When do Generative Query and Document Expansions Fail? A Comprehensive Study Across Methods, Retrievers, and Datasets

Using large language models (LMs) for query or document expansion can improve generalization in information retrieval. However, it is unknown whether these techniques are universally beneficial or only effective in specific settings, such as for particular retrieval models, dataset domains, or query types. To answer this, we conduct the first comprehensive analysis of LM-based expansion. We find that there exists a strong negative correlation between retriever performance and gains from expansion: expansion improves scores for weaker models, but generally harms stronger models. We show this trend holds across a set of eleven expansion techniques, twelve datasets with diverse distribution shifts, and twenty-four retrieval models. Through qualitative error analysis, we hypothesize that although expansions provide extra information (potentially improving recall), they add additional noise that makes it difficult to discern between the top relevant documents (thus introducing false positives). Our results suggest the following recipe: use expansions for weaker models or when the target dataset significantly differs from training corpus in format; otherwise, avoid expansions to keep the relevance signal clear.

Efficiency Pentathlon: A Standardized Arena for Efficiency Evaluation

Rising computational demands of modern natural language processing (NLP) systems have increased the barrier to entry for cutting-edge research while posing serious environmental concerns. Yet, progress on model efficiency has been impeded by practical challenges in model evaluation and comparison. For example, hardware is challenging to control due to disparate levels of accessibility across different institutions. Moreover, improvements in metrics such as FLOPs often fail to translate to progress in real-world applications. In response, we introduce Pentathlon, a benchmark for holistic and realistic evaluation of model efficiency. Pentathlon focuses on inference, which accounts for a majority of the compute in a model's lifecycle. It offers a strictly-controlled hardware platform, and is designed to mirror real-world applications scenarios. It incorporates a suite of metrics that target different aspects of efficiency, including latency, throughput, memory overhead, and energy consumption. Pentathlon also comes with a software library that can be seamlessly integrated into any codebase and enable evaluation. As a standardized and centralized evaluation platform, Pentathlon can drastically reduce the workload to make fair and reproducible efficiency comparisons. While initially focused on natural language processing (NLP) models, Pentathlon is designed to allow flexible extension to other fields. We envision Pentathlon will stimulate algorithmic innovations in building efficient models, and foster an increased awareness of the social and environmental implications in the development of future-generation NLP models.

Are Layout-Infused Language Models Robust to Layout Distribution Shifts? A Case Study with Scientific Documents

Recent work has shown that infusing layout features into language models (LMs) improves processing of visually-rich documents such as scientific papers. Layout-infused LMs are often evaluated on documents with familiar layout features (e.g., papers from the same publisher), but in practice models encounter documents with unfamiliar distributions of layout features, such as new combinations of text sizes and styles, or new spatial configurations of textual elements. In this work we test whether layout-infused LMs are robust to layout distribution shifts. As a case study we use the task of scientific document structure recovery, segmenting a scientific paper into its structural categories (e.g., "title", "caption", "reference"). To emulate distribution shifts that occur in practice we re-partition the GROTOAP2 dataset. We find that under layout distribution shifts model performance degrades by up to 20 F1. Simple training strategies, such as increasing training diversity, can reduce this degradation by over 35% relative F1; however, models fail to reach in-distribution performance in any tested out-of-distribution conditions. This work highlights the need to consider layout distribution shifts during model evaluation, and presents a methodology for conducting such evaluations.

Complex Mathematical Symbol Definition Structures: A Dataset and Model for Coordination Resolution in Definition Extraction

Mathematical symbol definition extraction is important for improving scholarly reading interfaces and scholarly information extraction (IE). However, the task poses several challenges: math symbols are difficult to process as they are not composed of natural language morphemes; and scholarly papers often contain sentences that require resolving complex coordinate structures. We present SymDef, an English language dataset of 5,927 sentences from full-text scientific papers where each sentence is annotated with all mathematical symbols linked with their corresponding definitions. This dataset focuses specifically on complex coordination structures such as "respectively" constructions, which often contain overlapping definition spans. We also introduce a new definition extraction method that masks mathematical symbols, creates a copy of each sentence for each symbol, specifies a target symbol, and predicts its corresponding definition spans using slot filling. Our experiments show that our definition extraction model significantly outperforms RoBERTa and other strong IE baseline systems by 10.9 points with a macro F1 score of 84.82. With our dataset and model, we can detect complex definitions in scholarly documents to make scientific writing more readable.

A Controllable QA-based Framework for Decontextualization

Many real-world applications require surfacing extracted snippets to users, whether motivated by assistive tools for literature surveys or document cross-referencing, or needs to mitigate and recover from model generated inaccuracies., Yet, these passages can be difficult to consume when divorced from their original document context. In this work, we explore the limits of LLMs to perform decontextualization of document snippets in user-facing scenarios, focusing on two real-world settings - question answering and citation context previews for scientific documents. We propose a question-answering framework for decontextualization that allows for better handling of user information needs and preferences when determining the scope of rewriting. We present results showing state-of-the-art LLMs under our framework remain competitive with end-to-end approaches. We also explore incorporating user preferences into the system, finding our framework allows for controllability.

