Advancements in Federated Learning: Models, Methods, and Privacy

Federated learning (FL) is a promising technique for addressing the rising privacy and security issues. Its main ingredient is to cooperatively learn the model among the distributed clients without uploading any sensitive data. In this paper, we conducted a thorough review of the related works, following the development context and deeply mining the key technologies behind FL from both theoretical and practical perspectives. Specifically, we first classify the existing works in FL architecture based on the network topology of FL systems with detailed analysis and summarization. Next, we abstract the current application problems, summarize the general techniques and frame the application problems into the general paradigm of FL base models. Moreover, we provide our proposed solutions for model training via FL. We have summarized and analyzed the existing FedOpt algorithms, and deeply revealed the algorithmic development principles of many first-order algorithms in depth, proposing a more generalized algorithm design framework. Based on these frameworks, we have instantiated FedOpt algorithms. As privacy and security is the fundamental requirement in FL, we provide the existing attack scenarios and the defense methods. To the best of our knowledge, we are among the first tier to review the theoretical methodology and propose our strategies since there are very few works surveying the theoretical approaches. Our survey targets motivating the development of high-performance, privacy-preserving, and secure methods to integrate FL into real-world applications.

Joint Beamforming for RIS-Assisted Integrated Sensing and Communication Systems

Integrated sensing and communications (ISAC) is emerging as a critical technique for next-generation communication systems. Reconfigurable intelligent surface (RIS) can simultaneously enhance the performance of communication and sensing by introducing new degrees-of-freedom for beamforming in ISAC systems. This paper proposes two optimization techniques for joint beamforming in RIS-assisted ISAC systems. We first aim to maximize the radar mutual information (MI) by imposing constraints on communication rate, transmit power, and unit modulus reflection coefficients at the RIS. An alternating optimization (AO) algorithm based on the semidefinite relaxation (SDR) method is proposed to solve the optimization problem by introducing a convergence-accelerating method. To achieve lower computational complexity and better reliability, we then formulate a new optimization problem for maximizing the weighted ISAC performance metrics under fewer constraints. An AO algorithm based on the Riemannian gradient (RG) method is proposed to solve this problem. This is achieved by reformulating the transmit and RIS beamforming on the complex hypersphere manifold and complex circle manifold, respectively. Numerical results show that the proposed algorithms can enhance the radar MI and the weighted communication rate simultaneously. The AO algorithm based on RG exhibits better performance than the SDR-based method.

Knowledge-infused Contrastive Learning for Urban Imagery-based Socioeconomic Prediction

Monitoring sustainable development goals requires accurate and timely socioeconomic statistics, while ubiquitous and frequently-updated urban imagery in web like satellite/street view images has emerged as an important source for socioeconomic prediction. Especially, recent studies turn to self-supervised contrastive learning with manually designed similarity metrics for urban imagery representation learning and further socioeconomic prediction, which however suffers from effectiveness and robustness issues. To address such issues, in this paper, we propose a Knowledge-infused Contrastive Learning (KnowCL) model for urban imagery-based socioeconomic prediction. Specifically, we firstly introduce knowledge graph (KG) to effectively model the urban knowledge in spatiality, mobility, etc., and then build neural network based encoders to learn representations of an urban image in associated semantic and visual spaces, respectively. Finally, we design a cross-modality based contrastive learning framework with a novel image-KG contrastive loss, which maximizes the mutual information between semantic and visual representations for knowledge infusion. Extensive experiments of applying the learnt visual representations for socioeconomic prediction on three datasets demonstrate the superior performance of KnowCL with over 30\% improvements on $R^2$ compared with baselines. Especially, our proposed KnowCL model can apply to both satellite and street imagery with both effectiveness and transferability achieved, which provides insights into urban imagery-based socioeconomic prediction.

