SilverSight: A Multi-Task Chinese Financial Large Language Model Based on Adaptive Semantic Space Learning

Large language models (LLMs) are increasingly being applied across various specialized fields, leveraging their extensive knowledge to empower a multitude of scenarios within these domains. However, each field encompasses a variety of specific tasks that require learning, and the diverse, heterogeneous data across these domains can lead to conflicts during model task transfer. In response to this challenge, our study introduces an Adaptive Semantic Space Learning (ASSL) framework, which utilizes the adaptive reorganization of data distributions within the semantic space to enhance the performance and selection efficacy of multi-expert models. Utilizing this framework, we trained a financial multi-task LLM named "SilverSight". Our research findings demonstrate that our framework can achieve results close to those obtained with full data training using only 10% of the data, while also exhibiting strong generalization capabilities.

Multilingual Large Language Model: A Survey of Resources, Taxonomy and Frontiers

Multilingual Large Language Models are capable of using powerful Large Language Models to handle and respond to queries in multiple languages, which achieves remarkable success in multilingual natural language processing tasks. Despite these breakthroughs, there still remains a lack of a comprehensive survey to summarize existing approaches and recent developments in this field. To this end, in this paper, we present a thorough review and provide a unified perspective to summarize the recent progress as well as emerging trends in multilingual large language models (MLLMs) literature. The contributions of this paper can be summarized: (1) First survey: to our knowledge, we take the first step and present a thorough review in MLLMs research field according to multi-lingual alignment; (2) New taxonomy: we offer a new and unified perspective to summarize the current progress of MLLMs; (3) New frontiers: we highlight several emerging frontiers and discuss the corresponding challenges; (4) Abundant resources: we collect abundant open-source resources, including relevant papers, data corpora, and leaderboards. We hope our work can provide the community with quick access and spur breakthrough research in MLLMs.

Meta Invariance Defense Towards Generalizable Robustness to Unknown Adversarial Attacks

Despite providing high-performance solutions for computer vision tasks, the deep neural network (DNN) model has been proved to be extremely vulnerable to adversarial attacks. Current defense mainly focuses on the known attacks, but the adversarial robustness to the unknown attacks is seriously overlooked. Besides, commonly used adaptive learning and fine-tuning technique is unsuitable for adversarial defense since it is essentially a zero-shot problem when deployed. Thus, to tackle this challenge, we propose an attack-agnostic defense method named Meta Invariance Defense (MID). Specifically, various combinations of adversarial attacks are randomly sampled from a manually constructed Attacker Pool to constitute different defense tasks against unknown attacks, in which a student encoder is supervised by multi-consistency distillation to learn the attack-invariant features via a meta principle. The proposed MID has two merits: 1) Full distillation from pixel-, feature- and prediction-level between benign and adversarial samples facilitates the discovery of attack-invariance. 2) The model simultaneously achieves robustness to the imperceptible adversarial perturbations in high-level image classification and attack-suppression in low-level robust image regeneration. Theoretical and empirical studies on numerous benchmarks such as ImageNet verify the generalizable robustness and superiority of MID under various attacks.

Defense without Forgetting: Continual Adversarial Defense with Anisotropic & Isotropic Pseudo Replay

Deep neural networks have demonstrated susceptibility to adversarial attacks. Adversarial defense techniques often focus on one-shot setting to maintain robustness against attack. However, new attacks can emerge in sequences in real-world deployment scenarios. As a result, it is crucial for a defense model to constantly adapt to new attacks, but the adaptation process can lead to catastrophic forgetting of previously defended against attacks. In this paper, we discuss for the first time the concept of continual adversarial defense under a sequence of attacks, and propose a lifelong defense baseline called Anisotropic \& Isotropic Replay (AIR), which offers three advantages: (1) Isotropic replay ensures model consistency in the neighborhood distribution of new data, indirectly aligning the output preference between old and new tasks. (2) Anisotropic replay enables the model to learn a compromise data manifold with fresh mixed semantics for further replay constraints and potential future attacks. (3) A straightforward regularizer mitigates the 'plasticity-stability' trade-off by aligning model output between new and old tasks. Experiment results demonstrate that AIR can approximate or even exceed the empirical performance upper bounds achieved by Joint Training.

Large Language Models and Causal Inference in Collaboration: A Comprehensive Survey

Causal inference has shown potential in enhancing the predictive accuracy, fairness, robustness, and explainability of Natural Language Processing (NLP) models by capturing causal relationships among variables. The emergence of generative Large Language Models (LLMs) has significantly impacted various NLP domains, particularly through their advanced reasoning capabilities. This survey focuses on evaluating and improving LLMs from a causal view in the following areas: understanding and improving the LLMs' reasoning capacity, addressing fairness and safety issues in LLMs, complementing LLMs with explanations, and handling multimodality. Meanwhile, LLMs' strong reasoning capacities can in turn contribute to the field of causal inference by aiding causal relationship discovery and causal effect estimations. This review explores the interplay between causal inference frameworks and LLMs from both perspectives, emphasizing their collective potential to further the development of more advanced and equitable artificial intelligence systems.

