Large Language Models for Software Engineering: A Systematic Literature Review

Large Language Models (LLMs) have significantly impacted numerous domains, including Software Engineering (SE). Many recent publications have explored LLMs applied to various SE tasks. Nevertheless, a comprehensive understanding of the application, effects, and possible limitations of LLMs on SE is still in its early stages. To bridge this gap, we conducted a systematic literature review on LLM4SE, with a particular focus on understanding how LLMs can be exploited to optimize processes and outcomes. We collect and analyze 229 research papers from 2017 to 2023 to answer four key research questions (RQs). In RQ1, we categorize different LLMs that have been employed in SE tasks, characterizing their distinctive features and uses. In RQ2, we analyze the methods used in data collection, preprocessing, and application highlighting the role of well-curated datasets for successful LLM for SE implementation. RQ3 investigates the strategies employed to optimize and evaluate the performance of LLMs in SE. Finally, RQ4 examines the specific SE tasks where LLMs have shown success to date, illustrating their practical contributions to the field. From the answers to these RQs, we discuss the current state-of-the-art and trends, identifying gaps in existing research, and flagging promising areas for future study.

Trustworthy and Synergistic Artificial Intelligence for Software Engineering: Vision and Roadmaps

For decades, much software engineering research has been dedicated to devising automated solutions aimed at enhancing developer productivity and elevating software quality. The past two decades have witnessed an unparalleled surge in the development of intelligent solutions tailored for software engineering tasks. This momentum established the Artificial Intelligence for Software Engineering (AI4SE) area, which has swiftly become one of the most active and popular areas within the software engineering field. This Future of Software Engineering (FoSE) paper navigates through several focal points. It commences with a succinct introduction and history of AI4SE. Thereafter, it underscores the core challenges inherent to AI4SE, particularly highlighting the need to realize trustworthy and synergistic AI4SE. Progressing, the paper paints a vision for the potential leaps achievable if AI4SE's key challenges are surmounted, suggesting a transition towards Software Engineering 2.0. Two strategic roadmaps are then laid out: one centered on realizing trustworthy AI4SE, and the other on fostering synergistic AI4SE. While this paper may not serve as a conclusive guide, its intent is to catalyze further progress. The ultimate aspiration is to position AI4SE as a linchpin in redefining the horizons of software engineering, propelling us toward Software Engineering 2.0.

Exploring Parameter-Efficient Fine-Tuning Techniques for Code Generation with Large Language Models

Large Language Models (LLMs) possess impressive capabilities to generate meaningful code snippets given natural language intents in zero-shot, i.e., without the need for specific fine-tuning. In the perspective of unleashing their full potential, prior work has demonstrated the benefits of fine-tuning the models to task-specific data. However, fine-tuning process demands heavy computational costs and is intractable when resources are scarce, especially for models with billions of parameters. In light of these challenges, previous studies explored In-Context Learning (ICL) as an effective strategy to generate contextually appropriate code without fine-tuning. However, it operates at inference time and does not involve learning task-specific parameters, potentially limiting the model's performance on downstream tasks. In this context, we foresee that Parameter-Efficient Fine-Tuning (PEFT) techniques carry a high potential for efficiently specializing LLMs to task-specific data. In this paper, we deliver a comprehensive study of LLMs with the impact of PEFT techniques under the automated code generation scenario. Our experimental results reveal the superiority and potential of such techniques over ICL on a wide range of LLMs in reducing the computational burden and improving performance. Therefore, the study opens opportunities for broader applications of PEFT in software engineering scenarios.

Data Augmentation Approaches for Source Code Models: A Survey

The increasingly popular adoption of source code in many critical tasks motivates the development of data augmentation (DA) techniques to enhance training data and improve various capabilities (e.g., robustness and generalizability) of these models. Although a series of DA methods have been proposed and tailored for source code models, there lacks a comprehensive survey and examination to understand their effectiveness and implications. This paper fills this gap by conducting a comprehensive and integrative survey of data augmentation for source code, wherein we systematically compile and encapsulate existing literature to provide a comprehensive overview of the field. We start by constructing a taxonomy of DA for source code models model approaches, followed by a discussion on prominent, methodologically illustrative approaches. Next, we highlight the general strategies and techniques to optimize the DA quality. Subsequently, we underscore techniques that find utility in widely-accepted source code scenarios and downstream tasks. Finally, we outline the prevailing challenges and potential opportunities for future research. In essence, this paper endeavors to demystify the corpus of existing literature on DA for source code models, and foster further exploration in this sphere. Complementing this, we present a continually updated GitHub repository that hosts a list of update-to-date papers on DA for source code models, accessible at \url{https://github.com/terryyz/DataAug4Code}.

