Phi-3 Technical Report: A Highly Capable Language Model Locally on Your Phone

We introduce phi-3-mini, a 3.8 billion parameter language model trained on 3.3 trillion tokens, whose overall performance, as measured by both academic benchmarks and internal testing, rivals that of models such as Mixtral 8x7B and GPT-3.5 (e.g., phi-3-mini achieves 69% on MMLU and 8.38 on MT-bench), despite being small enough to be deployed on a phone. The innovation lies entirely in our dataset for training, a scaled-up version of the one used for phi-2, composed of heavily filtered web data and synthetic data. The model is also further aligned for robustness, safety, and chat format. We also provide some initial parameter-scaling results with a 7B and 14B models trained for 4.8T tokens, called phi-3-small and phi-3-medium, both significantly more capable than phi-3-mini (e.g., respectively 75% and 78% on MMLU, and 8.7 and 8.9 on MT-bench).

Language Is Not All You Need: Aligning Perception with Language Models

A big convergence of language, multimodal perception, action, and world modeling is a key step toward artificial general intelligence. In this work, we introduce Kosmos-1, a Multimodal Large Language Model (MLLM) that can perceive general modalities, learn in context (i.e., few-shot), and follow instructions (i.e., zero-shot). Specifically, we train Kosmos-1 from scratch on web-scale multimodal corpora, including arbitrarily interleaved text and images, image-caption pairs, and text data. We evaluate various settings, including zero-shot, few-shot, and multimodal chain-of-thought prompting, on a wide range of tasks without any gradient updates or finetuning. Experimental results show that Kosmos-1 achieves impressive performance on (i) language understanding, generation, and even OCR-free NLP (directly fed with document images), (ii) perception-language tasks, including multimodal dialogue, image captioning, visual question answering, and (iii) vision tasks, such as image recognition with descriptions (specifying classification via text instructions). We also show that MLLMs can benefit from cross-modal transfer, i.e., transfer knowledge from language to multimodal, and from multimodal to language. In addition, we introduce a dataset of Raven IQ test, which diagnoses the nonverbal reasoning capability of MLLMs.

Image as a Foreign Language: BEiT Pretraining for All Vision and Vision-Language Tasks

A big convergence of language, vision, and multimodal pretraining is emerging. In this work, we introduce a general-purpose multimodal foundation model BEiT-3, which achieves state-of-the-art transfer performance on both vision and vision-language tasks. Specifically, we advance the big convergence from three aspects: backbone architecture, pretraining task, and model scaling up. We introduce Multiway Transformers for general-purpose modeling, where the modular architecture enables both deep fusion and modality-specific encoding. Based on the shared backbone, we perform masked "language" modeling on images (Imglish), texts (English), and image-text pairs ("parallel sentences") in a unified manner. Experimental results show that BEiT-3 obtains state-of-the-art performance on object detection (COCO), semantic segmentation (ADE20K), image classification (ImageNet), visual reasoning (NLVR2), visual question answering (VQAv2), image captioning (COCO), and cross-modal retrieval (Flickr30K, COCO).

Is High Variance Unavoidable in RL? A Case Study in Continuous Control

Reinforcement learning (RL) experiments have notoriously high variance, and minor details can have disproportionately large effects on measured outcomes. This is problematic for creating reproducible research and also serves as an obstacle for real-world applications, where safety and predictability are paramount. In this paper, we investigate causes for this perceived instability. To allow for an in-depth analysis, we focus on a specifically popular setup with high variance -- continuous control from pixels with an actor-critic agent. In this setting, we demonstrate that variance mostly arises early in training as a result of poor "outlier" runs, but that weight initialization and initial exploration are not to blame. We show that one cause for early variance is numerical instability which leads to saturating nonlinearities. We investigate several fixes to this issue and find that one particular method is surprisingly effective and simple -- normalizing penultimate features. Addressing the learning instability allows for larger learning rates, and significantly decreases the variance of outcomes. This demonstrates that the perceived variance in RL is not necessarily inherent to the problem definition and may be addressed through simple architectural modifications.

Towards Deeper Deep Reinforcement Learning

In computer vision and natural language processing, innovations in model architecture that lead to increases in model capacity have reliably translated into gains in performance. In stark contrast with this trend, state-of-the-art reinforcement learning (RL) algorithms often use only small MLPs, and gains in performance typically originate from algorithmic innovations. It is natural to hypothesize that small datasets in RL necessitate simple models to avoid overfitting; however, this hypothesis is untested. In this paper we investigate how RL agents are affected by exchanging the small MLPs with larger modern networks with skip connections and normalization, focusing specifically on soft actor-critic (SAC) algorithms. We verify, empirically, that na\"ively adopting such architectures leads to instabilities and poor performance, likely contributing to the popularity of simple models in practice. However, we show that dataset size is not the limiting factor, and instead argue that intrinsic instability from the actor in SAC taking gradients through the critic is the culprit. We demonstrate that a simple smoothing method can mitigate this issue, which enables stable training with large modern architectures. After smoothing, larger models yield dramatic performance improvements for state-of-the-art agents -- suggesting that more "easy" gains may be had by focusing on model architectures in addition to algorithmic innovations.