From Adoption to Adaption: Tracing the Diffusion of New Emojis on Twitter

In the rapidly evolving landscape of social media, the introduction of new emojis in Unicode release versions presents a structured opportunity to explore digital language evolution. Analyzing a large dataset of sampled English tweets, we examine how newly released emojis gain traction and evolve in meaning. We find that community size of early adopters and emoji semantics are crucial in determining their popularity. Certain emojis experienced notable shifts in the meanings and sentiment associations during the diffusion process. Additionally, we propose a novel framework utilizing language models to extract words and pre-existing emojis with semantically similar contexts, which enhances interpretation of new emojis. The framework demonstrates its effectiveness in improving sentiment classification performance by substituting unknown new emojis with familiar ones. This study offers a new perspective in understanding how new language units are adopted, adapted, and integrated into the fabric of online communication.

Are Large Language Models Rational Investors?

Large Language Models (LLMs) are progressively being adopted in financial analysis to harness their extensive knowledge base for interpreting complex market data and trends. However, their application in the financial domain is challenged by intrinsic biases (i.e., risk-preference bias) and a superficial grasp of market intricacies, underscoring the need for a thorough assessment of their financial insight. This study introduces a novel framework, Financial Bias Indicators (FBI), to critically evaluate the financial rationality of LLMs, focusing on their ability to discern and navigate the subtleties of financial information and to identify any irrational biases that might skew market analysis. Our research adopts an innovative methodology to measure financial rationality, integrating principles of behavioral finance to scrutinize the biases and decision-making patterns of LLMs. We conduct a comprehensive evaluation of 19 leading LLMs, considering factors such as model scale, training datasets, input strategies, etc. The findings reveal varying degrees of financial irrationality among the models, influenced by their design and training. Models trained specifically on financial datasets might exhibit greater irrationality, and it's possible that even larger financial language models (FinLLMs) could display more biases than smaller, more generalized models. This outcomes provide profound insights into how these elements affect the financial rationality of LLMs, indicating that targeted training and structured input methods could improve model performance. This work enriches our understanding of LLMs' strengths and weaknesses in financial applications, laying the groundwork for the development of more dependable and rational financial analysis tools.

Invariance-powered Trustworthy Defense via Remove Then Restore

Adversarial attacks pose a challenge to the deployment of deep neural networks (DNNs), while previous defense models overlook the generalization to various attacks. Inspired by targeted therapies for cancer, we view adversarial samples as local lesions of natural benign samples, because a key finding is that salient attack in an adversarial sample dominates the attacking process, while trivial attack unexpectedly provides trustworthy evidence for obtaining generalizable robustness. Based on this finding, a Pixel Surgery and Semantic Regeneration (PSSR) model following the targeted therapy mechanism is developed, which has three merits: 1) To remove the salient attack, a score-based Pixel Surgery module is proposed, which retains the trivial attack as a kind of invariance information. 2) To restore the discriminative content, a Semantic Regeneration module based on a conditional alignment extrapolator is proposed, which achieves pixel and semantic consistency. 3) To further harmonize robustness and accuracy, an intractable problem, a self-augmentation regularizer with adversarial R-drop is designed. Experiments on numerous benchmarks show the superiority of PSSR.

Mementos: A Comprehensive Benchmark for Multimodal Large Language Model Reasoning over Image Sequences

Multimodal Large Language Models (MLLMs) have demonstrated proficiency in handling a variety of visual-language tasks. However, current MLLM benchmarks are predominantly designed to evaluate reasoning based on static information about a single image, and the ability of modern MLLMs to extrapolate from image sequences, which is essential for understanding our ever-changing world, has been less investigated. To address this challenge, this paper introduces Mementos, a new benchmark designed to assess MLLMs' sequential image reasoning abilities. Mementos features 4,761 diverse image sequences with varying lengths. We also employ a GPT-4 assisted method to evaluate MLLM reasoning performance. Through a careful evaluation of nine recent MLLMs on Mementos, including GPT-4V and Gemini, we find that they struggle to accurately describe dynamic information about given image sequences, often leading to hallucinations/misrepresentations of objects and their corresponding behaviors. Our quantitative analysis and case studies identify three key factors impacting MLLMs' sequential image reasoning: the correlation between object and behavioral hallucinations, the influence of cooccurring behaviors, and the compounding impact of behavioral hallucinations. Our dataset is available at https://github.com/umd-huang-lab/Mementos.

Emojis Decoded: Leveraging ChatGPT for Enhanced Understanding in Social Media Communications

Emojis, which encapsulate semantics beyond mere words or phrases, have become prevalent in social network communications. This has spurred increasing scholarly interest in exploring their attributes and functionalities. However, emoji-related research and application face two primary challenges. First, researchers typically rely on crowd-sourcing to annotate emojis in order to understand their sentiments, usage intentions, and semantic meanings. Second, subjective interpretations by users can often lead to misunderstandings of emojis and cause the communication barrier. Large Language Models (LLMs) have achieved significant success in various annotation tasks, with ChatGPT demonstrating expertise across multiple domains. In our study, we assess ChatGPT's effectiveness in handling previously annotated and downstream tasks. Our objective is to validate the hypothesis that ChatGPT can serve as a viable alternative to human annotators in emoji research and that its ability to explain emoji meanings can enhance clarity and transparency in online communications. Our findings indicate that ChatGPT has extensive knowledge of emojis. It is adept at elucidating the meaning of emojis across various application scenarios and demonstrates the potential to replace human annotators in a range of tasks.