Client Orchestration and Cost-Efficient Joint Optimization for NOMA-Enabled Hierarchical Federated Learning

Hierarchical federated learning (HFL) shows great advantages over conventional two-layer federated learning (FL) in reducing network overhead and interaction latency while still retaining the data privacy of distributed FL clients. However, the communication and energy overhead still pose a bottleneck for HFL performance, especially as the number of clients raises dramatically. To tackle this issue, we propose a non-orthogonal multiple access (NOMA) enabled HFL system under semi-synchronous cloud model aggregation in this paper, aiming to minimize the total cost of time and energy at each HFL global round. Specifically, we first propose a novel fuzzy logic based client orchestration policy considering client heterogenerity in multiple aspects, including channel quality, data quantity and model staleness. Subsequently, given the fuzzy based client-edge association, a joint edge server scheduling and resource allocation problem is formulated. Utilizing problem decomposition, we firstly derive the closed-form solution for the edge server scheduling subproblem via the penalty dual decomposition (PDD) method. Next, a deep deterministic policy gradient (DDPG) based algorithm is proposed to tackle the resource allocation subproblem considering time-varying environments. Finally, extensive simulations demonstrate that the proposed scheme outperforms the considered benchmarks regarding HFL performance improvement and total cost reduction.

User Clustering for Coexistence between Near-field and Far-field Communications

This letter investigates the coexistence between near-field (NF) and far-field (FF) communications, where multiple FF users are clustered to be served on the beams of legacy NF users, via non-orthogonal multiple access (NOMA). Three different successive interference cancellation (SIC) decoding strategies are proposed and a sum rate maximization problem is formulated to optimize the assignment and decoding order. The beam allocation problem is further reformulated as an overlapping coalitional game, which facilitates the the design of the proposed clustering algorithm. The optimal decoding order in each cluster is also derived, which can be integrated into the proposed clustering. Simulation results demonstrate that the proposed clustering algorithm is able to significantly improve the sum rate of the considered system, and the developed strategies achieve different trade-offs between sum rate and fairness.

Asymptotic Performance of the GSVD-Based MIMO-NOMA Communications with Rician Fading

In recent years, the multiple-input multiple-output (MIMO) non-orthogonal multiple-access (NOMA) systems have attracted a significant interest in the relevant research communities. As a potential precoding scheme, the generalized singular value decomposition (GSVD) can be adopted in MIMO-NOMA systems and has been proved to have high spectral efficiency. In this paper, the performance of the GSVD-based MIMO-NOMA communications with Rician fading is studied. In particular, the distribution characteristics of generalized singular values (GSVs) of channel matrices are analyzed. Two novel mathematical tools, the linearization trick and the deterministic equivalent method, which are based on operator-valued free probability theory, are exploited to derive the Cauchy transform of GSVs. An iterative process is proposed to obtain the numerical values of the Cauchy transform of GSVs, which can be exploited to derive the average data rates of the communication system. In addition, the special case when the channel is modeled as Rayleigh fading, i.e., the line-of-sight propagation is trivial, is analyzed. In this case, the closed-form expressions of average rates are derived from the proposed iterative process. Simulation results are provided to validate the derived analytical results.

NOMA-Based Coexistence of Near-Field and Far-Field Massive MIMO Communications

This letter considers a legacy massive multiple-input multiple-output (MIMO) network, in which spatial beams have been preconfigured for near-field users, and proposes to use the non-orthogonal multiple access (NOMA) principle to serve additional far-field users by exploiting the spatial beams preconfigured for the legacy near-field users. Our results reveal that the coexistence between near-field and far-field communications can be effectively supported via NOMA, and that the performance of NOMA-assisted massive MIMO can be efficiently improved by increasing the number of antennas at the base station.

Resolution of Near-Field Beamforming and Its Impact on NOMA

The resolution of near-field beamforming is an important metric to measure how effectively users with different locations can be located. This letter identifies the condition under which the resolution of near-field beamforming is not perfect. This imperfect resolution means that one user's near-field beam can be still useful to other users, which motivates the application of non-orthogonal multiple access (NOMA). Both the analytical and simulation results are developed to demonstrate that those near-field beams preconfigured for legacy users can indeed be used to effectively serve additional NOMA users, which improves the overall connectivity and system throughput.

Communication-Sensing Region for Cell-Free Massive MIMO ISAC Systems

This paper investigates the system model and the transmit beamforming design for the Cell-Free massive multi-input multi-output (MIMO) integrated sensing and communication (ISAC) system. The impact of the uncertainty of the target locations on the propagation of wireless signals is considered during both uplink and downlink phases, and especially, the main statistics of the MIMO channel estimation error are theoretically derived in the closed-form fashion. A fundamental performance metric, termed communication-sensing (C-S) region, is defined for the considered system via three cases, i.e., the sensing-only case, the communication-only case and the ISAC case. The transmit beamforming design problems for the three cases are respectively carried out through different reformulations, e.g., the Lagrangian dual transform and the quadratic fractional transform, and some combinations of the block coordinate descent method and the successive convex approximation method. Numerical results present a 3-dimensional C-S region with a dynamic number of access points to illustrate the trade-off between communication and radar sensing. The advantage for radar sensing of the Cell-Free massive MIMO system is also studied via a comparison with the traditional cellular system. Finally, the efficacy of the proposed beamforming scheme is validated in comparison with zero-forcing and maximum ratio transmission schemes.

