Environment-Aware Codebook for RIS-Assisted MU-MISO Communications: Implementation and Performance Analysis

Reconfigurable intelligent surface (RIS) provides a new electromagnetic response control solution, which can reshape the characteristics of wireless channels. In this paper, we propose a novel environment-aware codebook protocol for RIS-assisted multi-user multiple-input single-output (MU-MISO) systems. Specifically, we first introduce a channel training protocol which consists of off-line and on-line stages. Secondly, we propose an environment-aware codebook generation scheme, which utilizes the statistical channel state information and alternating optimization method to generate codewords offline. Then, in the on-line stage, we use these pre-designed codewords to configure the RIS, and the optimal codeword resulting in the highest sum rate is adopted for assisting in the downlink data transmission. Thirdly, we analyze the theoretical performance of the proposed protocol considering the channel estimation errors. Finally, numerical simulations are provided to verify our theoretical analysis and the performance of the proposed scheme.

Secure Outage Analysis for RIS-Aided MISO Systems with Randomly Located Eavesdroppers

In this paper, we consider the physical layer security of an RIS-assisted multiple-antenna communication system with randomly located eavesdroppers. The exact distributions of the received signal-to-noise-ratios (SNRs) at the legitimate user and the eavesdroppers located according to a Poisson point process (PPP) are derived, and a closed-form expression for the secrecy outage probability (SOP) is obtained. It is revealed that the secrecy performance is mainly affected by the number of RIS reflecting elements, and the impact of the transmit antennas and transmit power at the base station is marginal. In addition, when the locations of the randomly located eavesdroppers are unknown, deploying the RIS closer to the legitimate user rather than to the base station is shown to be more efficient. We also perform an analytical study demonstrating that the secrecy diversity order depends on the path loss exponent of the RIS-to-ground links. Finally, numerical simulations are conducted to verify the accuracy of these theoretical observations.

Near-Field Channel Modeling for Holographic MIMO Communications

Empowered by the latest progress on innovative metamaterials/metasurfaces and advanced antenna technologies, holographic multiple-input multiple-output (H-MIMO) emerges as a promising technology to fulfill the extreme goals of the sixth-generation (6G) wireless networks. The antenna arrays utilized in H-MIMO comprise massive (possibly to extreme extent) numbers of antenna elements, densely spaced less than half-a-wavelength and integrated into a compact space, realizing an almost continuous aperture. Thanks to the expected low cost, size, weight, and power consumption, such apertures are expected to be largely fabricated for near-field communications. In addition, the physical features of H-MIMO enable manipulations directly on the electromagnetic (EM) wave domain and spatial multiplexing. To fully leverage this potential, near-field H-MIMO channel modeling, especially from the EM perspective, is of paramount significance. In this article, we overview near-field H-MIMO channel models elaborating on the various modeling categories and respective features, as well as their challenges and evaluation criteria. We also present EM-domain channel models that address the inherit computational and measurement complexities. Finally, the article is concluded with a set of future research directions on the topic.

Low-Complexity Beam Training for Multi-RIS-Assisted Multi-User Communications

In this paper, we investigate the beam training problem in the multi-user millimeter wave (mmWave) communication system, where multiple reconfigurable intelligent surfaces (RISs) are deployed to improve the coverage and the achievable rate. However, existing beam training techniques in mmWave systems suffer from the high complexity (i.e., exponential order) and low identification accuracy. To address these problems, we propose a novel hashing multi-arm beam (HMB) training scheme that reduces the training complexity to the logarithmic order with the high accuracy. Specifically, we first design a generation mechanism for HMB codebooks. Then, we propose a demultiplexing algorithm based on the soft decision to distinguish signals from different RIS reflective links. Finally, we utilize a multi-round voting mechanism to align the beams. Simulation results show that the proposed HMB training scheme enables simultaneous training for multiple RISs and multiple users, and reduces the beam training overhead to the logarithmic level. Moreover, it also shows that our proposed scheme can significantly improve the identification accuracy by at least 20% compared to existing beam training techniques.

Coverage and Rate Analysis for Integrated Sensing and Communication Networks

Integrated sensing and communication (ISAC) is increasingly recognized as a pivotal technology for next-generation cellular networks, offering mutual benefits in both sensing and communication capabilities. This advancement necessitates a re-examination of the fundamental limits within networks where these two functions coexist via shared spectrum and infrastructures. However, traditional stochastic geometry-based performance analyses are confined to either communication or sensing networks separately. This paper bridges this gap by introducing a generalized stochastic geometry framework in ISAC networks. Based on this framework, we define and calculate the coverage and ergodic rate of sensing and communication performance under resource constraints. Then, we shed light on the fundamental limits of ISAC networks by presenting theoretical results for the coverage rate of the unified performance, taking into account the coupling effects of dual functions in coexistence networks. Further, we obtain the analytical formulations for evaluating the ergodic sensing rate constrained by the maximum communication rate, and the ergodic communication rate constrained by the maximum sensing rate. Extensive numerical results validate the accuracy of all theoretical derivations, and also indicate that denser networks significantly enhance ISAC coverage. Specifically, increasing the base station density from $1$ $\text{km}^{-2}$ to $10$ $\text{km}^{-2}$ can boost the ISAC coverage rate from $1.4\%$ to $39.8\%$. Further, results also reveal that with the increase of the constrained sensing rate, the ergodic communication rate improves significantly, but the reverse is not obvious.

