Fine-grained Disentangled Representation Learning for Multimodal Emotion Recognition

Multimodal emotion recognition (MMER) is an active research field that aims to accurately recognize human emotions by fusing multiple perceptual modalities. However, inherent heterogeneity across modalities introduces distribution gaps and information redundancy, posing significant challenges for MMER. In this paper, we propose a novel fine-grained disentangled representation learning (FDRL) framework to address these challenges. Specifically, we design modality-shared and modality-private encoders to project each modality into modality-shared and modality-private subspaces, respectively. In the shared subspace, we introduce a fine-grained alignment component to learn modality-shared representations, thus capturing modal consistency. Subsequently, we tailor a fine-grained disparity component to constrain the private subspaces, thereby learning modality-private representations and enhancing their diversity. Lastly, we introduce a fine-grained predictor component to ensure that the labels of the output representations from the encoders remain unchanged. Experimental results on the IEMOCAP dataset show that FDRL outperforms the state-of-the-art methods, achieving 78.34% and 79.44% on WAR and UAR, respectively.

kNN-CTC: Enhancing ASR via Retrieval of CTC Pseudo Labels

The success of retrieval-augmented language models in various natural language processing (NLP) tasks has been constrained in automatic speech recognition (ASR) applications due to challenges in constructing fine-grained audio-text datastores. This paper presents kNN-CTC, a novel approach that overcomes these challenges by leveraging Connectionist Temporal Classification (CTC) pseudo labels to establish frame-level audio-text key-value pairs, circumventing the need for precise ground truth alignments. We further introduce a skip-blank strategy, which strategically ignores CTC blank frames, to reduce datastore size. kNN-CTC incorporates a k-nearest neighbors retrieval mechanism into pre-trained CTC ASR systems, achieving significant improvements in performance. By incorporating a k-nearest neighbors retrieval mechanism into pre-trained CTC ASR systems and leveraging a fine-grained, pruned datastore, kNN-CTC consistently achieves substantial improvements in performance under various experimental settings. Our code is available at https://github.com/NKU-HLT/KNN-CTC.

RAMP: Retrieval-Augmented MOS Prediction via Confidence-based Dynamic Weighting

Automatic Mean Opinion Score (MOS) prediction is crucial to evaluate the perceptual quality of the synthetic speech. While recent approaches using pre-trained self-supervised learning (SSL) models have shown promising results, they only partly address the data scarcity issue for the feature extractor. This leaves the data scarcity issue for the decoder unresolved and leading to suboptimal performance. To address this challenge, we propose a retrieval-augmented MOS prediction method, dubbed {\bf RAMP}, to enhance the decoder's ability against the data scarcity issue. A fusing network is also proposed to dynamically adjust the retrieval scope for each instance and the fusion weights based on the predictive confidence. Experimental results show that our proposed method outperforms the existing methods in multiple scenarios.

Supervised Contrastive Learning with Nearest Neighbor Search for Speech Emotion Recognition

Speech Emotion Recognition (SER) is a challenging task due to limited data and blurred boundaries of certain emotions. In this paper, we present a comprehensive approach to improve the SER performance throughout the model lifecycle, including pre-training, fine-tuning, and inference stages. To address the data scarcity issue, we utilize a pre-trained model, wav2vec2.0. During fine-tuning, we propose a novel loss function that combines cross-entropy loss with supervised contrastive learning loss to improve the model's discriminative ability. This approach increases the inter-class distances and decreases the intra-class distances, mitigating the issue of blurred boundaries. Finally, to leverage the improved distances, we propose an interpolation method at the inference stage that combines the model prediction with the output from a k-nearest neighbors model. Our experiments on IEMOCAP demonstrate that our proposed methods outperform current state-of-the-art results.

Better Zero-Shot Reasoning with Role-Play Prompting

Modern large language models (LLMs), such as ChatGPT, exhibit a remarkable capacity for role-playing, enabling them to embody not only human characters but also non-human entities like a Linux terminal. This versatility allows them to simulate complex human-like interactions and behaviors within various contexts, as well as to emulate specific objects or systems. While these capabilities have enhanced user engagement and introduced novel modes of interaction, the influence of role-playing on LLMs' reasoning abilities remains underexplored. In this study, we introduce a strategically designed role-play prompting methodology and assess its performance under the zero-shot setting across twelve diverse reasoning benchmarks, encompassing arithmetic, commonsense reasoning, symbolic reasoning, and more. Leveraging models such as ChatGPT and Llama 2, our empirical results illustrate that role-play prompting consistently surpasses the standard zero-shot approach across most datasets. Notably, accuracy on AQuA rises from 53.5% to 63.8%, and on Last Letter from 23.8% to 84.2%. Beyond enhancing contextual understanding, we posit that role-play prompting serves as an implicit Chain-of-Thought (CoT) trigger, thereby improving the quality of reasoning. By comparing our approach with the Zero-Shot-CoT technique, which prompts the model to "think step by step", we further demonstrate that role-play prompting can generate a more effective CoT. This highlights its potential to augment the reasoning capabilities of LLMs.