Dual-interest Factorization-heads Attention for Sequential Recommendation

Accurate user interest modeling is vital for recommendation scenarios. One of the effective solutions is the sequential recommendation that relies on click behaviors, but this is not elegant in the video feed recommendation where users are passive in receiving the streaming contents and return skip or no-skip behaviors. Here skip and no-skip behaviors can be treated as negative and positive feedback, respectively. With the mixture of positive and negative feedback, it is challenging to capture the transition pattern of behavioral sequence. To do so, FeedRec has exploited a shared vanilla Transformer, which may be inelegant because head interaction of multi-heads attention does not consider different types of feedback. In this paper, we propose Dual-interest Factorization-heads Attention for Sequential Recommendation (short for DFAR) consisting of feedback-aware encoding layer, dual-interest disentangling layer and prediction layer. In the feedback-aware encoding layer, we first suppose each head of multi-heads attention can capture specific feedback relations. Then we further propose factorization-heads attention which can mask specific head interaction and inject feedback information so as to factorize the relation between different types of feedback. Additionally, we propose a dual-interest disentangling layer to decouple positive and negative interests before performing disentanglement on their representations. Finally, we evolve the positive and negative interests by corresponding towers whose outputs are contrastive by BPR loss. Experiments on two real-world datasets show the superiority of our proposed method against state-of-the-art baselines. Further ablation study and visualization also sustain its effectiveness. We release the source code here: https://github.com/tsinghua-fib-lab/WWW2023-DFAR.

Learning to Simulate Daily Activities via Modeling Dynamic Human Needs

Daily activity data that records individuals' various types of activities in daily life are widely used in many applications such as activity scheduling, activity recommendation, and policymaking. Though with high value, its accessibility is limited due to high collection costs and potential privacy issues. Therefore, simulating human activities to produce massive high-quality data is of great importance to benefit practical applications. However, existing solutions, including rule-based methods with simplified assumptions of human behavior and data-driven methods directly fitting real-world data, both cannot fully qualify for matching reality. In this paper, motivated by the classic psychological theory, Maslow's need theory describing human motivation, we propose a knowledge-driven simulation framework based on generative adversarial imitation learning. To enhance the fidelity and utility of the generated activity data, our core idea is to model the evolution of human needs as the underlying mechanism that drives activity generation in the simulation model. Specifically, this is achieved by a hierarchical model structure that disentangles different need levels, and the use of neural stochastic differential equations that successfully captures piecewise-continuous characteristics of need dynamics. Extensive experiments demonstrate that our framework outperforms the state-of-the-art baselines in terms of data fidelity and utility. Besides, we present the insightful interpretability of the need modeling. The code is available at https://github.com/tsinghua-fib-lab/SAND.

TAP: Accelerating Large-Scale DNN Training Through Tensor Automatic Parallelisation

Model parallelism has become necessary to train large neural networks. However, finding a suitable model parallel schedule for an arbitrary neural network is a non-trivial task due to the exploding search space. In this work, we present a model parallelism framework TAP that automatically searches for the best data and tensor parallel schedules. Leveraging the key insight that a neural network can be represented as a directed acyclic graph, within which may only exist a limited set of frequent subgraphs, we design a graph pruning algorithm to fold the search space efficiently. TAP runs at sub-linear complexity concerning the neural network size. Experiments show that TAP is $20\times- 160\times$ faster than the state-of-the-art automatic parallelism framework, and the performance of its discovered schedules is competitive with the expert-engineered ones.

Fusing Models for Prognostics and Health Management of Lithium-Ion Batteries Based on Physics-Informed Neural Networks

For Prognostics and Health Management (PHM) of Lithium-ion (Li-ion) batteries, many models have been established to characterize their degradation process. The existing empirical or physical models can reveal important information regarding the degradation dynamics. However, there is no general and flexible methods to fuse the information represented by those models. Physics-Informed Neural Network (PINN) is an efficient tool to fuse empirical or physical dynamic models with data-driven models. To take full advantage of various information sources, we propose a model fusion scheme based on PINN. It is implemented by developing a semi-empirical semi-physical Partial Differential Equation (PDE) to model the degradation dynamics of Li-ion-batteries. When there is little prior knowledge about the dynamics, we leverage the data-driven Deep Hidden Physics Model (DeepHPM) to discover the underlying governing dynamic models. The uncovered dynamics information is then fused with that mined by the surrogate neural network in the PINN framework. Moreover, an uncertainty-based adaptive weighting method is employed to balance the multiple learning tasks when training the PINN. The proposed methods are verified on a public dataset of Li-ion Phosphate (LFP)/graphite batteries.