Joint Identifiability of Cross-Domain Recommendation via Hierarchical Subspace Disentanglement

Cross-Domain Recommendation (CDR) seeks to enable effective knowledge transfer across domains. Existing works rely on either representation alignment or transformation bridges, but they struggle on identifying domain-shared from domain-specific latent factors. Specifically, while CDR describes user representations as a joint distribution over two domains, these methods fail to account for its joint identifiability as they primarily fixate on the marginal distribution within a particular domain. Such a failure may overlook the conditionality between two domains and how it contributes to latent factor disentanglement, leading to negative transfer when domains are weakly correlated. In this study, we explore what should and should not be transferred in cross-domain user representations from a causality perspective. We propose a Hierarchical subspace disentanglement approach to explore the Joint IDentifiability of cross-domain joint distribution, termed HJID, to preserve domain-specific behaviors from domain-shared factors. HJID organizes user representations into layers: generic shallow subspaces and domain-oriented deep subspaces. We first encode the generic pattern in the shallow subspace by minimizing the Maximum Mean Discrepancy of initial layer activation. Then, to dissect how domain-oriented latent factors are encoded in deeper layers activation, we construct a cross-domain causality-based data generation graph, which identifies cross-domain consistent and domain-specific components, adhering to the Minimal Change principle. This allows HJID to maintain stability whilst discovering unique factors for different domains, all within a generative framework of invertible transformations that guarantee the joint identifiability. With experiments on real-world datasets, we show that HJID outperforms SOTA methods on a range of strongly and weakly correlated CDR tasks.

Learn When (not) to Trust Language Models: A Privacy-Centric Adaptive Model-Aware Approach

Retrieval-augmented large language models (LLMs) have been remarkably competent in various NLP tasks. Despite their great success, the knowledge provided by the retrieval process is not always useful for improving the model prediction, since in some samples LLMs may already be quite knowledgeable and thus be able to answer the question correctly without retrieval. Aiming to save the cost of retrieval, previous work has proposed to determine when to do/skip the retrieval in a data-aware manner by analyzing the LLMs' pretraining data. However, these data-aware methods pose privacy risks and memory limitations, especially when requiring access to sensitive or extensive pretraining data. Moreover, these methods offer limited adaptability under fine-tuning or continual learning settings. We hypothesize that token embeddings are able to capture the model's intrinsic knowledge, which offers a safer and more straightforward way to judge the need for retrieval without the privacy risks associated with accessing pre-training data. Moreover, it alleviates the need to retain all the data utilized during model pre-training, necessitating only the upkeep of the token embeddings. Extensive experiments and in-depth analyses demonstrate the superiority of our model-aware approach.

CLAP4CLIP: Continual Learning with Probabilistic Finetuning for Vision-Language Models

Continual learning (CL) aims to help deep neural networks to learn new knowledge while retaining what has been learned. Recently, pre-trained vision-language models such as CLIP, with powerful generalization ability, have been gaining traction as practical CL candidates. However, the domain mismatch between the pre-training and the downstream CL tasks calls for finetuning of the CLIP on the latter. The deterministic nature of the existing finetuning methods makes them overlook the many possible interactions across the modalities and deems them unsafe for high-risk CL tasks requiring reliable uncertainty estimation. To address these, our work proposes Continual LeArning with Probabilistic finetuning (CLAP). CLAP develops probabilistic modeling over task-specific modules with visual-guided text features, providing more reliable fine-tuning in CL. It further alleviates forgetting by exploiting the rich pre-trained knowledge of CLIP for weight initialization and distribution regularization of task-specific modules. Cooperating with the diverse range of existing prompting methods, CLAP can surpass the predominant deterministic finetuning approaches for CL with CLIP. Lastly, we study the superior uncertainty estimation abilities of CLAP for novel data detection and exemplar selection within CL setups. Our code is available at \url{https://github.com/srvCodes/clap4clip}.

Self-Expansion of Pre-trained Models with Mixture of Adapters for Continual Learning

Continual learning aims to learn from a stream of continuously arriving data with minimum forgetting of previously learned knowledge. While previous works have explored the effectiveness of leveraging the generalizable knowledge from pre-trained models in continual learning, existing parameter-efficient fine-tuning approaches focus on the use of a predetermined or task-wise set of adapters or prompts. However, these approaches still suffer from forgetting due to task interference on jointly used parameters or restricted flexibility. The reliance on a static model architecture may lead to the allocation of excessive parameters that are not essential or, conversely, inadequate adaptation for downstream tasks, given that the scale and distribution of incoming data are unpredictable in continual learning. We propose Self-Expansion of pre-trained models with Modularized Adaptation (SEMA), a novel fine-tuning approach which automatically decides to reuse or add adapter modules on demand in continual learning, depending on whether drastic distribution shift that could not be handled by existing modules is detected at different representation levels. We design each adapter module to consist of an adapter and a representation descriptor, specifically, implemented as an autoencoder. The representation descriptor functions as a distributional shift indicator during training and triggers adapter expansion. For better usage of the adapters, an expandable weighting router is learned jointly for mixture of adapter outputs. By comparing with vision-transformer-based continual learning adaptation methods, we demonstrate that the proposed framework outperforms the state-of-the-art without memory rehearsal.

