Movable-Element STARS-Assisted Near-Field Wideband Communications

A novel movable-element simultaneously transmitting and reflecting surface (ME-STARS)-assisted near-field wideband communication framework is proposed. In particular, the position of each STARS element can be adjusted to combat the significant wideband beam squint issue in the near field instead of using costly true-time delay components. Four practical ME-STARS element movement modes are proposed, namely region-based (RB), horizontal-based (HB), vertical-based (VB), and diagonal-based (DB) modes. Based on this, a near-field wideband multi-user downlink communication scenario is considered, where a sum rate maximization problem is formulated by jointly optimizing the base station (BS) precoding, ME-STARS beamforming, and element positions. To solve this intractable problem, a two-layer algorithm is developed. For the inner layer, the block coordinate descent optimization framework is utilized to solve the BS precoding and ME-STARS beamforming in an iterative manner. For the outer layer, the particle swarm optimization-based heuristic search method is employed to determine the desired element positions. Numerical results show that:1) the ME-STARSs can effectively address the beam squint for near-field wideband communications compared to conventional STARSs with fixed element positions; 2) the RB mode achieves the most efficient beam squint effect mitigation, while the DB mode achieves the best trade-off between performance gain and hardware overhead; and 3) an increase in the number of ME-STARS elements or BS subcarriers substantially improves the system performance.

Continuous Aperture Array (CAPA)-Based Multi-Group Multicast Communications

A continuous aperture array (CAPA)-based multi-group multicast communication system is investigated. An integral-based CAPA multi-group multicast beamforming design is formulated for the maximization of the system energy efficiency (EE), subject to a minimum multicast SE constraint of each user group and a total transmit power constraint. To address this non-econvex fractional programming problem, the Dinkelbach's method is employed. Within the Dinkelbach's framework, the non-convex group-wise multicast spectral efficiency (SE) constraint is first equivalently transformed into a tractable form with auxiliary variables. Then, an efficient block coordinate descent (BCD)-based algorithm is developed to solve the reformulated problem. The CAPA beamforming design subproblem can be optimally solved via the Lagrangian dual method and the calculus of variations (CoV) theory. It reveals that the optimal CAPA beamformer should be a combination of all the groups' user channels. To further reduce the computational complexity, a low-complexity zero-forcing (ZF)-based approach is proposed. The closed-form ZF CAPA beamformer is derived using each group's most representative user channel to mitigate the inter-group interference while ensuring the intra-group multicast performance. Then, the beamforming design subproblem in the BCD-based algorithm becomes a convex power allocation subproblem, which can be efficiently solved. Numerical results demonstrate that 1) the CAPA can significantly improve the EE compared to conventional spatially discrete arrays (SPDAs); 2) due to the enhanced spatial resolutions, increasing the aperture size of CAPA is not always beneficial for EE enhancement in multicast scenarios; and 3) wider user distributions of each group cause a significant EE degradation of CAPA compared to SPDA.

Spectral Efficiency Analysis of Near-Field Holographic MIMO over Ricean Fading Channels

With the denser distribution of antenna elements, stronger mutual coupling effects would kick in among antenna elements, which would eventually affect the communication performance. Meanwhile, as the holographic array usually has large physical size, the possibility of near-field communication increases. This paper investigates a near-field multi-user downlink HMIMO system and characterizes the spectral efficiency (SE) under the mutual coupling effect over Ricean fading channels. Both perfect and imperfect channel state information (CSI) scenarios are considered. (i) For the perfect CSI case, the mutual coupling and radiation efficiency model are first established. Then, the closed-form SE is derived under maximum ratio transmission (MRT). By comparing the SE between the cases with and without mutual coupling, it is unveiled that the system SE with mutual coupling might outperform that without mutual coupling in the low transmit power regime for a given aperture size. Moreover, it is also unveiled that the inter-user interference cannot be eliminated unless the physical size of the array increases to infinity. Fortunately, the additional distance term in the near-field channel can be exploited for the inter-user interference mitigation, especially for the worst case, where the users' angular positions overlap to a great extent. (ii) For the imperfect CSI case, the channel estimation error is considered for the derivation of the closed-form SE under MRT. It shows that in the low transmit power regime, the system SE can be enhanced by increasing the pilot power and the antenna element density, the latter of which will lead to severe mutual coupling. In the high transmit power regime, increasing the pilot power has a limited effect on improving the system SE. However, increasing the antenna element density remains highly beneficial for enhancing the system SE.

