Entropy-Regularized Token-Level Policy Optimization for Large Language Models

Large Language Models (LLMs) have shown promise as intelligent agents in interactive decision-making tasks. Traditional approaches often depend on meticulously designed prompts, high-quality examples, or additional reward models for in-context learning, supervised fine-tuning, or RLHF. Reinforcement learning (RL) presents a dynamic alternative for LLMs to overcome these dependencies by engaging directly with task-specific environments. Nonetheless, it faces significant hurdles: 1) instability stemming from the exponentially vast action space requiring exploration; 2) challenges in assigning token-level credit based on action-level reward signals, resulting in discord between maximizing rewards and accurately modeling corpus data. In response to these challenges, we introduce Entropy-Regularized Token-level Policy Optimization (ETPO), an entropy-augmented RL method tailored for optimizing LLMs at the token level. At the heart of ETPO is our novel per-token soft Bellman update, designed to harmonize the RL process with the principles of language modeling. This methodology decomposes the Q-function update from a coarse action-level view to a more granular token-level perspective, backed by theoretical proof of optimization consistency. Crucially, this decomposition renders linear time complexity in action exploration. We assess the effectiveness of ETPO within a simulated environment that models data science code generation as a series of multi-step interactive tasks; results show that ETPO achieves effective performance improvement on the CodeLlama-7B model and surpasses a variant PPO baseline inherited from RLHF. This underlines ETPO's potential as a robust method for refining the interactive decision-making capabilities of LLMs.

Fairly Evaluating Large Language Model-based Recommendation Needs Revisit the Cross-Entropy Loss

Large language models (LLMs) have gained much attention in the recommendation community; some studies have observed that LLMs, fine-tuned by the cross-entropy loss with a full softmax, could achieve state-of-the-art performance already. However, these claims are drawn from unobjective and unfair comparisons. In view of the substantial quantity of items in reality, conventional recommenders typically adopt a pointwise/pairwise loss function instead for training. This substitute however causes severe performance degradation, leading to under-estimation of conventional methods and over-confidence in the ranking capability of LLMs. In this work, we theoretically justify the superiority of cross-entropy, and showcase that it can be adequately replaced by some elementary approximations with certain necessary modifications. The remarkable results across three public datasets corroborate that even in a practical sense, existing LLM-based methods are not as effective as claimed for next-item recommendation. We hope that these theoretical understandings in conjunction with the empirical results will facilitate an objective evaluation of LLM-based recommendation in the future.

CounterCLR: Counterfactual Contrastive Learning with Non-random Missing Data in Recommendation

Recommender systems are designed to learn user preferences from observed feedback and comprise many fundamental tasks, such as rating prediction and post-click conversion rate (pCVR) prediction. However, the observed feedback usually suffer from two issues: selection bias and data sparsity, where biased and insufficient feedback seriously degrade the performance of recommender systems in terms of accuracy and ranking. Existing solutions for handling the issues, such as data imputation and inverse propensity score, are highly susceptible to additional trained imputation or propensity models. In this work, we propose a novel counterfactual contrastive learning framework for recommendation, named CounterCLR, to tackle the problem of non-random missing data by exploiting the advances in contrast learning. Specifically, the proposed CounterCLR employs a deep representation network, called CauNet, to infer non-random missing data in recommendations and perform user preference modeling by further introducing a self-supervised contrastive learning task. Our CounterCLR mitigates the selection bias problem without the need for additional models or estimators, while also enhancing the generalization ability in cases of sparse data. Experiments on real-world datasets demonstrate the effectiveness and superiority of our method.

Deep Learning for Multivariate Time Series Imputation: A Survey

The ubiquitous missing values cause the multivariate time series data to be partially observed, destroying the integrity of time series and hindering the effective time series data analysis. Recently deep learning imputation methods have demonstrated remarkable success in elevating the quality of corrupted time series data, subsequently enhancing performance in downstream tasks. In this paper, we conduct a comprehensive survey on the recently proposed deep learning imputation methods. First, we propose a taxonomy for the reviewed methods, and then provide a structured review of these methods by highlighting their strengths and limitations. We also conduct empirical experiments to study different methods and compare their enhancement for downstream tasks. Finally, the open issues for future research on multivariate time series imputation are pointed out. All code and configurations of this work, including a regularly maintained multivariate time series imputation paper list, can be found in the GitHub repository~\url{https://github.com/WenjieDu/Awesome\_Imputation}.

InfoRank: Unbiased Learning-to-Rank via Conditional Mutual Information Minimization

Ranking items regarding individual user interests is a core technique of multiple downstream tasks such as recommender systems. Learning such a personalized ranker typically relies on the implicit feedback from users' past click-through behaviors. However, collected feedback is biased toward previously highly-ranked items and directly learning from it would result in a "rich-get-richer" phenomenon. In this paper, we propose a simple yet sufficient unbiased learning-to-rank paradigm named InfoRank that aims to simultaneously address both position and popularity biases. We begin by consolidating the impacts of those biases into a single observation factor, thereby providing a unified approach to addressing bias-related issues. Subsequently, we minimize the mutual information between the observation estimation and the relevance estimation conditioned on the input features. By doing so, our relevance estimation can be proved to be free of bias. To implement InfoRank, we first incorporate an attention mechanism to capture latent correlations within user-item features, thereby generating estimations of observation and relevance. We then introduce a regularization term, grounded in conditional mutual information, to promote conditional independence between relevance estimation and observation estimation. Experimental evaluations conducted across three extensive recommendation and search datasets reveal that InfoRank learns more precise and unbiased ranking strategies.

