Understanding the Role of Cross-Entropy Loss in Fairly Evaluating Large Language Model-based Recommendation

Large language models (LLMs) have gained much attention in the recommendation community; some studies have observed that LLMs, fine-tuned by the cross-entropy loss with a full softmax, could achieve state-of-the-art performance already. However, these claims are drawn from unobjective and unfair comparisons. In view of the substantial quantity of items in reality, conventional recommenders typically adopt a pointwise/pairwise loss function instead for training. This substitute however causes severe performance degradation, leading to under-estimation of conventional methods and over-confidence in the ranking capability of LLMs. In this work, we theoretically justify the superiority of cross-entropy, and showcase that it can be adequately replaced by some elementary approximations with certain necessary modifications. The remarkable results across three public datasets corroborate that even in a practical sense, existing LLM-based methods are not as effective as claimed for next-item recommendation. We hope that these theoretical understandings in conjunction with the empirical results will facilitate an objective evaluation of LLM-based recommendation in the future.

Fairly Evaluating Large Language Model-based Recommendation Needs Revisit the Cross-Entropy Loss

Large language models (LLMs) have gained much attention in the recommendation community; some studies have observed that LLMs, fine-tuned by the cross-entropy loss with a full softmax, could achieve state-of-the-art performance already. However, these claims are drawn from unobjective and unfair comparisons. In view of the substantial quantity of items in reality, conventional recommenders typically adopt a pointwise/pairwise loss function instead for training. This substitute however causes severe performance degradation, leading to under-estimation of conventional methods and over-confidence in the ranking capability of LLMs. In this work, we theoretically justify the superiority of cross-entropy, and showcase that it can be adequately replaced by some elementary approximations with certain necessary modifications. The remarkable results across three public datasets corroborate that even in a practical sense, existing LLM-based methods are not as effective as claimed for next-item recommendation. We hope that these theoretical understandings in conjunction with the empirical results will facilitate an objective evaluation of LLM-based recommendation in the future.

Learning Interpretable Rules for Scalable Data Representation and Classification

Rule-based models, e.g., decision trees, are widely used in scenarios demanding high model interpretability for their transparent inner structures and good model expressivity. However, rule-based models are hard to optimize, especially on large data sets, due to their discrete parameters and structures. Ensemble methods and fuzzy/soft rules are commonly used to improve performance, but they sacrifice the model interpretability. To obtain both good scalability and interpretability, we propose a new classifier, named Rule-based Representation Learner (RRL), that automatically learns interpretable non-fuzzy rules for data representation and classification. To train the non-differentiable RRL effectively, we project it to a continuous space and propose a novel training method, called Gradient Grafting, that can directly optimize the discrete model using gradient descent. A novel design of logical activation functions is also devised to increase the scalability of RRL and enable it to discretize the continuous features end-to-end. Exhaustive experiments on ten small and four large data sets show that RRL outperforms the competitive interpretable approaches and can be easily adjusted to obtain a trade-off between classification accuracy and model complexity for different scenarios. Our code is available at: https://github.com/12wang3/rrl.

FlexKBQA: A Flexible LLM-Powered Framework for Few-Shot Knowledge Base Question Answering

Knowledge base question answering (KBQA) is a critical yet challenging task due to the vast number of entities within knowledge bases and the diversity of natural language questions posed by users. Unfortunately, the performance of most KBQA models tends to decline significantly in real-world scenarios where high-quality annotated data is insufficient. To mitigate the burden associated with manual annotation, we introduce FlexKBQA by utilizing Large Language Models (LLMs) as program translators for addressing the challenges inherent in the few-shot KBQA task. Specifically, FlexKBQA leverages automated algorithms to sample diverse programs, such as SPARQL queries, from the knowledge base, which are subsequently converted into natural language questions via LLMs. This synthetic dataset facilitates training a specialized lightweight model for the KB. Additionally, to reduce the barriers of distribution shift between synthetic data and real user questions, FlexKBQA introduces an executionguided self-training method to iterative leverage unlabeled user questions. Furthermore, we explore harnessing the inherent reasoning capability of LLMs to enhance the entire framework. Consequently, FlexKBQA delivers substantial flexibility, encompassing data annotation, deployment, and being domain agnostic. Through extensive experiments on GrailQA, WebQSP, and KQA Pro, we observe that under the few-shot even the more challenging zero-shot scenarios, FlexKBQA achieves impressive results with a few annotations, surpassing all previous baselines and even approaching the performance of supervised models, achieving a remarkable 93% performance relative to the fully-supervised models. We posit that FlexKBQA represents a significant advancement towards exploring better integration of large and lightweight models. The code is open-sourced.