Low-Precision Reinforcement Learning

Low-precision training has become a popular approach to reduce computation time, memory footprint, and energy consumption in supervised learning. In contrast, this promising approach has not enjoyed similarly widespread adoption within the reinforcement learning (RL) community, in part because RL agents can be notoriously hard to train -- even in full precision. In this paper we consider continuous control with the state-of-the-art SAC agent and demonstrate that a na\"ive adaptation of low-precision methods from supervised learning fails. We propose a set of six modifications, all straightforward to implement, that leaves the underlying agent unchanged but improves its numerical stability dramatically. The resulting modified SAC agent has lower memory and compute requirements while matching full-precision rewards, thus demonstrating the feasibility of low-precision RL.

Understanding Decoupled and Early Weight Decay

Weight decay (WD) is a traditional regularization technique in deep learning, but despite its ubiquity, its behavior is still an area of active research. Golatkar et al. have recently shown that WD only matters at the start of the training in computer vision, upending traditional wisdom. Loshchilov et al. show that for adaptive optimizers, manually decaying weights can outperform adding an $l_2$ penalty to the loss. This technique has become increasingly popular and is referred to as decoupled WD. The goal of this paper is to investigate these two recent empirical observations. We demonstrate that by applying WD only at the start, the network norm stays small throughout training. This has a regularizing effect as the effective gradient updates become larger. However, traditional generalizations metrics fail to capture this effect of WD, and we show how a simple scale-invariant metric can. We also show how the growth of network weights is heavily influenced by the dataset and its generalization properties. For decoupled WD, we perform experiments in NLP and RL where adaptive optimizers are the norm. We demonstrate that the primary issue that decoupled WD alleviates is the mixing of gradients from the objective function and the $l_2$ penalty in the buffers of Adam (which stores the estimates of the first-order moment). Adaptivity itself is not problematic and decoupled WD ensures that the gradients from the $l_2$ term cannot "drown out" the true objective, facilitating easier hyperparameter tuning.

Automatic Detection and Compression for Passive Acoustic Monitoring of the African Forest Elephant

In this work, we consider applying machine learning to the analysis and compression of audio signals in the context of monitoring elephants in sub-Saharan Africa. Earth's biodiversity is increasingly under threat by sources of anthropogenic change (e.g. resource extraction, land use change, and climate change) and surveying animal populations is critical for developing conservation strategies. However, manually monitoring tropical forests or deep oceans is intractable. For species that communicate acoustically, researchers have argued for placing audio recorders in the habitats as a cost-effective and non-invasive method, a strategy known as passive acoustic monitoring (PAM). In collaboration with conservation efforts, we construct a large labeled dataset of passive acoustic recordings of the African Forest Elephant via crowdsourcing, compromising thousands of hours of recordings in the wild. Using state-of-the-art techniques in artificial intelligence we improve upon previously proposed methods for passive acoustic monitoring for classification and segmentation. In real-time detection of elephant calls, network bandwidth quickly becomes a bottleneck and efficient ways to compress the data are needed. Most audio compression schemes are aimed at human listeners and are unsuitable for low-frequency elephant calls. To remedy this, we provide a novel end-to-end differentiable method for compression of audio signals that can be adapted to acoustic monitoring of any species and dramatically improves over naive coding strategies.

Understanding Batch Normalization

Batch normalization is a ubiquitous deep learning technique that normalizes activations in intermediate layers. It is associated with improved accuracy and faster learning, but despite its enormous success there is little consensus regarding why it works. We aim to rectify this and take an empirical approach to understanding batch normalization. Our primary observation is that the higher learning rates that batch normalization enables have a regularizing effect that dramatically improves generalization of normalized networks, which is both demonstrated empirically and motivated theoretically. We show how activations become large and how the convolutional channels become increasingly ill-behaved for layers deep in unnormalized networks, and how this results in larger input-independent gradients. Beyond just gradient scaling, we demonstrate how the learning rate in unnormalized networks is further limited by the magnitude of activations growing exponentially with network depth for large parameter updates, a problem batch normalization trivially avoids. Motivated by recent results in random matrix theory, we argue that ill-conditioning of the activations is due to fluctuations in random initialization, shedding new light on classical initialization schemes and their consequences.

Scalable Relaxations of Sparse Packing Constraints: Optimal Biocontrol in Predator-Prey Network

Cascades represent rapid changes in networks. A cascading phenomenon of ecological and economic impact is the spread of invasive species in geographic landscapes. The most promising management strategy is often biocontrol, which entails introducing a natural predator able to control the invading population, a setting that can be treated as two interacting cascades of predator and prey populations. We formulate and study a nonlinear problem of optimal biocontrol: optimally seeding the predator cascade over time to minimize the harmful prey population. Recurring budgets, which typically face conservation organizations, naturally leads to sparse constraints which make the problem amenable to approximation algorithms. Available methods based on continuous relaxations scale poorly, to remedy this we develop a novel and scalable randomized algorithm based on a width relaxation, applicable to a broad class of combinatorial optimization problems. We evaluate our contributions in the context of biocontrol for the insect pest Hemlock Wolly Adelgid (HWA) in eastern North America. Our algorithm outperforms competing methods in terms of scalability and solution quality, and finds near optimal strategies for the control of the HWA for fine-grained networks -- an important problem in computational sustainability.