RIS-Enabled Joint Near-Field 3D Localization and Synchronization in SISO Multipath Environments

Reconfigurable Intelligent Surfaces (RIS) show great promise in the realm of 6th generation (6G) wireless systems, particularly in the areas of localization and communication. Their cost-effectiveness and energy efficiency enable the integration of numerous passive and reflective elements, enabling near-field propagation. In this paper, we tackle the challenges of RIS-aided 3D localization and synchronization in multipath environments, focusing on the near-field of mmWave systems. Specifically, our approach involves formulating a maximum likelihood (ML) estimation problem for the channel parameters. To initiate this process, we leverage a combination of canonical polyadic decomposition (CPD) and orthogonal matching pursuit (OMP) to obtain coarse estimates of the time of arrival (ToA) and angle of departure (AoD) under the far-field approximation. Subsequently, distances are estimated using $l_{1}$-regularization based on a near-field model. Additionally, we introduce a refinement phase employing the spatial alternating generalized expectation maximization (SAGE) algorithm. Finally, a weighted least squares approach is applied to convert channel parameters into position and clock offset estimates. To extend the estimation algorithm to ultra-large (UL) RIS-assisted localization scenarios, it is further enhanced to reduce errors associated with far-field approximations, especially in the presence of significant near-field effects, achieved by narrowing the RIS aperture. Moreover, the Cram\'er-Rao Bound (CRB) is derived and the RIS phase shifts are optimized to improve the positioning accuracy. Numerical results affirm the efficacy of the proposed estimation algorithm.

Electromagnetic Hybrid Beamforming for Holographic Communications

It is well known that there is inherent radiation pattern distortion for the commercial base station antenna array, which usually needs three antenna sectors to cover the whole space. To eliminate pattern distortion and further enhance beamforming performance, we propose an electromagnetic hybrid beamforming (EHB) scheme based on a three-dimensional (3D) superdirective holographic antenna array. Specifically, EHB consists of antenna excitation current vectors (analog beamforming) and digital precoding matrices, where the implementation of analog beamforming involves the real-time adjustment of the radiation pattern to adapt it to the dynamic wireless environment. Meanwhile, the digital beamforming is optimized based on the channel characteristics of analog beamforming to further improve the achievable rate of communication systems. An electromagnetic channel model incorporating array radiation patterns and the mutual coupling effect is also developed to evaluate the benefits of our proposed scheme. Simulation results demonstrate that our proposed EHB scheme with a 3D holographic array achieves a relatively flat superdirective beamforming gain and allows for programmable focusing directions throughout the entire spatial domain. Furthermore, they also verify that the proposed scheme achieves a sum rate gain of over 150% compared to traditional beamforming algorithms.

Stacked Intelligent Metasurface Enabled LEO Satellite Communications Relying on Statistical CSI

Low earth orbit (LEO) satellite communication systems have gained increasing attention as a crucial supplement to terrestrial wireless networks due to their extensive coverage area. This letter presents a novel system design for LEO satellite systems by leveraging stacked intelligent metasurface (SIM) technology. Specifically, the lightweight and energy-efficient SIM is mounted on a satellite to achieve multiuser beamforming directly in the electromagnetic wave domain, which substantially reduces the processing delay and computational load of the satellite compared to the traditional digital beamforming scheme. To overcome the challenges of obtaining instantaneous channel state information (CSI) at the transmitter and maximize the system's performance, a joint power allocation and SIM phase shift optimization problem for maximizing the ergodic sum rate is formulated based on statistical CSI, and an alternating optimization (AO) algorithm is customized to solve it efficiently. Additionally, a user grouping method based on channel correlation and an antenna selection algorithm are proposed to further improve the system performance. Simulation results demonstrate the effectiveness of the proposed SIM-based LEO satellite system design and statistical CSI-based AO algorithm.

Channel Estimation for Stacked Intelligent Metasurface-Assisted Wireless Networks

Emerging technologies, such as holographic multiple-input multiple-output (HMIMO) and stacked intelligent metasurface (SIM), are driving the development of wireless communication systems. Specifically, the SIM is physically constructed by stacking multiple layers of metasurfaces and has an architecture similar to an artificial neural network (ANN), which can flexibly manipulate the electromagnetic waves that propagate through it at the speed of light. This architecture enables the SIM to achieve HMIMO precoding and combining in the wave domain, thus significantly reducing the hardware cost and energy consumption. In this letter, we investigate the channel estimation problem in SIM-assisted multi-user HMIMO communication systems. Since the number of antennas at the base station (BS) is much smaller than the number of meta-atoms per layer of the SIM, it is challenging to acquire the channel state information (CSI) in SIM-assisted multi-user systems. To address this issue, we collect multiple copies of the uplink pilot signals that propagate through the SIM. Furthermore, we leverage the array geometry to identify the subspace that spans arbitrary spatial correlation matrices. Based on partial CSI about the channel statistics, a pair of subspace-based channel estimators are proposed. Additionally, we compute the mean square error (MSE) of the proposed channel estimators and optimize the phase shifts of the SIM to minimize the MSE. Numerical results are illustrated to analyze the effectiveness of the proposed channel estimation schemes.