Learning to Generalize Provably in Learning to Optimize

Learning to optimize (L2O) has gained increasing popularity, which automates the design of optimizers by data-driven approaches. However, current L2O methods often suffer from poor generalization performance in at least two folds: (i) applying the L2O-learned optimizer to unseen optimizees, in terms of lowering their loss function values (optimizer generalization, or ``generalizable learning of optimizers"); and (ii) the test performance of an optimizee (itself as a machine learning model), trained by the optimizer, in terms of the accuracy over unseen data (optimizee generalization, or ``learning to generalize"). While the optimizer generalization has been recently studied, the optimizee generalization (or learning to generalize) has not been rigorously studied in the L2O context, which is the aim of this paper. We first theoretically establish an implicit connection between the local entropy and the Hessian, and hence unify their roles in the handcrafted design of generalizable optimizers as equivalent metrics of the landscape flatness of loss functions. We then propose to incorporate these two metrics as flatness-aware regularizers into the L2O framework in order to meta-train optimizers to learn to generalize, and theoretically show that such generalization ability can be learned during the L2O meta-training process and then transformed to the optimizee loss function. Extensive experiments consistently validate the effectiveness of our proposals with substantially improved generalization on multiple sophisticated L2O models and diverse optimizees. Our code is available at: https://github.com/VITA-Group/Open-L2O/tree/main/Model_Free_L2O/L2O-Entropy.

FedSpeed: Larger Local Interval, Less Communication Round, and Higher Generalization Accuracy

Federated learning is an emerging distributed machine learning framework which jointly trains a global model via a large number of local devices with data privacy protections. Its performance suffers from the non-vanishing biases introduced by the local inconsistent optimal and the rugged client-drifts by the local over-fitting. In this paper, we propose a novel and practical method, FedSpeed, to alleviate the negative impacts posed by these problems. Concretely, FedSpeed applies the prox-correction term on the current local updates to efficiently reduce the biases introduced by the prox-term, a necessary regularizer to maintain the strong local consistency. Furthermore, FedSpeed merges the vanilla stochastic gradient with a perturbation computed from an extra gradient ascent step in the neighborhood, thereby alleviating the issue of local over-fitting. Our theoretical analysis indicates that the convergence rate is related to both the communication rounds $T$ and local intervals $K$ with a upper bound $\small \mathcal{O}(1/T)$ if setting a proper local interval. Moreover, we conduct extensive experiments on the real-world dataset to demonstrate the efficiency of our proposed FedSpeed, which performs significantly faster and achieves the state-of-the-art (SOTA) performance on the general FL experimental settings than several baselines including FedAvg, FedProx, FedCM, FedAdam, SCAFFOLD, FedDyn, FedADMM, etc.

Fusion of Global and Local Knowledge for Personalized Federated Learning

Personalized federated learning, as a variant of federated learning, trains customized models for clients using their heterogeneously distributed data. However, it is still inconclusive about how to design personalized models with better representation of shared global knowledge and personalized pattern. To bridge the gap, we in this paper explore personalized models with low-rank and sparse decomposition. Specifically, we employ proper regularization to extract a low-rank global knowledge representation (GKR), so as to distill global knowledge into a compact representation. Subsequently, we employ a sparse component over the obtained GKR to fuse the personalized pattern into the global knowledge. As a solution, we propose a two-stage proximal-based algorithm named \textbf{Fed}erated learning with mixed \textbf{S}parse and \textbf{L}ow-\textbf{R}ank representation (FedSLR) to efficiently search for the mixed models. Theoretically, under proper assumptions, we show that the GKR trained by FedSLR can at least sub-linearly converge to a stationary point of the regularized problem, and that the sparse component being fused can converge to its stationary point under proper settings. Extensive experiments also demonstrate the superior empirical performance of FedSLR. Moreover, FedSLR reduces the number of parameters, and lowers the down-link communication complexity, which are all desirable for federated learning algorithms. Source code is available in \url{https://github.com/huangtiansheng/fedslr}.

