MM1: Methods, Analysis & Insights from Multimodal LLM Pre-training

In this work, we discuss building performant Multimodal Large Language Models (MLLMs). In particular, we study the importance of various architecture components and data choices. Through careful and comprehensive ablations of the image encoder, the vision language connector, and various pre-training data choices, we identified several crucial design lessons. For example, we demonstrate that for large-scale multimodal pre-training using a careful mix of image-caption, interleaved image-text, and text-only data is crucial for achieving state-of-the-art (SOTA) few-shot results across multiple benchmarks, compared to other published pre-training results. Further, we show that the image encoder together with image resolution and the image token count has substantial impact, while the vision-language connector design is of comparatively negligible importance. By scaling up the presented recipe, we build MM1, a family of multimodal models up to 30B parameters, including both dense models and mixture-of-experts (MoE) variants, that are SOTA in pre-training metrics and achieve competitive performance after supervised fine-tuning on a range of established multimodal benchmarks. Thanks to large-scale pre-training, MM1 enjoys appealing properties such as enhanced in-context learning, and multi-image reasoning, enabling few-shot chain-of-thought prompting.

CoGenesis: A Framework Collaborating Large and Small Language Models for Secure Context-Aware Instruction Following

With the advancement of language models (LMs), their exposure to private data is increasingly inevitable, and their deployment (especially for smaller ones) on personal devices, such as PCs and smartphones, has become a prevailing trend. In contexts laden with user information, enabling models to both safeguard user privacy and execute commands efficiently emerges as an essential research imperative. In this paper, we propose CoGenesis, a collaborative generation framework integrating large (hosted on cloud infrastructure) and small models (deployed on local devices) to address privacy concerns logically. Initially, we design a pipeline to create personalized writing instruction datasets enriched with extensive context details as the testbed of this research issue. Subsequently, we introduce two variants of CoGenesis based on sketch and logits respectively. Our experimental findings, based on our synthesized dataset and two additional open-source datasets, indicate that: 1) Large-scale models perform well when provided with user context but struggle in the absence of such context. 2) While specialized smaller models fine-tuned on the synthetic dataset show promise, they still lag behind their larger counterparts. 3) Our CoGenesis framework, utilizing mixed-scale models, showcases competitive performance, providing a feasible solution to privacy issues.

Momentum Approximation in Asynchronous Private Federated Learning

Asynchronous protocols have been shown to improve the scalability of federated learning (FL) with a massive number of clients. Meanwhile, momentum-based methods can achieve the best model quality in synchronous FL. However, naively applying momentum in asynchronous FL algorithms leads to slower convergence and degraded model performance. It is still unclear how to effective combinie these two techniques together to achieve a win-win. In this paper, we find that asynchrony introduces implicit bias to momentum updates. In order to address this problem, we propose momentum approximation that minimizes the bias by finding an optimal weighted average of all historical model updates. Momentum approximation is compatible with secure aggregation as well as differential privacy, and can be easily integrated in production FL systems with a minor communication and storage cost. We empirically demonstrate that on benchmark FL datasets, momentum approximation can achieve $1.15 \textrm{--}4\times$ speed up in convergence compared to existing asynchronous FL optimizers with momentum.

Wasserstein Nonnegative Tensor Factorization with Manifold Regularization

Nonnegative tensor factorization (NTF) has become an important tool for feature extraction and part-based representation with preserved intrinsic structure information from nonnegative high-order data. However, the original NTF methods utilize Euclidean or Kullback-Leibler divergence as the loss function which treats each feature equally leading to the neglect of the side-information of features. To utilize correlation information of features and manifold information of samples, we introduce Wasserstein manifold nonnegative tensor factorization (WMNTF), which minimizes the Wasserstein distance between the distribution of input tensorial data and the distribution of reconstruction. Although some researches about Wasserstein distance have been proposed in nonnegative matrix factorization (NMF), they ignore the spatial structure information of higher-order data. We use Wasserstein distance (a.k.a Earth Mover's distance or Optimal Transport distance) as a metric and add a graph regularizer to a latent factor. Experimental results demonstrate the effectiveness of the proposed method compared with other NMF and NTF methods.

