Exploring Disparity-Accuracy Trade-offs in Face Recognition Systems: The Role of Datasets, Architectures, and Loss Functions

Automated Face Recognition Systems (FRSs), developed using deep learning models, are deployed worldwide for identity verification and facial attribute analysis. The performance of these models is determined by a complex interdependence among the model architecture, optimization/loss function and datasets. Although FRSs have surpassed human-level accuracy, they continue to be disparate against certain demographics. Due to the ubiquity of applications, it is extremely important to understand the impact of the three components -- model architecture, loss function and face image dataset on the accuracy-disparity trade-off to design better, unbiased platforms. In this work, we perform an in-depth analysis of three FRSs for the task of gender prediction, with various architectural modifications resulting in ten deep-learning models coupled with four loss functions and benchmark them on seven face datasets across 266 evaluation configurations. Our results show that all three components have an individual as well as a combined impact on both accuracy and disparity. We identify that datasets have an inherent property that causes them to perform similarly across models, independent of the choice of loss functions. Moreover, the choice of dataset determines the model's perceived bias -- the same model reports bias in opposite directions for three gender-balanced datasets of ``in-the-wild'' face images of popular individuals. Studying the facial embeddings shows that the models are unable to generalize a uniform definition of what constitutes a ``female face'' as opposed to a ``male face'', due to dataset diversity. We provide recommendations to model developers on using our study as a blueprint for model development and subsequent deployment.

Leveraging LLMs with Iterative Loop Structure for Enhanced Social Intelligence in Video Question Answering

Social intelligence, the ability to interpret emotions, intentions, and behaviors, is essential for effective communication and adaptive responses. As robots and AI systems become more prevalent in caregiving, healthcare, and education, the demand for AI that can interact naturally with humans grows. However, creating AI that seamlessly integrates multiple modalities, such as vision and speech, remains a challenge. Current video-based methods for social intelligence rely on general video recognition or emotion recognition techniques, often overlook the unique elements inherent in human interactions. To address this, we propose the Looped Video Debating (LVD) framework, which integrates Large Language Models (LLMs) with visual information, such as facial expressions and body movements, to enhance the transparency and reliability of question-answering tasks involving human interaction videos. Our results on the Social-IQ 2.0 benchmark show that LVD achieves state-of-the-art performance without fine-tuning. Furthermore, supplementary human annotations on existing datasets provide insights into the model's accuracy, guiding future improvements in AI-driven social intelligence.

Experimenting with Affective Computing Models in Video Interviews with Spanish-speaking Older Adults

Understanding emotional signals in older adults is crucial for designing virtual assistants that support their well-being. However, existing affective computing models often face significant limitations: (1) limited availability of datasets representing older adults, especially in non-English-speaking populations, and (2) poor generalization of models trained on younger or homogeneous demographics. To address these gaps, this study evaluates state-of-the-art affective computing models -- including facial expression recognition, text sentiment analysis, and smile detection -- using videos of older adults interacting with either a person or a virtual avatar. As part of this effort, we introduce a novel dataset featuring Spanish-speaking older adults engaged in human-to-human video interviews. Through three comprehensive analyses, we investigate (1) the alignment between human-annotated labels and automatic model outputs, (2) the relationships between model outputs across different modalities, and (3) individual variations in emotional signals. Using both the Wizard of Oz (WoZ) dataset and our newly collected dataset, we uncover limited agreement between human annotations and model predictions, weak consistency across modalities, and significant variability among individuals. These findings highlight the shortcomings of generalized emotion perception models and emphasize the need of incorporating personal variability and cultural nuances into future systems.

Compound Expression Recognition via Large Vision-Language Models

Compound Expression Recognition (CER) is crucial for understanding human emotions and improving human-computer interaction. However, CER faces challenges due to the complexity of facial expressions and the difficulty of capturing subtle emotional cues. To address these issues, we propose a novel approach leveraging Large Vision-Language Models (LVLMs). Our method employs a two-stage fine-tuning process: first, pre-trained LVLMs are fine-tuned on basic facial expressions to establish foundational patterns; second, the model is further optimized on a compound-expression dataset to refine visual-language feature interactions. Our approach achieves advanced accuracy on the RAF-DB dataset and demonstrates strong zero-shot generalization on the C-EXPR-DB dataset, showcasing its potential for real-world applications in emotion analysis and human-computer interaction.

Multi-face emotion detection for effective Human-Robot Interaction

The integration of dialogue interfaces in mobile devices has become ubiquitous, providing a wide array of services. As technology progresses, humanoid robots designed with human-like features to interact effectively with people are gaining prominence, and the use of advanced human-robot dialogue interfaces is continually expanding. In this context, emotion recognition plays a crucial role in enhancing human-robot interaction by enabling robots to understand human intentions. This research proposes a facial emotion detection interface integrated into a mobile humanoid robot, capable of displaying real-time emotions from multiple individuals on a user interface. To this end, various deep neural network models for facial expression recognition were developed and evaluated under consistent computer-based conditions, yielding promising results. Afterwards, a trade-off between accuracy and memory footprint was carefully considered to effectively implement this application on a mobile humanoid robot.