Pseudo Contrastive Learning for Graph-based Semi-supervised Learning

Pseudo Labeling is a technique used to improve the performance of semi-supervised Graph Neural Networks (GNNs) by generating additional pseudo-labels based on confident predictions. However, the quality of generated pseudo-labels has long been a concern due to the sensitivity of the classification objective to given labels. To avoid the untrustworthy classification supervision indicating ``a node belongs to a specific class,'' we favor the fault-tolerant contrasting supervision demonstrating ``two nodes do not belong to the same class.'' Thus, the problem of generating high-quality pseudo-labels is then transformed into a relaxed version, i.e., finding reliable contrasting pairs. To achieve this, we propose a general framework for GNNs, termed Pseudo Contrastive Learning (PCL). It separates two nodes whose positive and negative pseudo-labels target the same class. To incorporate topological knowledge into learning, we devise a topologically weighted contrastive loss that spends more effort separating negative pairs with smaller topological distances. Additionally, to alleviate the heavy reliance on data augmentation, we augment nodes only by applying dropout to the encoded representations. Theoretically, we prove that PCL with the lightweight augmentation works like a representation regularizer to effectively learn separation between negative pairs. Experimentally, we employ PCL on various models, which consistently outperform their counterparts using other popular general techniques on five real-world graphs.

X-Adv: Physical Adversarial Object Attacks against X-ray Prohibited Item Detection

Adversarial attacks are valuable for evaluating the robustness of deep learning models. Existing attacks are primarily conducted on the visible light spectrum (e.g., pixel-wise texture perturbation). However, attacks targeting texture-free X-ray images remain underexplored, despite the widespread application of X-ray imaging in safety-critical scenarios such as the X-ray detection of prohibited items. In this paper, we take the first step toward the study of adversarial attacks targeted at X-ray prohibited item detection, and reveal the serious threats posed by such attacks in this safety-critical scenario. Specifically, we posit that successful physical adversarial attacks in this scenario should be specially designed to circumvent the challenges posed by color/texture fading and complex overlapping. To this end, we propose X-adv to generate physically printable metals that act as an adversarial agent capable of deceiving X-ray detectors when placed in luggage. To resolve the issues associated with color/texture fading, we develop a differentiable converter that facilitates the generation of 3D-printable objects with adversarial shapes, using the gradients of a surrogate model rather than directly generating adversarial textures. To place the printed 3D adversarial objects in luggage with complex overlapped instances, we design a policy-based reinforcement learning strategy to find locations eliciting strong attack performance in worst-case scenarios whereby the prohibited items are heavily occluded by other items. To verify the effectiveness of the proposed X-Adv, we conduct extensive experiments in both the digital and the physical world (employing a commercial X-ray security inspection system for the latter case). Furthermore, we present the physical-world X-ray adversarial attack dataset XAD.

Bag of Tricks for Effective Language Model Pretraining and Downstream Adaptation: A Case Study on GLUE

This technical report briefly describes our JDExplore d-team's submission Vega v1 on the General Language Understanding Evaluation (GLUE) leaderboard, where GLUE is a collection of nine natural language understanding tasks, including question answering, linguistic acceptability, sentiment analysis, text similarity, paraphrase detection, and natural language inference. [Method] We investigate several effective strategies and choose their best combination setting as the training recipes. As for model structure, we employ the vanilla Transformer with disentangled attention as the basic block encoder. For self-supervised training, we employ the representative denoising objective (i.e., replaced token detection) in phase 1 and combine the contrastive objective (i.e., sentence embedding contrastive learning) with it in phase 2. During fine-tuning, several advanced techniques such as transductive fine-tuning, self-calibrated fine-tuning, and adversarial fine-tuning are adopted. [Results] According to our submission record (Jan. 2022), with our optimized pretraining and fine-tuning strategies, our 1.3 billion model sets new state-of-the-art on 4/9 tasks, achieving the best average score of 91.3. Encouragingly, our Vega v1 is the first to exceed powerful human performance on the two challenging tasks, i.e., SST-2 and WNLI. We believe our empirically successful recipe with a bag of tricks could shed new light on developing efficient discriminative large language models.

