Constrained Update Projection Approach to Safe Policy Optimization

Safe reinforcement learning (RL) studies problems where an intelligent agent has to not only maximize reward but also avoid exploring unsafe areas. In this study, we propose CUP, a novel policy optimization method based on Constrained Update Projection framework that enjoys rigorous safety guarantee. Central to our CUP development is the newly proposed surrogate functions along with the performance bound. Compared to previous safe RL methods, CUP enjoys the benefits of 1) CUP generalizes the surrogate functions to generalized advantage estimator (GAE), leading to strong empirical performance. 2) CUP unifies performance bounds, providing a better understanding and interpretability for some existing algorithms; 3) CUP provides a non-convex implementation via only first-order optimizers, which does not require any strong approximation on the convexity of the objectives. To validate our CUP method, we compared CUP against a comprehensive list of safe RL baselines on a wide range of tasks. Experiments show the effectiveness of CUP both in terms of reward and safety constraint satisfaction. We have opened the source code of CUP at https://github.com/RL-boxes/Safe-RL/tree/ main/CUP.

Debias the Black-box: A Fair Ranking Framework via Knowledge Distillation

Deep neural networks can capture the intricate interaction history information between queries and documents, because of their many complicated nonlinear units, allowing them to provide correct search recommendations. However, service providers frequently face more complex obstacles in real-world circumstances, such as deployment cost constraints and fairness requirements. Knowledge distillation, which transfers the knowledge of a well-trained complex model (teacher) to a simple model (student), has been proposed to alleviate the former concern, but the best current distillation methods focus only on how to make the student model imitate the predictions of the teacher model. To better facilitate the application of deep models, we propose a fair information retrieval framework based on knowledge distillation. This framework can improve the exposure-based fairness of models while considerably decreasing model size. Our extensive experiments on three huge datasets show that our proposed framework can reduce the model size to a minimum of 1% of its original size while maintaining its black-box state. It also improves fairness performance by 15%~46% while keeping a high level of recommendation effectiveness.

Heterogeneous-Agent Mirror Learning: A Continuum of Solutions to Cooperative MARL

The necessity for cooperation among intelligent machines has popularised cooperative multi-agent reinforcement learning (MARL) in the artificial intelligence (AI) research community. However, many research endeavors have been focused on developing practical MARL algorithms whose effectiveness has been studied only empirically, thereby lacking theoretical guarantees. As recent studies have revealed, MARL methods often achieve performance that is unstable in terms of reward monotonicity or suboptimal at convergence. To resolve these issues, in this paper, we introduce a novel framework named Heterogeneous-Agent Mirror Learning (HAML) that provides a general template for MARL algorithmic designs. We prove that algorithms derived from the HAML template satisfy the desired properties of the monotonic improvement of the joint reward and the convergence to Nash equilibrium. We verify the practicality of HAML by proving that the current state-of-the-art cooperative MARL algorithms, HATRPO and HAPPO, are in fact HAML instances. Next, as a natural outcome of our theory, we propose HAML extensions of two well-known RL algorithms, HAA2C (for A2C) and HADDPG (for DDPG), and demonstrate their effectiveness against strong baselines on StarCraftII and Multi-Agent MuJoCo tasks.

Fully Decentralized Model-based Policy Optimization for Networked Systems

Reinforcement learning algorithms require a large amount of samples; this often limits their real-world applications on even simple tasks. Such a challenge is more outstanding in multi-agent tasks, as each step of operation is more costly requiring communications or shifting or resources. This work aims to improve data efficiency of multi-agent control by model-based learning. We consider networked systems where agents are cooperative and communicate only locally with their neighbors, and propose the decentralized model-based policy optimization framework (DMPO). In our method, each agent learns a dynamic model to predict future states and broadcast their predictions by communication, and then the policies are trained under the model rollouts. To alleviate the bias of model-generated data, we restrain the model usage for generating myopic rollouts, thus reducing the compounding error of model generation. To pertain the independence of policy update, we introduce extended value function and theoretically prove that the resulting policy gradient is a close approximation to true policy gradients. We evaluate our algorithm on several benchmarks for intelligent transportation systems, which are connected autonomous vehicle control tasks (Flow and CACC) and adaptive traffic signal control (ATSC). Empirically results show that our method achieves superior data efficiency and matches the performance of model-free methods using true models.