Pinching-Antenna Systems (PASS): Power Radiation Model and Optimal Beamforming Design

Pinching-antenna systems (PASS) improve wireless links by configuring the locations of activated pinching antennas along dielectric waveguides, namely pinching beamforming. In this paper, a novel adjustable power radiation model is proposed for PASS, where power radiation ratios of pinching antennas can be flexibly controlled by tuning the spacing between pinching antennas and waveguides. A closed-form pinching antenna spacing arrangement strategy is derived to achieve the commonly assumed equal-power radiation. Based on this, a practical PASS framework relying on discrete activation is considered, where pinching antennas can only be activated among a set of predefined locations. A transmit power minimization problem is formulated, which jointly optimizes the transmit beamforming, pinching beamforming, and the numbers of activated pinching antennas, subject to each user's minimum rate requirement. (1) To solve the resulting highly coupled mixed-integer nonlinear programming (MINLP) problem, branch-and-bound (BnB)-based algorithms are proposed for both single-user and multi-user scenarios, which is guaranteed to converge to globally optimal solutions. (2) A low-complexity many-to-many matching algorithm is further developed. Combined with the Karush-Kuhn-Tucker (KKT) theory, locally optimal and pairwise-stable solutions are obtained within polynomial-time complexity. Simulation results demonstrate that: (i) PASS significantly outperforms conventional multi-antenna architectures, particularly when the number of users and the spatial range increase; and (ii) The proposed matching-based algorithm achieves near-optimal performance, resulting in only a slight performance loss while significantly reducing computational overheads. Code is available at https://github.com/xiaoxiaxusummer/PASS_Discrete

Pinching-Antenna Systems (PASS)-enabled Secure Wireless Communications

A novel pinching-antenna systems (PASS)-enabled secure wireless communication framework is proposed. By dynamically adjusting the positions of dielectric particles, namely pinching antennas (PAs), along the waveguides, PASS introduces a novel concept of pinching beamforming to enhance the performance of physical layer security. A fundamental PASS-enabled secure communication system is considered with one legitimate user and one eavesdropper. Both single-waveguide and multiple-waveguide scenarios are studied. 1) For the single-waveguide scenario, the secrecy rate (SR) maximization is formulated to optimize the pinching beamforming. A PA-wise successive tuning (PAST) algorithm is proposed, which ensures constructive signal superposition at the legitimate user while inducing a destructive legitimate signal at the eavesdropper. 2) For the multiple-waveguide scenario, artificial noise (AN) is employed to further improve secrecy performance. A pair of practical transmission architectures are developed: waveguide division (WD) and waveguide multiplexing (WM). The key difference lies in whether each waveguide carries a single type of signal or a mixture of signals with baseband beamforming. For the SR maximization problem under the WD case, a two-stage algorithm is developed, where the pinching beamforming is designed with the PAST algorithm and the baseband power allocation among AN and legitimate signals is solved using successive convex approximation (SCA). For the WM case, an alternating optimization algorithm is developed, where the baseband beamforming is optimized with SCA and the pinching beamforming is designed employing particle swarm optimization.

Continuous Aperture Array (CAPA)-Based Secure Wireless Communications

A continuous aperture array (CAPA)-based secure communication system is investigated, where a base station equipped with a CAPA transmits signals to a legitimate user under the existence of an eavesdropper. For improving the secrecy performance, the artificial noise (AN) is employed at the BS for the jamming purpose. We aim at maximizing the secrecy rate by jointly optimizing the information-bearing and AN source current patterns, subject to the maximum transmit power constraint. To solve the resultant non-convex integral-based functional programming problem, a channel subspace-based approach is first proposed via exploiting the result that the optimal current patterns always lie within the subspace spanned by all users' channel responses. Then, the intractable CAPA continuous source current pattern design problem with an infinite number of optimization variables is equivalently transformed into the channel-subspace weighting factor optimization problem with a finite number of optimization variables. A penalty-based successive convex approximation method is developed for iteratively optimizing the finite-size weighting vectors. To further reduce the computational complexity, we propose a two-stage source current patterns design scheme. Specifically, the information-bearing and AN patterns are first designed using the maximal ration transmission and zero-forcing transmission, respectively. Then, the remaining power allocation is addressed via the one-dimensional search method. Numerical results unveil that 1) the CAPA brings in significant secrecy rate gain compared to the conventional discrete multiple-input multiple-output; 2) the proposed channel subspace-based algorithm outperforms the conventional Fourier-based approach, while sustaining much lower computational complexity; and 3) the two-stage ZF-MRT approach has negligible performance loss for the large transmit power regime.