Deep Learning for Event-based Vision: A Comprehensive Survey and Benchmarks

Event cameras are bio-inspired sensors that capture the per-pixel intensity changes asynchronously and produce event streams encoding the time, pixel position, and polarity (sign) of the intensity changes. Event cameras possess a myriad of advantages over canonical frame-based cameras, such as high temporal resolution, high dynamic range, low latency, etc. Being capable of capturing information in challenging visual conditions, event cameras have the potential to overcome the limitations of frame-based cameras in the computer vision and robotics community. In very recent years, deep learning (DL) has been brought to this emerging field and inspired active research endeavors in mining its potential. However, the technical advances still remain unknown, thus making it urgent and necessary to conduct a systematic overview. To this end, we conduct the first yet comprehensive and in-depth survey, with a focus on the latest developments of DL techniques for event-based vision. We first scrutinize the typical event representations with quality enhancement methods as they play a pivotal role as inputs to the DL models. We then provide a comprehensive taxonomy for existing DL-based methods by structurally grouping them into two major categories: 1) image reconstruction and restoration; 2) event-based scene understanding 3D vision. Importantly, we conduct benchmark experiments for the existing methods in some representative research directions (eg, object recognition and optical flow estimation) to identify some critical insights and problems. Finally, we make important discussions regarding the challenges and provide new perspectives for motivating future research studies.

FedABC: Targeting Fair Competition in Personalized Federated Learning

Federated learning aims to collaboratively train models without accessing their client's local private data. The data may be Non-IID for different clients and thus resulting in poor performance. Recently, personalized federated learning (PFL) has achieved great success in handling Non-IID data by enforcing regularization in local optimization or improving the model aggregation scheme on the server. However, most of the PFL approaches do not take into account the unfair competition issue caused by the imbalanced data distribution and lack of positive samples for some classes in each client. To address this issue, we propose a novel and generic PFL framework termed Federated Averaging via Binary Classification, dubbed FedABC. In particular, we adopt the ``one-vs-all'' training strategy in each client to alleviate the unfair competition between classes by constructing a personalized binary classification problem for each class. This may aggravate the class imbalance challenge and thus a novel personalized binary classification loss that incorporates both the under-sampling and hard sample mining strategies is designed. Extensive experiments are conducted on two popular datasets under different settings, and the results demonstrate that our FedABC can significantly outperform the existing counterparts.

PointWavelet: Learning in Spectral Domain for 3D Point Cloud Analysis

With recent success of deep learning in 2D visual recognition, deep learning-based 3D point cloud analysis has received increasing attention from the community, especially due to the rapid development of autonomous driving technologies. However, most existing methods directly learn point features in the spatial domain, leaving the local structures in the spectral domain poorly investigated. In this paper, we introduce a new method, PointWavelet, to explore local graphs in the spectral domain via a learnable graph wavelet transform. Specifically, we first introduce the graph wavelet transform to form multi-scale spectral graph convolution to learn effective local structural representations. To avoid the time-consuming spectral decomposition, we then devise a learnable graph wavelet transform, which significantly accelerates the overall training process. Extensive experiments on four popular point cloud datasets, ModelNet40, ScanObjectNN, ShapeNet-Part, and S3DIS, demonstrate the effectiveness of the proposed method on point cloud classification and segmentation.

Improving the Model Consistency of Decentralized Federated Learning

To mitigate the privacy leakages and communication burdens of Federated Learning (FL), decentralized FL (DFL) discards the central server and each client only communicates with its neighbors in a decentralized communication network. However, existing DFL suffers from high inconsistency among local clients, which results in severe distribution shift and inferior performance compared with centralized FL (CFL), especially on heterogeneous data or sparse communication topology. To alleviate this issue, we propose two DFL algorithms named DFedSAM and DFedSAM-MGS to improve the performance of DFL. Specifically, DFedSAM leverages gradient perturbation to generate local flat models via Sharpness Aware Minimization (SAM), which searches for models with uniformly low loss values. DFedSAM-MGS further boosts DFedSAM by adopting Multiple Gossip Steps (MGS) for better model consistency, which accelerates the aggregation of local flat models and better balances communication complexity and generalization. Theoretically, we present improved convergence rates $\small \mathcal{O}\big(\frac{1}{\sqrt{KT}}+\frac{1}{T}+\frac{1}{K^{1/2}T^{3/2}(1-\lambda)^2}\big)$ and $\small \mathcal{O}\big(\frac{1}{\sqrt{KT}}+\frac{1}{T}+\frac{\lambda^Q+1}{K^{1/2}T^{3/2}(1-\lambda^Q)^2}\big)$ in non-convex setting for DFedSAM and DFedSAM-MGS, respectively, where $1-\lambda$ is the spectral gap of gossip matrix and $Q$ is the number of MGS. Empirically, our methods can achieve competitive performance compared with CFL methods and outperform existing DFL methods.