A Framework to Implement 1+N Multi-task Fine-tuning Pattern in LLMs Using the CGC-LORA Algorithm

With the productive evolution of large language models (LLMs) in the field of natural language processing (NLP), tons of effort has been made to effectively fine-tune common pre-trained LLMs to fulfill a variety of tasks in one or multiple specific domain. In practice, there are two prevailing ways, in which the adaptation can be achieved: (i) Multiple Independent Models: Pre-trained LLMs are fine-tuned a few times independently using the corresponding training samples from each task. (ii) An Integrated Model: Samples from all tasks are employed to fine-tune a pre-trianed LLM unitedly. To address the high computing cost and seesawing issue simultaneously, we propose a unified framework that implements a 1 + N mutli-task fine-tuning pattern in LLMs using a novel Customized Gate Control (CGC) Low-rank Adaptation (LoRA) algorithm. Our work aims to take an advantage of both MTL (i.e., CGC) and PEFT (i.e., LoRA) scheme. For a given cluster of tasks, we design an innovative layer that contains two types of experts as additional trainable parameters to make LoRA be compatible with MTL. To comprehensively evaluate the proposed framework, we conduct well-designed experiments on two public datasets. The experimental results demonstrate that the unified framework with CGC-LoRA modules achieves higher evaluation scores than all benchmarks on both two datasets.

Skeleton-Guided Instance Separation for Fine-Grained Segmentation in Microscopy

One of the fundamental challenges in microscopy (MS) image analysis is instance segmentation (IS), particularly when segmenting cluster regions where multiple objects of varying sizes and shapes may be connected or even overlapped in arbitrary orientations. Existing IS methods usually fail in handling such scenarios, as they rely on coarse instance representations such as keypoints and horizontal bounding boxes (h-bboxes). In this paper, we propose a novel one-stage framework named A2B-IS to address this challenge and enhance the accuracy of IS in MS images. Our approach represents each instance with a pixel-level mask map and a rotated bounding box (r-bbox). Unlike two-stage methods that use box proposals for segmentations, our method decouples mask and box predictions, enabling simultaneous processing to streamline the model pipeline. Additionally, we introduce a Gaussian skeleton map to aid the IS task in two key ways: (1) It guides anchor placement, reducing computational costs while improving the model's capacity to learn RoI-aware features by filtering out noise from background regions. (2) It ensures accurate isolation of densely packed instances by rectifying erroneous box predictions near instance boundaries. To further enhance the performance, we integrate two modules into the framework: (1) An Atrous Attention Block (A2B) designed to extract high-resolution feature maps with fine-grained multiscale information, and (2) A Semi-Supervised Learning (SSL) strategy that leverages both labeled and unlabeled images for model training. Our method has been thoroughly validated on two large-scale MS datasets, demonstrating its superiority over most state-of-the-art approaches.

Large Language Models Are Neurosymbolic Reasoners

A wide range of real-world applications is characterized by their symbolic nature, necessitating a strong capability for symbolic reasoning. This paper investigates the potential application of Large Language Models (LLMs) as symbolic reasoners. We focus on text-based games, significant benchmarks for agents with natural language capabilities, particularly in symbolic tasks like math, map reading, sorting, and applying common sense in text-based worlds. To facilitate these agents, we propose an LLM agent designed to tackle symbolic challenges and achieve in-game objectives. We begin by initializing the LLM agent and informing it of its role. The agent then receives observations and a set of valid actions from the text-based games, along with a specific symbolic module. With these inputs, the LLM agent chooses an action and interacts with the game environments. Our experimental results demonstrate that our method significantly enhances the capability of LLMs as automated agents for symbolic reasoning, and our LLM agent is effective in text-based games involving symbolic tasks, achieving an average performance of 88% across all tasks.

Adversarial Masking Contrastive Learning for vein recognition

Vein recognition has received increasing attention due to its high security and privacy. Recently, deep neural networks such as Convolutional neural networks (CNN) and Transformers have been introduced for vein recognition and achieved state-of-the-art performance. Despite the recent advances, however, existing solutions for finger-vein feature extraction are still not optimal due to scarce training image samples. To overcome this problem, in this paper, we propose an adversarial masking contrastive learning (AMCL) approach, that generates challenging samples to train a more robust contrastive learning model for the downstream palm-vein recognition task, by alternatively optimizing the encoder in the contrastive learning model and a set of latent variables. First, a huge number of masks are generated to train a robust generative adversarial network (GAN). The trained generator transforms a latent variable from the latent variable space into a mask space. Then, we combine the trained generator with a contrastive learning model to obtain our AMCL, where the generator produces challenging masking images to increase the contrastive loss and the contrastive learning model is trained based on the harder images to learn a more robust feature representation. After training, the trained encoder in the contrastive learning model is combined with a classification layer to build a classifier, which is further fine-tuned on labeled training data for vein recognition. The experimental results on three databases demonstrate that our approach outperforms existing contrastive learning approaches in terms of improving identification accuracy of vein classifiers and achieves state-of-the-art recognition results.

Can AI Write Classical Chinese Poetry like Humans? An Empirical Study Inspired by Turing Test

Some argue that the essence of humanity, such as creativity and sentiment, can never be mimicked by machines. This paper casts doubt on this belief by studying a vital question: Can AI compose poetry as well as humans? To answer the question, we propose ProFTAP, a novel evaluation framework inspired by Turing test to assess AI's poetry writing capability. We apply it on current large language models (LLMs) and find that recent LLMs do indeed possess the ability to write classical Chinese poems nearly indistinguishable from those of humans. We also reveal that various open-source LLMs can outperform GPT-4 on this task.