from generalizing to a new knowledge corpus. We introduce Corpus-Invariant Tuning (CIT), a simple but effective training strategy, to mitigate the knowledge over-memorization by controlling the likelihood of retrieved contexts during training. Extensive experimental results on multiple OpenQA benchmarks show that CIT achieves significantly better generalizability without compromising the model's performance in its original corpus and domain.

LISA: Layerwise Importance Sampling for Memory-Efficient Large Language Model Fine-Tuning

The machine learning community has witnessed impressive advancements since the first appearance of large language models (LLMs), yet their huge memory consumption has become a major roadblock to large-scale training. Parameter Efficient Fine-Tuning techniques such as Low-Rank Adaptation (LoRA) have been proposed to alleviate this problem, but their performance still fails to match full parameter training in most large-scale fine-tuning settings. Attempting to complement this deficiency, we investigate layerwise properties of LoRA on fine-tuning tasks and observe an uncommon skewness of weight norms across different layers. Utilizing this key observation, a surprisingly simple training strategy is discovered, which outperforms both LoRA and full parameter training in a wide range of settings with memory costs as low as LoRA. We name it Layerwise Importance Sampled AdamW (LISA), a promising alternative for LoRA, which applies the idea of importance sampling to different layers in LLMs and randomly freeze most middle layers during optimization. Experimental results show that with similar or less GPU memory consumption, LISA surpasses LoRA or even full parameter tuning in downstream fine-tuning tasks, where LISA consistently outperforms LoRA by over $11\%$-$37\%$ in terms of MT-Bench scores. On large models, specifically LLaMA-2-70B, LISA achieves on-par or better performance than LoRA on MT-Bench, GSM8K, and PubMedQA, demonstrating its effectiveness across different domains.

On the Benefits of Over-parameterization for Out-of-Distribution Generalization

In recent years, machine learning models have achieved success based on the independently and identically distributed assumption. However, this assumption can be easily violated in real-world applications, leading to the Out-of-Distribution (OOD) problem. Understanding how modern over-parameterized DNNs behave under non-trivial natural distributional shifts is essential, as current theoretical understanding is insufficient. Existing theoretical works often provide meaningless results for over-parameterized models in OOD scenarios or even contradict empirical findings. To this end, we are investigating the performance of the over-parameterized model in terms of OOD generalization under the general benign overfitting conditions. Our analysis focuses on a random feature model and examines non-trivial natural distributional shifts, where the benign overfitting estimators demonstrate a constant excess OOD loss, despite achieving zero excess in-distribution (ID) loss. We demonstrate that in this scenario, further increasing the model's parameterization can significantly reduce the OOD loss. Intuitively, the variance term of ID loss remains low due to orthogonality of long-tail features, meaning overfitting noise during training generally doesn't raise testing loss. However, in OOD cases, distributional shift increases the variance term. Thankfully, the inherent shift is unrelated to individual x, maintaining the orthogonality of long-tail features. Expanding the hidden dimension can additionally improve this orthogonality by mapping the features into higher-dimensional spaces, thereby reducing the variance term. We further show that model ensembles also improve OOD loss, akin to increasing model capacity. These insights explain the empirical phenomenon of enhanced OOD generalization through model ensembles, supported by consistent simulations with theoretical results.