Multi-Granularity Detector for Vulnerability Fixes

With the increasing reliance on Open Source Software, users are exposed to third-party library vulnerabilities. Software Composition Analysis (SCA) tools have been created to alert users of such vulnerabilities. SCA requires the identification of vulnerability-fixing commits. Prior works have proposed methods that can automatically identify such vulnerability-fixing commits. However, identifying such commits is highly challenging, as only a very small minority of commits are vulnerability fixing. Moreover, code changes can be noisy and difficult to analyze. We observe that noise can occur at different levels of detail, making it challenging to detect vulnerability fixes accurately. To address these challenges and boost the effectiveness of prior works, we propose MiDas (Multi-Granularity Detector for Vulnerability Fixes). Unique from prior works, Midas constructs different neural networks for each level of code change granularity, corresponding to commit-level, file-level, hunk-level, and line-level, following their natural organization. It then utilizes an ensemble model that combines all base models to generate the final prediction. This design allows MiDas to better handle the noisy and highly imbalanced nature of vulnerability-fixing commit data. Additionally, to reduce the human effort required to inspect code changes, we have designed an effort-aware adjustment for Midas's outputs based on commit length. The evaluation results demonstrate that MiDas outperforms the current state-of-the-art baseline in terms of AUC by 4.9% and 13.7% on Java and Python-based datasets, respectively. Furthermore, in terms of two effort-aware metrics, EffortCost@L and Popt@L, MiDas also outperforms the state-of-the-art baseline, achieving improvements of up to 28.2% and 15.9% on Java, and 60% and 51.4% on Python, respectively.

On the Usage of Continual Learning for Out-of-Distribution Generalization in Pre-trained Language Models of Code

Pre-trained language models (PLMs) have become a prevalent technique in deep learning for code, utilizing a two-stage pre-training and fine-tuning procedure to acquire general knowledge about code and specialize in a variety of downstream tasks. However, the dynamic nature of software codebases poses a challenge to the effectiveness and robustness of PLMs. In particular, world-realistic scenarios potentially lead to significant differences between the distribution of the pre-training and test data, i.e., distribution shift, resulting in a degradation of the PLM's performance on downstream tasks. In this paper, we stress the need for adapting PLMs of code to software data whose distribution changes over time, a crucial problem that has been overlooked in previous works. The motivation of this work is to consider the PLM in a non-stationary environment, where fine-tuning data evolves over time according to a software evolution scenario. Specifically, we design a scenario where the model needs to learn from a stream of programs containing new, unseen APIs over time. We study two widely used PLM architectures, i.e., a GPT2 decoder and a RoBERTa encoder, on two downstream tasks, API call and API usage prediction. We demonstrate that the most commonly used fine-tuning technique from prior work is not robust enough to handle the dynamic nature of APIs, leading to the loss of previously acquired knowledge i.e., catastrophic forgetting. To address these issues, we implement five continual learning approaches, including replay-based and regularization-based methods. Our findings demonstrate that utilizing these straightforward methods effectively mitigates catastrophic forgetting in PLMs across both downstream tasks while achieving comparable or superior performance.

A Study of Variable-Role-based Feature Enrichment in Neural Models of Code

Although deep neural models substantially reduce the overhead of feature engineering, the features readily available in the inputs might significantly impact training cost and the performance of the models. In this paper, we explore the impact of an unsuperivsed feature enrichment approach based on variable roles on the performance of neural models of code. The notion of variable roles (as introduced in the works of Sajaniemi et al. [Refs. 1,2]) has been found to help students' abilities in programming. In this paper, we investigate if this notion would improve the performance of neural models of code. To the best of our knowledge, this is the first work to investigate how Sajaniemi et al.'s concept of variable roles can affect neural models of code. In particular, we enrich a source code dataset by adding the role of individual variables in the dataset programs, and thereby conduct a study on the impact of variable role enrichment in training the Code2Seq model. In addition, we shed light on some challenges and opportunities in feature enrichment for neural code intelligence models.