Combating Data Imbalances in Federated Semi-supervised Learning with Dual Regulators

Federated learning has become a popular method to learn from decentralized heterogeneous data. Federated semi-supervised learning (FSSL) emerges to train models from a small fraction of labeled data due to label scarcity on decentralized clients. Existing FSSL methods assume independent and identically distributed (IID) labeled data across clients and consistent class distribution between labeled and unlabeled data within a client. This work studies a more practical and challenging scenario of FSSL, where data distribution is different not only across clients but also within a client between labeled and unlabeled data. To address this challenge, we propose a novel FSSL framework with dual regulators, FedDure.} FedDure lifts the previous assumption with a coarse-grained regulator (C-reg) and a fine-grained regulator (F-reg): C-reg regularizes the updating of the local model by tracking the learning effect on labeled data distribution; F-reg learns an adaptive weighting scheme tailored for unlabeled instances in each client. We further formulate the client model training as bi-level optimization that adaptively optimizes the model in the client with two regulators. Theoretically, we show the convergence guarantee of the dual regulators. Empirically, we demonstrate that FedDure is superior to the existing methods across a wide range of settings, notably by more than 11% on CIFAR-10 and CINIC-10 datasets.

Co-design Hardware and Algorithm for Vector Search

Vector search has emerged as the foundation for large-scale information retrieval and machine learning systems, with search engines like Google and Bing processing tens of thousands of queries per second on petabyte-scale document datasets by evaluating vector similarities between encoded query texts and web documents. As performance demands for vector search systems surge, accelerated hardware offers a promising solution in the post-Moore's Law era. We introduce \textit{FANNS}, an end-to-end and scalable vector search framework on FPGAs. Given a user-provided recall requirement on a dataset and a hardware resource budget, \textit{FANNS} automatically co-designs hardware and algorithm, subsequently generating the corresponding accelerator. The framework also supports scale-out by incorporating a hardware TCP/IP stack in the accelerator. \textit{FANNS} attains up to 23.0$\times$ and 37.2$\times$ speedup compared to FPGA and CPU baselines, respectively, and demonstrates superior scalability to GPUs, achieving 5.5$\times$ and 7.6$\times$ speedup in median and 95\textsuperscript{th} percentile (P95) latency within an eight-accelerator configuration. The remarkable performance of \textit{FANNS} lays a robust groundwork for future FPGA integration in data centers and AI supercomputers.

Non-Convex Optimizations for Machine Learning with Theoretical Guarantee: Robust Matrix Completion and Neural Network Learning

Despite the recent development in machine learning, most learning systems are still under the concept of "black box", where the performance cannot be understood and derived. With the rise of safety and privacy concerns in public, designing an explainable learning system has become a new trend in machine learning. In general, many machine learning problems are formulated as minimizing (or maximizing) some loss function. Since real data are most likely generated from non-linear models, the loss function is non-convex in general. Unlike the convex optimization problem, gradient descent algorithms will be trapped in spurious local minima in solving non-convex optimization. Therefore, it is challenging to provide explainable algorithms when studying non-convex optimization problems. In this thesis, two popular non-convex problems are studied: (1) low-rank matrix completion and (2) neural network learning.

Understanding Client Reactions in Online Mental Health Counseling

Communication success relies heavily on reading participants' reactions. Such feedback is especially important for mental health counselors, who must carefully consider the client's progress and adjust their approach accordingly. However, previous NLP research on counseling has mainly focused on studying counselors' intervention strategies rather than their clients' reactions to the intervention. This work aims to fill this gap by developing a theoretically grounded annotation framework that encompasses counselors' strategies and client reaction behaviors. The framework has been tested against a large-scale, high-quality text-based counseling dataset we collected over the past two years from an online welfare counseling platform. Our study shows how clients react to counselors' strategies, how such reactions affect the final counseling outcomes, and how counselors can adjust their strategies in response to these reactions. We also demonstrate that this study can help counselors automatically predict their clients' states.

A Semi-Paired Approach For Label-to-Image Translation

Data efficiency, or the ability to generalize from a few labeled data, remains a major challenge in deep learning. Semi-supervised learning has thrived in traditional recognition tasks alleviating the need for large amounts of labeled data, yet it remains understudied in image-to-image translation (I2I) tasks. In this work, we introduce the first semi-supervised (semi-paired) framework for label-to-image translation, a challenging subtask of I2I which generates photorealistic images from semantic label maps. In the semi-paired setting, the model has access to a small set of paired data and a larger set of unpaired images and labels. Instead of using geometrical transformations as a pretext task like previous works, we leverage an input reconstruction task by exploiting the conditional discriminator on the paired data as a reverse generator. We propose a training algorithm for this shared network, and we present a rare classes sampling algorithm to focus on under-represented classes. Experiments on 3 standard benchmarks show that the proposed model outperforms state-of-the-art unsupervised and semi-supervised approaches, as well as some fully supervised approaches while using a much smaller number of paired samples.

Rethinking Document-Level Relation Extraction: A Reality Check

Recently, numerous efforts have continued to push up performance boundaries of document-level relation extraction (DocRE) and have claimed significant progress in DocRE. In this paper, we do not aim at proposing a novel model for DocRE. Instead, we take a closer look at the field to see if these performance gains are actually true. By taking a comprehensive literature review and a thorough examination of popular DocRE datasets, we find that these performance gains are achieved upon a strong or even untenable assumption in common: all named entities are perfectly localized, normalized, and typed in advance. Next, we construct four types of entity mention attacks to examine the robustness of typical DocRE models by behavioral probing. We also have a close check on model usability in a more realistic setting. Our findings reveal that most of current DocRE models are vulnerable to entity mention attacks and difficult to be deployed in real-world end-user NLP applications. Our study calls more attentions for future research to stop simplifying problem setups, and to model DocRE in the wild rather than in an unrealistic Utopian world.

Patch-level Routing in Mixture-of-Experts is Provably Sample-efficient for Convolutional Neural Networks

In deep learning, mixture-of-experts (MoE) activates one or few experts (sub-networks) on a per-sample or per-token basis, resulting in significant computation reduction. The recently proposed \underline{p}atch-level routing in \underline{MoE} (pMoE) divides each input into $n$ patches (or tokens) and sends $l$ patches ($l\ll n$) to each expert through prioritized routing. pMoE has demonstrated great empirical success in reducing training and inference costs while maintaining test accuracy. However, the theoretical explanation of pMoE and the general MoE remains elusive. Focusing on a supervised classification task using a mixture of two-layer convolutional neural networks (CNNs), we show for the first time that pMoE provably reduces the required number of training samples to achieve desirable generalization (referred to as the sample complexity) by a factor in the polynomial order of $n/l$, and outperforms its single-expert counterpart of the same or even larger capacity. The advantage results from the discriminative routing property, which is justified in both theory and practice that pMoE routers can filter label-irrelevant patches and route similar class-discriminative patches to the same expert. Our experimental results on MNIST, CIFAR-10, and CelebA support our theoretical findings on pMoE's generalization and show that pMoE can avoid learning spurious correlations.