Retentive Network: A Successor to Transformer for Large Language Models

In this work, we propose Retentive Network (RetNet) as a foundation architecture for large language models, simultaneously achieving training parallelism, low-cost inference, and good performance. We theoretically derive the connection between recurrence and attention. Then we propose the retention mechanism for sequence modeling, which supports three computation paradigms, i.e., parallel, recurrent, and chunkwise recurrent. Specifically, the parallel representation allows for training parallelism. The recurrent representation enables low-cost $O(1)$ inference, which improves decoding throughput, latency, and GPU memory without sacrificing performance. The chunkwise recurrent representation facilitates efficient long-sequence modeling with linear complexity, where each chunk is encoded parallelly while recurrently summarizing the chunks. Experimental results on language modeling show that RetNet achieves favorable scaling results, parallel training, low-cost deployment, and efficient inference. The intriguing properties make RetNet a strong successor to Transformer for large language models. Code will be available at https://aka.ms/retnet.

Knowledge-aware Collaborative Filtering with Pre-trained Language Model for Personalized Review-based Rating Prediction

Personalized review-based rating prediction aims at leveraging existing reviews to model user interests and item characteristics for rating prediction. Most of the existing studies mainly encounter two issues. First, the rich knowledge contained in the fine-grained aspects of each review and the knowledge graph is rarely considered to complement the pure text for better modeling user-item interactions. Second, the power of pre-trained language models is not carefully studied for personalized review-based rating prediction. To address these issues, we propose an approach named Knowledge-aware Collaborative Filtering with Pre-trained Language Model (KCF-PLM). For the first issue, to utilize rich knowledge, KCF-PLM develops a transformer network to model the interactions of the extracted aspects w.r.t. a user-item pair. For the second issue, to better represent users and items, KCF-PLM takes all the historical reviews of a user or an item as input to pre-trained language models. Moreover, KCF-PLM integrates the transformer network and the pre-trained language models through representation propagation on the knowledge graph and user-item guided attention of the aspect representations. Thus KCF-PLM combines review text, aspect, knowledge graph, and pre-trained language models together for review-based rating prediction. We conduct comprehensive experiments on several public datasets, demonstrating the effectiveness of KCF-PLM.

Can LLMs like GPT-4 outperform traditional AI tools in dementia diagnosis? Maybe, but not today

Recent investigations show that large language models (LLMs), specifically GPT-4, not only have remarkable capabilities in common Natural Language Processing (NLP) tasks but also exhibit human-level performance on various professional and academic benchmarks. However, whether GPT-4 can be directly used in practical applications and replace traditional artificial intelligence (AI) tools in specialized domains requires further experimental validation. In this paper, we explore the potential of LLMs such as GPT-4 to outperform traditional AI tools in dementia diagnosis. Comprehensive comparisons between GPT-4 and traditional AI tools are conducted to examine their diagnostic accuracy in a clinical setting. Experimental results on two real clinical datasets show that, although LLMs like GPT-4 demonstrate potential for future advancements in dementia diagnosis, they currently do not surpass the performance of traditional AI tools. The interpretability and faithfulness of GPT-4 are also evaluated by comparison with real doctors. We discuss the limitations of GPT-4 in its current state and propose future research directions to enhance GPT-4 in dementia diagnosis.