Decomposing Complex Queries for Tip-of-the-tongue Retrieval

When re-finding items, users who forget or are uncertain about identifying details often rely on creative strategies for expressing their information needs -- complex queries that describe content elements (e.g., book characters or events), information beyond the document text (e.g., descriptions of book covers), or personal context (e.g., when they read a book). This retrieval setting, called tip of the tongue (TOT), is especially challenging for models heavily reliant on lexical and semantic overlap between query and document text. In this work, we introduce a simple yet effective framework for handling such complex queries by decomposing the query into individual clues, routing those as sub-queries to specialized retrievers, and ensembling the results. This approach allows us to take advantage of off-the-shelf retrievers (e.g., CLIP for retrieving images of book covers) or incorporate retriever-specific logic (e.g., date constraints). We show that our framework incorportating query decompositions into retrievers can improve gold book recall up to 7% relative again for Recall@5 on a new collection of 14,441 real-world query-book pairs from an online community for resolving TOT inquiries.

Beyond Summarization: Designing AI Support for Real-World Expository Writing Tasks

Large language models have introduced exciting new opportunities and challenges in designing and developing new AI-assisted writing support tools. Recent work has shown that leveraging this new technology can transform writing in many scenarios such as ideation during creative writing, editing support, and summarization. However, AI-supported expository writing--including real-world tasks like scholars writing literature reviews or doctors writing progress notes--is relatively understudied. In this position paper, we argue that developing AI supports for expository writing has unique and exciting research challenges and can lead to high real-world impacts. We characterize expository writing as evidence-based and knowledge-generating: it contains summaries of external documents as well as new information or knowledge. It can be seen as the product of authors' sensemaking process over a set of source documents, and the interplay between reading, reflection, and writing opens up new opportunities for designing AI support. We sketch three components for AI support design and discuss considerations for future research.

The Semantic Reader Project: Augmenting Scholarly Documents through AI-Powered Interactive Reading Interfaces

Scholarly publications are key to the transfer of knowledge from scholars to others. However, research papers are information-dense, and as the volume of the scientific literature grows, the need for new technology to support the reading process grows. In contrast to the process of finding papers, which has been transformed by Internet technology, the experience of reading research papers has changed little in decades. The PDF format for sharing research papers is widely used due to its portability, but it has significant downsides including: static content, poor accessibility for low-vision readers, and difficulty reading on mobile devices. This paper explores the question "Can recent advances in AI and HCI power intelligent, interactive, and accessible reading interfaces -- even for legacy PDFs?" We describe the Semantic Reader Project, a collaborative effort across multiple institutions to explore automatic creation of dynamic reading interfaces for research papers. Through this project, we've developed ten research prototype interfaces and conducted usability studies with more than 300 participants and real-world users showing improved reading experiences for scholars. We've also released a production reading interface for research papers that will incorporate the best features as they mature. We structure this paper around challenges scholars and the public face when reading research papers -- Discovery, Efficiency, Comprehension, Synthesis, and Accessibility -- and present an overview of our progress and remaining open challenges.

The BigScience ROOTS Corpus: A 1.6TB Composite Multilingual Dataset

As language models grow ever larger, the need for large-scale high-quality text datasets has never been more pressing, especially in multilingual settings. The BigScience workshop, a 1-year international and multidisciplinary initiative, was formed with the goal of researching and training large language models as a values-driven undertaking, putting issues of ethics, harm, and governance in the foreground. This paper documents the data creation and curation efforts undertaken by BigScience to assemble the Responsible Open-science Open-collaboration Text Sources (ROOTS) corpus, a 1.6TB dataset spanning 59 languages that was used to train the 176-billion-parameter BigScience Large Open-science Open-access Multilingual (BLOOM) language model. We further release a large initial subset of the corpus and analyses thereof, and hope to empower large-scale monolingual and multilingual modeling projects with both the data and the processing tools, as well as stimulate research around this large multilingual corpus.

LongEval: Guidelines for Human Evaluation of Faithfulness in Long-form Summarization

While human evaluation remains best practice for accurately judging the faithfulness of automatically-generated summaries, few solutions exist to address the increased difficulty and workload when evaluating long-form summaries. Through a survey of 162 papers on long-form summarization, we first shed light on current human evaluation practices surrounding long-form summaries. We find that 73% of these papers do not perform any human evaluation on model-generated summaries, while other works face new difficulties that manifest when dealing with long documents (e.g., low inter-annotator agreement). Motivated by our survey, we present LongEval, a set of guidelines for human evaluation of faithfulness in long-form summaries that addresses the following challenges: (1) How can we achieve high inter-annotator agreement on faithfulness scores? (2) How can we minimize annotator workload while maintaining accurate faithfulness scores? and (3) Do humans benefit from automated alignment between summary and source snippets? We deploy LongEval in annotation studies on two long-form summarization datasets in different domains (SQuALITY and PubMed), and we find that switching to a finer granularity of judgment (e.g., clause-level) reduces inter-annotator variance in faithfulness scores (e.g., std-dev from 18.5 to 6.8). We also show that scores from a partial annotation of fine-grained units highly correlates with scores from a full annotation workload (0.89 Kendall's tau using 50% judgments). We release our human judgments, annotation templates, and our software as a Python library for future research.