Two-Timescale Joint Transmit and Pinching Beamforming for Pinching-Antenna Systems

Pinching antenna systems (PASS) have been proposed as a revolutionary flexible antenna technology which facilitates line-of-sight links via numerous low-cost pinching antennas with adjustable activation positions over waveguides. This letter proposes a two-timescale joint transmit and pinching beamforming design for the maximization of sum rate of a PASS-based downlink multi-user multiple input single output system. A primal dual decomposition method is developed to decouple the two-timescale problem into two sub-problems: 1) A Karush-Kuhn-Tucker-guided dual learning-based approach is proposed to solve the short-term transmit beamforming design sub-problem; 2) The long-term pinching beamforming design sub-problem is tackled by adopting a stochastic successive convex approximation method. Simulation results demonstrate that the proposed two-timescale algorithm achieves a significant performance gain compared to other baselines.

Movable-Element RIS-Aided Wireless Communications: An Element-Wise Position Optimization Approach

A point-to-point movable element (ME) enabled reconfigurable intelligent surface (ME-RIS) communication system is investigated, where each element position can be flexibly adjusted to create favorable channel conditions. For maximizing the communication rate, an efficient ME position optimization approach is proposed. Specifically, by characterizing the cascaded channel power gain in an element-wise manner, the position of each ME is iteratively updated by invoking the successive convex approximation method. Numerical results unveil that 1) the proposed element-wise ME position optimization algorithm outperforms the gradient descent algorithm; and 2) the ME-RIS significantly improves the communication rate compared to the conventional RIS with fixed-position elements.

RIS-enabled Multi-user M-QAM Uplink NOMA Systems: Design, Analysis, and Optimization

Non-orthogonal multiple access (NOMA) is widely recognized for enhancing the energy and spectral efficiency through effective radio resource sharing. However, uplink NOMA systems face greater challenges than their downlink counterparts, as their bit error rate (BER) performance is hindered by an inherent error floor due to error propagation caused by imperfect successive interference cancellation (SIC). This paper investigates BER performance improvements enabled by reconfigurable intelligent surfaces (RISs) in multi-user uplink NOMA transmission. Specifically, we propose a novel RIS-assisted uplink NOMA design, where the RIS phase shifts are optimized to enhance the received signal amplitudes while mitigating the phase rotations induced by the channel. To achieve this, we first develop an accurate channel model for the effective user channels, which facilitates our BER analysis. We then introduce a channel alignment scheme for a two-user scenario, enabling efficient SIC-based detection and deriving closed-form BER expressions. We further extend the analysis to a generalized setup with an arbitrary number of users and modulation orders for quadrature amplitude modulation signaling. Using the derived BER expressions, we develop an optimized uplink NOMA power allocation (PA) scheme that minimizes the average BER while satisfying the user transmit power constraints. It will be shown that the proposed NOMA detection scheme, in conjunction with the optimized PA strategy, eliminate SIC error floors at the base station. The theoretical BER expressions are validated using simulations, which confirms the effectiveness of the proposed design in eliminating BER floors.

Waveguide Division Multiple Access for Pinching-Antenna Systems (PASS)

A novel concept of waveguide division multiple access (WDMA) is proposed for multi-user pinching-antenna systems (PASS). The key principle of WDMA is to allocate each user with a dedicated waveguide, which is regarded as a new type of radio resources, so as to facilitate multi-user communications. By adjusting the activation positions of pinching antennas (PAs) over each waveguide, the pinching beamforming can be exploited for intended user signal enhancement and inter-user interference mitigation. Considering both ideal continuous and practical discrete PA position activation schemes, a joint power allocation and pinching beamforming optimization problem is formulated for the maximization of the sum rate. An alternating optimization-based algorithm is developed to address the formulated nonconvex problem. For solving the power allocation subproblem, the successive convex approximation method is invoked. For the pinching beamforming design subproblem, a penalty-based gradient ascent algorithm is first developed for the continuous PA activation case. Then, for the discrete PA activation case, a matching theory-based algorithm is proposed to achieve the near-optimal performance but with a low complexity. Numerical results unveil that: 1) For both continuous and discrete activation cases, PASS can achieve a significant performance gain over conventional fixed-position antenna systems; 2) the proposed WDMA can effectively underpin multi-user communications with the near orthogonality in free space achieved by the pinching beamforming; and 3) the performance gap between the discrete and continuous activation cases can be significantly alleviated with practically feasible numbers of PA candidate positions.