Uncertainty in Natural Language Processing: Sources, Quantification, and Applications

As a main field of artificial intelligence, natural language processing (NLP) has achieved remarkable success via deep neural networks. Plenty of NLP tasks have been addressed in a unified manner, with various tasks being associated with each other through sharing the same paradigm. However, neural networks are black boxes and rely on probability computation. Making mistakes is inevitable. Therefore, estimating the reliability and trustworthiness (in other words, uncertainty) of neural networks becomes a key research direction, which plays a crucial role in reducing models' risks and making better decisions. Therefore, in this survey, we provide a comprehensive review of uncertainty-relevant works in the NLP field. Considering the data and paradigms characteristics, we first categorize the sources of uncertainty in natural language into three types, including input, system, and output. Then, we systemically review uncertainty quantification approaches and the main applications. Finally, we discuss the challenges of uncertainty estimation in NLP and discuss potential future directions, taking into account recent trends in the field. Though there have been a few surveys about uncertainty estimation, our work is the first to review uncertainty from the NLP perspective.

Uncertainty-Aware Unlikelihood Learning Improves Generative Aspect Sentiment Quad Prediction

Recently, aspect sentiment quad prediction has received widespread attention in the field of aspect-based sentiment analysis. Existing studies extract quadruplets via pre-trained generative language models to paraphrase the original sentence into a templated target sequence. However, previous works only focus on what to generate but ignore what not to generate. We argue that considering the negative samples also leads to potential benefits. In this work, we propose a template-agnostic method to control the token-level generation, which boosts original learning and reduces mistakes simultaneously. Specifically, we introduce Monte Carlo dropout to understand the built-in uncertainty of pre-trained language models, acquiring the noises and errors. We further propose marginalized unlikelihood learning to suppress the uncertainty-aware mistake tokens. Finally, we introduce minimization entropy to balance the effects of marginalized unlikelihood learning. Extensive experiments on four public datasets demonstrate the effectiveness of our approach on various generation templates.

E-NER: Evidential Deep Learning for Trustworthy Named Entity Recognition

Most named entity recognition (NER) systems focus on improving model performance, ignoring the need to quantify model uncertainty, which is critical to the reliability of NER systems in open environments. Evidential deep learning (EDL) has recently been proposed as a promising solution to explicitly model predictive uncertainty for classification tasks. However, directly applying EDL to NER applications faces two challenges, i.e., the problems of sparse entities and OOV/OOD entities in NER tasks. To address these challenges, we propose a trustworthy NER framework named E-NER by introducing two uncertainty-guided loss terms to the conventional EDL, along with a series of uncertainty-guided training strategies. Experiments show that E-NER can be applied to multiple NER paradigms to obtain accurate uncertainty estimation. Furthermore, compared to state-of-the-art baselines, the proposed method achieves a better OOV/OOD detection performance and better generalization ability on OOV entities.

PromptRank: Unsupervised Keyphrase Extraction Using Prompt

The keyphrase extraction task refers to the automatic selection of phrases from a given document to summarize its core content. State-of-the-art (SOTA) performance has recently been achieved by embedding-based algorithms, which rank candidates according to how similar their embeddings are to document embeddings. However, such solutions either struggle with the document and candidate length discrepancies or fail to fully utilize the pre-trained language model (PLM) without further fine-tuning. To this end, in this paper, we propose a simple yet effective unsupervised approach, PromptRank, based on the PLM with an encoder-decoder architecture. Specifically, PromptRank feeds the document into the encoder and calculates the probability of generating the candidate with a designed prompt by the decoder. We extensively evaluate the proposed PromptRank on six widely used benchmarks. PromptRank outperforms the SOTA approach MDERank, improving the F1 score relatively by 34.18%, 24.87%, and 17.57% for 5, 10, and 15 returned results, respectively. This demonstrates the great potential of using prompt for unsupervised keyphrase extraction. We release our code at https://github.com/HLT-NLP/PromptRank.

MADI: Inter-domain Matching and Intra-domain Discrimination for Cross-domain Speech Recognition

End-to-end automatic speech recognition (ASR) usually suffers from performance degradation when applied to a new domain due to domain shift. Unsupervised domain adaptation (UDA) aims to improve the performance on the unlabeled target domain by transferring knowledge from the source to the target domain. To improve transferability, existing UDA approaches mainly focus on matching the distributions of the source and target domains globally and/or locally, while ignoring the model discriminability. In this paper, we propose a novel UDA approach for ASR via inter-domain MAtching and intra-domain DIscrimination (MADI), which improves the model transferability by fine-grained inter-domain matching and discriminability by intra-domain contrastive discrimination simultaneously. Evaluations on the Libri-Adapt dataset demonstrate the effectiveness of our approach. MADI reduces the relative word error rate (WER) on cross-device and cross-environment ASR by 17.7% and 22.8%, respectively.