A Fine Grained Stochastic Geometry Based Analysis on LEO Satellite Communication Systems

Recently, stochastic geometry has been applied to provide tractable performance analysis for low earth orbit (LEO) satellite networks. However, existing works mainly focus on analyzing the ``coverage probability'', which provides limited information. To provide more insights, this paper provides a more fine grained analysis on LEO satellite networks modeled by a homogeneous Poisson point process (HPPP). Specifically, the distribution and moments of the conditional coverage probability given the point process are studied. The developed analytical results can provide characterizations on LEO satellite networks, which are not available in existing literature, such as ``user fairness'' and ``what fraction of users can achieve a given transmission reliability ''. Simulation results are provided to verify the developed analysis. Numerical results show that, in a dense satellite network, {\color{black}it is} beneficial to deploy satellites at low altitude, for the sake of both coverage probability and user fairness.

NOMA-Assisted Grant-Free Transmission: How to Design Pre-Configured SNR Levels?

An effective way to realize non-orthogonal multiple access (NOMA) assisted grant-free transmission is to first create multiple receive signal-to-noise ratio (SNR) levels and then serve multiple grant-free users by employing these SNR levels as bandwidth resources. These SNR levels need to be pre-configured prior to the grant-free transmission and have great impact on the performance of grant-free networks. The aim of this letter is to illustrate different designs for configuring the SNR levels and investigate their impact on the performance of grant-free transmission, where age-of-information is used as the performance metric. The presented analytical and simulation results demonstrate the performance gain achieved by NOMA over orthogonal multiple access, and also reveal the relative merits of the considered designs for pre-configured SNR levels.

Next-Generation Full Duplex Networking System Empowered by Reconfigurable Intelligent Surfaces

Full duplex (FD) radio has attracted extensive attention due to its co-time and co-frequency transceiving capability. {However, the potential gain brought by FD radios is closely related to the management of self-interference (SI), which imposes high or even stringent requirements on SI cancellation (SIC) techniques. When the FD deployment evolves into next-generation mobile networking, the SI problem becomes more complicated, significantly limiting its potential gains.} In this paper, we conceive a multi-cell FD networking scheme by deploying a reconfigurable intelligent surface (RIS) at the cell boundary to configure the radio environment proactively. To achieve the full potential of the system, we aim to maximize the sum rate (SR) of multiple cells by jointly optimizing the transmit precoding (TPC) matrices at FD base stations (BSs) and users and the phase shift matrix at RIS. Since the original problem is non-convex, we reformulate and decouple it into a pair of subproblems by utilizing the relationship between the SR and minimum mean square error (MMSE). The optimal solutions of TPC matrices are obtained in closed form, while both complex circle manifold (CCM) and successive convex approximation (SCA) based algorithms are developed to resolve the phase shift matrix suboptimally. Our simulation results show that introducing an RIS into an FD networking system not only improves the overall SR significantly but also enhances the cell edge performance prominently. More importantly, we validate that the RIS deployment with optimized phase shifts can reduce the requirement for SIC and the number of BS antennas, which further reduces the hardware cost and power consumption, especially with a sufficient number of reflecting elements. As a result, the utilization of an RIS enables the originally cumbersome FD networking system to become efficient and practical.

Energy-Efficient Design of STAR-RIS Aided MIMO-NOMA Networks

Simultaneous transmission and reflection-reconfigurable intelligent surface (STAR-RIS) can provide expanded coverage compared with the conventional reflection-only RIS. This paper exploits the energy efficient potential of STAR-RIS in a multiple-input and multiple-output (MIMO) enabled non-orthogonal multiple access (NOMA) system. Specifically, we mainly focus on energy-efficient resource allocation with MIMO technology in the STAR-RIS assisted NOMA network. To maximize the system energy efficiency, we propose an algorithm to optimize the transmit beamforming and the phases of the low-cost passive elements on the STAR-RIS alternatively until the convergence. Specifically, we first decompose the formulated energy efficiency problem into beamforming and phase shift optimization problems. To efficiently address the non-convex beamforming optimization problem, we exploit signal alignment and zero-forcing precoding methods in each user pair to decompose MIMO-NOMA channels into single-antenna NOMA channels. Then, the Dinkelbach approach and dual decomposition are utilized to optimize the beamforming vectors. In order to solve non-convex phase shift optimization problem, we propose a successive convex approximation (SCA) based method to efficiently obtain the optimized phase shift of STAR-RIS. Simulation results demonstrate that the proposed algorithm with NOMA technology can yield superior energy efficiency performance over the orthogonal multiple access (OMA) scheme and the random phase shift scheme.