Towards Human-Level Bimanual Dexterous Manipulation with Reinforcement Learning

Achieving human-level dexterity is an important open problem in robotics. However, tasks of dexterous hand manipulation, even at the baby level, are challenging to solve through reinforcement learning (RL). The difficulty lies in the high degrees of freedom and the required cooperation among heterogeneous agents (e.g., joints of fingers). In this study, we propose the Bimanual Dexterous Hands Benchmark (Bi-DexHands), a simulator that involves two dexterous hands with tens of bimanual manipulation tasks and thousands of target objects. Specifically, tasks in Bi-DexHands are designed to match different levels of human motor skills according to cognitive science literature. We built Bi-DexHands in the Issac Gym; this enables highly efficient RL training, reaching 30,000+ FPS by only one single NVIDIA RTX 3090. We provide a comprehensive benchmark for popular RL algorithms under different settings; this includes Single-agent/Multi-agent RL, Offline RL, Multi-task RL, and Meta RL. Our results show that the PPO type of on-policy algorithms can master simple manipulation tasks that are equivalent up to 48-month human babies (e.g., catching a flying object, opening a bottle), while multi-agent RL can further help to master manipulations that require skilled bimanual cooperation (e.g., lifting a pot, stacking blocks). Despite the success on each single task, when it comes to acquiring multiple manipulation skills, existing RL algorithms fail to work in most of the multi-task and the few-shot learning settings, which calls for more substantial development from the RL community. Our project is open sourced at https://github.com/PKU-MARL/DexterousHands.

Learning Risk-Averse Equilibria in Multi-Agent Systems

In multi-agent systems, intelligent agents are tasked with making decisions that have optimal outcomes when the actions of the other agents are as expected, whilst also being prepared for unexpected behaviour. In this work, we introduce a new risk-averse solution concept that allows the learner to accommodate unexpected actions by finding the minimum variance strategy given any level of expected return. We prove the existence of such a risk-averse equilibrium, and propose one fictitious-play type learning algorithm for smaller games that enjoys provable convergence guarantees in certain games classes (e.g., zero-sum or potential). Furthermore, we propose an approximation method for larger games based on iterative population-based training that generates a population of risk-averse agents. Empirically, our equilibrium is shown to be able to reduce the reward variance, specifically in the sense that off-equilibrium behaviour has a far smaller impact on our risk-averse agents in comparison to playing other equilibrium solutions. Importantly, we show that our population of agents that approximate a risk-averse equilibrium is particularly effective in the presence of unseen opposing populations, especially in the case of guaranteeing a minimal level of performance which is critical to safety-aware multi-agent systems.

Multi-Agent Reinforcement Learning is a Sequence Modeling Problem

Large sequence model (SM) such as GPT series and BERT has displayed outstanding performance and generalization capabilities on vision, language, and recently reinforcement learning tasks. A natural follow-up question is how to abstract multi-agent decision making into an SM problem and benefit from the prosperous development of SMs. In this paper, we introduce a novel architecture named Multi-Agent Transformer (MAT) that effectively casts cooperative multi-agent reinforcement learning (MARL) into SM problems wherein the task is to map agents' observation sequence to agents' optimal action sequence. Our goal is to build the bridge between MARL and SMs so that the modeling power of modern sequence models can be unleashed for MARL. Central to our MAT is an encoder-decoder architecture which leverages the multi-agent advantage decomposition theorem to transform the joint policy search problem into a sequential decision making process; this renders only linear time complexity for multi-agent problems and, most importantly, endows MAT with monotonic performance improvement guarantee. Unlike prior arts such as Decision Transformer fit only pre-collected offline data, MAT is trained by online trials and errors from the environment in an on-policy fashion. To validate MAT, we conduct extensive experiments on StarCraftII, Multi-Agent MuJoCo, Dexterous Hands Manipulation, and Google Research Football benchmarks. Results demonstrate that MAT achieves superior performance and data efficiency compared to strong baselines including MAPPO and HAPPO. Furthermore, we demonstrate that MAT is an excellent few-short learner on unseen tasks regardless of changes in the number of agents. See our project page at https://sites.google.com/view/multi-agent-transformer.