Multichannel blind speech source separation with a disjoint constraint source model

Multichannel convolutive blind speech source separation refers to the problem of separating different speech sources from the observed multichannel mixtures without much a priori information about the mixing system. Multichannel nonnegative matrix factorization (MNMF) has been proven to be one of the most powerful separation frameworks and the representative algorithms such as MNMF and the independent low-rank matrix analysis (ILRMA) have demonstrated great performance. However, the sparseness properties of speech source signals are not fully taken into account in such a framework. It is well known that speech signals are sparse in nature, which is considered in this work to improve the separation performance. Specifically, we utilize the Bingham and Laplace distributions to formulate a disjoint constraint regularizer, which is subsequently incorporated into both MNMF and ILRMA. We then derive majorization-minimization rules for updating parameters related to the source model, resulting in the development of two enhanced algorithms: s-MNMF and s-ILRMA. Comprehensive simulations are conducted, and the results unequivocally demonstrate the efficacy of our proposed methodologies.

Independent low-rank matrix analysis based on the Sinkhorn divergence source model for blind source separation

The so-called independent low-rank matrix analysis (ILRMA) has demonstrated a great potential for dealing with the problem of determined blind source separation (BSS) for audio and speech signals. This method assumes that the spectra from different frequency bands are independent and the spectral coefficients in any frequency band are Gaussian distributed. The Itakura-Saito divergence is then employed to estimate the source model related parameters. In reality, however, the spectral coefficients from different frequency bands may be dependent, which is not considered in the existing ILRMA algorithm. This paper presents an improved version of ILRMA, which considers the dependency between the spectral coefficients from different frequency bands. The Sinkhorn divergence is then exploited to optimize the source model parameters. As a result of using the cross-band information, the BSS performance is improved. But the number of parameters to be estimated also increases significantly, and so is the computational complexity. To reduce the algorithm complexity, we apply the Kronecker product to decompose the modeling matrix into the product of a number of matrices of much smaller dimensionality. An efficient algorithm is then developed to implement the Sinkhorn divergence based BSS algorithm and the complexity is reduced by an order of magnitude.

PLGSLAM: Progressive Neural Scene Represenation with Local to Global Bundle Adjustment

Neural implicit scene representations have recently shown encouraging results in dense visual SLAM. However, existing methods produce low-quality scene reconstruction and low-accuracy localization performance when scaling up to large indoor scenes and long sequences. These limitations are mainly due to their single, global radiance field with finite capacity, which does not adapt to large scenarios. Their end-to-end pose networks are also not robust enough with the growth of cumulative errors in large scenes. To this end, we present PLGSLAM, a neural visual SLAM system which performs high-fidelity surface reconstruction and robust camera tracking in real time. To handle large-scale indoor scenes, PLGSLAM proposes a progressive scene representation method which dynamically allocates new local scene representation trained with frames within a local sliding window. This allows us to scale up to larger indoor scenes and improves robustness (even under pose drifts). In local scene representation, PLGSLAM utilizes tri-planes for local high-frequency features. We also incorporate multi-layer perceptron (MLP) networks for the low-frequency feature, smoothness, and scene completion in unobserved areas. Moreover, we propose local-to-global bundle adjustment method with a global keyframe database to address the increased pose drifts on long sequences. Experimental results demonstrate that PLGSLAM achieves state-of-the-art scene reconstruction results and tracking performance across various datasets and scenarios (both in small and large-scale indoor environments). The code will be open-sourced upon paper acceptance.

FedHyper: A Universal and Robust Learning Rate Scheduler for Federated Learning with Hypergradient Descent

The theoretical landscape of federated learning (FL) undergoes rapid evolution, but its practical application encounters a series of intricate challenges, and hyperparameter optimization is one of these critical challenges. Amongst the diverse adjustments in hyperparameters, the adaptation of the learning rate emerges as a crucial component, holding the promise of significantly enhancing the efficacy of FL systems. In response to this critical need, this paper presents FedHyper, a novel hypergradient-based learning rate adaptation algorithm specifically designed for FL. FedHyper serves as a universal learning rate scheduler that can adapt both global and local rates as the training progresses. In addition, FedHyper not only showcases unparalleled robustness to a spectrum of initial learning rate configurations but also significantly alleviates the necessity for laborious empirical learning rate adjustments. We provide a comprehensive theoretical analysis of FedHyper's convergence rate and conduct extensive experiments on vision and language benchmark datasets. The results demonstrate that FEDHYPER consistently converges 1.1-3x faster than FedAvg and the competing baselines while achieving superior final accuracy. Moreover, FedHyper catalyzes a remarkable surge in accuracy, augmenting it by up to 15% compared to FedAvg under suboptimal initial learning rate settings.