Automated Attendee Recognition System for Large-Scale Social Events or Conference Gathering

Manual attendance tracking at large-scale events, such as marriage functions or conferences, is often inefficient and prone to human error. To address this challenge, we propose an automated, cloud-based attendance tracking system that uses cameras mounted at the entrance and exit gates. The mounted cameras continuously capture video and send the video data to cloud services to perform real-time face detection and recognition. Unlike existing solutions, our system accurately identifies attendees even when they are not looking directly at the camera, allowing natural movements, such as looking around or talking while walking. To the best of our knowledge, this is the first system to achieve high recognition rates under such dynamic conditions. Our system demonstrates overall 90% accuracy, with each video frame processed in 5 seconds, ensuring real time operation without frame loss. In addition, notifications are sent promptly to security personnel within the same latency. This system achieves 100% accuracy for individuals without facial obstructions and successfully recognizes all attendees appearing within the camera's field of view, providing a robust solution for attendee recognition in large-scale social events.

Multimodal Emotion Recognition and Sentiment Analysis in Multi-Party Conversation Contexts

Emotion recognition and sentiment analysis are pivotal tasks in speech and language processing, particularly in real-world scenarios involving multi-party, conversational data. This paper presents a multimodal approach to tackle these challenges on a well-known dataset. We propose a system that integrates four key modalities/channels using pre-trained models: RoBERTa for text, Wav2Vec2 for speech, a proposed FacialNet for facial expressions, and a CNN+Transformer architecture trained from scratch for video analysis. Feature embeddings from each modality are concatenated to form a multimodal vector, which is then used to predict emotion and sentiment labels. The multimodal system demonstrates superior performance compared to unimodal approaches, achieving an accuracy of 66.36% for emotion recognition and 72.15% for sentiment analysis.

Interpretable Face Anti-Spoofing: Enhancing Generalization with Multimodal Large Language Models

Face Anti-Spoofing (FAS) is essential for ensuring the security and reliability of facial recognition systems. Most existing FAS methods are formulated as binary classification tasks, providing confidence scores without interpretation. They exhibit limited generalization in out-of-domain scenarios, such as new environments or unseen spoofing types. In this work, we introduce a multimodal large language model (MLLM) framework for FAS, termed Interpretable Face Anti-Spoofing (I-FAS), which transforms the FAS task into an interpretable visual question answering (VQA) paradigm. Specifically, we propose a Spoof-aware Captioning and Filtering (SCF) strategy to generate high-quality captions for FAS images, enriching the model's supervision with natural language interpretations. To mitigate the impact of noisy captions during training, we develop a Lopsided Language Model (L-LM) loss function that separates loss calculations for judgment and interpretation, prioritizing the optimization of the former. Furthermore, to enhance the model's perception of global visual features, we design a Globally Aware Connector (GAC) to align multi-level visual representations with the language model. Extensive experiments on standard and newly devised One to Eleven cross-domain benchmarks, comprising 12 public datasets, demonstrate that our method significantly outperforms state-of-the-art methods.

BeMERC: Behavior-Aware MLLM-based Framework for Multimodal Emotion Recognition in Conversation

Multimodal emotion recognition in conversation (MERC), the task of identifying the emotion label for each utterance in a conversation, is vital for developing empathetic machines. Current MLLM-based MERC studies focus mainly on capturing the speaker's textual or vocal characteristics, but ignore the significance of video-derived behavior information. Different from text and audio inputs, learning videos with rich facial expression, body language and posture, provides emotion trigger signals to the models for more accurate emotion predictions. In this paper, we propose a novel behavior-aware MLLM-based framework (BeMERC) to incorporate speaker's behaviors, including subtle facial micro-expression, body language and posture, into a vanilla MLLM-based MERC model, thereby facilitating the modeling of emotional dynamics during a conversation. Furthermore, BeMERC adopts a two-stage instruction tuning strategy to extend the model to the conversations scenario for end-to-end training of a MERC predictor. Experiments demonstrate that BeMERC achieves superior performance than the state-of-the-art methods on two benchmark datasets, and also provides a detailed discussion on the significance of video-derived behavior information in MERC.

Impact of Data Distribution on Fairness Guarantees in Equitable Deep Learning

We present a comprehensive theoretical framework analyzing the relationship between data distributions and fairness guarantees in equitable deep learning. Our work establishes novel theoretical bounds that explicitly account for data distribution heterogeneity across demographic groups, while introducing a formal analysis framework that minimizes expected loss differences across these groups. We derive comprehensive theoretical bounds for fairness errors and convergence rates, and characterize how distributional differences between groups affect the fundamental trade-off between fairness and accuracy. Through extensive experiments on diverse datasets, including FairVision (ophthalmology), CheXpert (chest X-rays), HAM10000 (dermatology), and FairFace (facial recognition), we validate our theoretical findings and demonstrate that differences in feature distributions across demographic groups significantly impact model fairness, with performance disparities particularly pronounced in racial categories. The theoretical bounds we derive crroborate these empirical observations, providing insights into the fundamental limits of achieving fairness in deep learning models when faced with heterogeneous data distributions. This work advances our understanding of fairness in AI-based diagnosis systems and provides a theoretical foundation for developing more equitable algorithms. The code for analysis is publicly available via \url{https://github.com/Harvard-Ophthalmology-AI-Lab/fairness_guarantees}.