A Review of Safe Reinforcement Learning: Methods, Theory and Applications

Reinforcement learning has achieved tremendous success in many complex decision making tasks. When it comes to deploying RL in the real world, safety concerns are usually raised, leading to a growing demand for safe reinforcement learning algorithms, such as in autonomous driving and robotics scenarios. While safety control has a long history, the study of safe RL algorithms is still in the early stages. To establish a good foundation for future research in this thread, in this paper, we provide a review for safe RL from the perspectives of methods, theory and applications. Firstly, we review the progress of safe RL from five dimensions and come up with five problems that are crucial for safe RL being deployed in real-world applications, coined as "2H3W". Secondly, we analyze the theory and algorithm progress from the perspectives of answering the "2H3W" problems. Then, the sample complexity of safe RL methods is reviewed and discussed, followed by an introduction of the applications and benchmarks of safe RL algorithms. Finally, we open the discussion of the challenging problems in safe RL, hoping to inspire more future research on this thread. To advance the study of safe RL algorithms, we release a benchmark suite, an open-sourced repository containing the implementations of major safe RL algorithms, along with tutorials at the link: https://github.com/chauncygu/Safe-Reinforcement-Learning-Baselines.git.

On the Convergence of Fictitious Play: A Decomposition Approach

Fictitious play (FP) is one of the most fundamental game-theoretical learning frameworks for computing Nash equilibrium in $n$-player games, which builds the foundation for modern multi-agent learning algorithms. Although FP has provable convergence guarantees on zero-sum games and potential games, many real-world problems are often a mixture of both and the convergence property of FP has not been fully studied yet. In this paper, we extend the convergence results of FP to the combinations of such games and beyond. Specifically, we derive new conditions for FP to converge by leveraging game decomposition techniques. We further develop a linear relationship unifying cooperation and competition in the sense that these two classes of games are mutually transferable. Finally, we analyze a non-convergent example of FP, the Shapley game, and develop sufficient conditions for FP to converge.

API: Boosting Multi-Agent Reinforcement Learning via Agent-Permutation-Invariant Networks

Multi-agent reinforcement learning suffers from poor sample efficiency due to the exponential growth of the state-action space. Considering a homogeneous multiagent system, a global state consisting of $m$ homogeneous components has $m!$ differently ordered representations, thus designing functions satisfying permutation invariant (PI) can reduce the state space by a factor of $\frac{1}{m!}$. However, mainstream MARL algorithms ignore this property and learn over the original state space. To achieve PI, previous works including data augmentation based methods and embedding-sharing architecture based methods, suffer from training instability and limited model capacity. In this work, we propose two novel designs to achieve PI, while avoiding the above limitations. The first design permutes the same but differently ordered inputs back to the same order and the downstream networks only need to learn function mapping over fixed-ordering inputs instead of all permutations, which is much easier to train. The second design applies a hypernetwork to generate customized embedding for each component, which has higher representational capacity than the previous embedding-sharing method. Empirical results on the SMAC benchmark show that the proposed method achieves 100% win-rates in almost all hard and super-hard scenarios (never achieved before), and superior sample-efficiency than the state-of-the-art baselines by up to 400%.