Uncertainty-aware Distributional Offline Reinforcement Learning

Offline reinforcement learning (RL) presents distinct challenges as it relies solely on observational data. A central concern in this context is ensuring the safety of the learned policy by quantifying uncertainties associated with various actions and environmental stochasticity. Traditional approaches primarily emphasize mitigating epistemic uncertainty by learning risk-averse policies, often overlooking environmental stochasticity. In this study, we propose an uncertainty-aware distributional offline RL method to simultaneously address both epistemic uncertainty and environmental stochasticity. We propose a model-free offline RL algorithm capable of learning risk-averse policies and characterizing the entire distribution of discounted cumulative rewards, as opposed to merely maximizing the expected value of accumulated discounted returns. Our method is rigorously evaluated through comprehensive experiments in both risk-sensitive and risk-neutral benchmarks, demonstrating its superior performance.

Retentive Decision Transformer with Adaptive Masking for Reinforcement Learning based Recommendation Systems

Reinforcement Learning-based Recommender Systems (RLRS) have shown promise across a spectrum of applications, from e-commerce platforms to streaming services. Yet, they grapple with challenges, notably in crafting reward functions and harnessing large pre-existing datasets within the RL framework. Recent advancements in offline RLRS provide a solution for how to address these two challenges. However, existing methods mainly rely on the transformer architecture, which, as sequence lengths increase, can introduce challenges associated with computational resources and training costs. Additionally, the prevalent methods employ fixed-length input trajectories, restricting their capacity to capture evolving user preferences. In this study, we introduce a new offline RLRS method to deal with the above problems. We reinterpret the RLRS challenge by modeling sequential decision-making as an inference task, leveraging adaptive masking configurations. This adaptive approach selectively masks input tokens, transforming the recommendation task into an inference challenge based on varying token subsets, thereby enhancing the agent's ability to infer across diverse trajectory lengths. Furthermore, we incorporate a multi-scale segmented retention mechanism that facilitates efficient modeling of long sequences, significantly enhancing computational efficiency. Our experimental analysis, conducted on both online simulator and offline datasets, clearly demonstrates the advantages of our proposed method.

Context-based and Diversity-driven Specificity in Compositional Zero-Shot Learning

Compositional Zero-Shot Learning (CZSL) aims to recognize unseen attribute-object pairs based on a limited set of observed examples. Current CZSL methodologies, despite their advancements, tend to neglect the distinct specificity levels present in attributes. For instance, given images of sliced strawberries, they may fail to prioritize `Sliced-Strawberry' over a generic `Red-Strawberry', despite the former being more informative. They also suffer from ballooning search space when shifting from Close-World (CW) to Open-World (OW) CZSL. To address the issues, we introduce the Context-based and Diversity-driven Specificity learning framework for CZSL (CDS-CZSL). Our framework evaluates the specificity of attributes by considering the diversity of objects they apply to and their related context. This novel approach allows for more accurate predictions by emphasizing specific attribute-object pairs and improves composition filtering in OW-CZSL. We conduct experiments in both CW and OW scenarios, and our model achieves state-of-the-art results across three datasets.

Causal Graph Discovery with Retrieval-Augmented Generation based Large Language Models

Causal graph recovery is essential in the field of causal inference. Traditional methods are typically knowledge-based or statistical estimation-based, which are limited by data collection biases and individuals' knowledge about factors affecting the relations between variables of interests. The advance of large language models (LLMs) provides opportunities to address these problems. We propose a novel method that utilizes the extensive knowledge contained within a large corpus of scientific literature to deduce causal relationships in general causal graph recovery tasks. This method leverages Retrieval Augmented-Generation (RAG) based LLMs to systematically analyze and extract pertinent information from a comprehensive collection of research papers. Our method first retrieves relevant text chunks from the aggregated literature. Then, the LLM is tasked with identifying and labelling potential associations between factors. Finally, we give a method to aggregate the associational relationships to build a causal graph. We demonstrate our method is able to construct high quality causal graphs on the well-known SACHS dataset solely from literature.

MatchNAS: Optimizing Edge AI in Sparse-Label Data Contexts via Automating Deep Neural Network Porting for Mobile Deployment

Recent years have seen the explosion of edge intelligence with powerful Deep Neural Networks (DNNs). One popular scheme is training DNNs on powerful cloud servers and subsequently porting them to mobile devices after being lightweight. Conventional approaches manually specialized DNNs for various edge platforms and retrain them with real-world data. However, as the number of platforms increases, these approaches become labour-intensive and computationally prohibitive. Additionally, real-world data tends to be sparse-label, further increasing the difficulty of lightweight models. In this paper, we propose MatchNAS, a novel scheme for porting DNNs to mobile devices. Specifically, we simultaneously optimise a large network family using both labelled and unlabelled data and then automatically search for tailored networks for different hardware platforms. MatchNAS acts as an intermediary that bridges the gap between cloud-based DNNs and edge-based DNNs.

Foundation Models for Recommender Systems: A Survey and New Perspectives

Recently, Foundation Models (FMs), with their extensive knowledge bases and complex architectures, have offered unique opportunities within the realm of recommender systems (RSs). In this paper, we attempt to thoroughly examine FM-based recommendation systems (FM4RecSys). We start by reviewing the research background of FM4RecSys. Then, we provide a systematic taxonomy of existing FM4RecSys research works, which can be divided into four different parts including data characteristics, representation learning, model type, and downstream tasks. Within each part, we review the key recent research developments, outlining the representative models and discussing their characteristics. Moreover, we elaborate on the open problems and opportunities of FM4RecSys aiming to shed light on future research directions in this area. In conclusion, we recap our findings and discuss the emerging trends in this field.