Grokking in the Wild: Data Augmentation for Real-World Multi-Hop Reasoning with Transformers

Transformers have achieved great success in numerous NLP tasks but continue to exhibit notable gaps in multi-step factual reasoning, especially when real-world knowledge is sparse. Recent advances in grokking have demonstrated that neural networks can transition from memorizing to perfectly generalizing once they detect underlying logical patterns - yet these studies have primarily used small, synthetic tasks. In this paper, for the first time, we extend grokking to real-world factual data and address the challenge of dataset sparsity by augmenting existing knowledge graphs with carefully designed synthetic data to raise the ratio $\phi_r$ of inferred facts to atomic facts above the threshold required for grokking. Surprisingly, we find that even factually incorrect synthetic data can strengthen emergent reasoning circuits rather than degrade accuracy, as it forces the model to rely on relational structure rather than memorization. When evaluated on multi-hop reasoning benchmarks, our approach achieves up to 95-100% accuracy on 2WikiMultiHopQA - substantially improving over strong baselines and matching or exceeding current state-of-the-art results. We further provide an in-depth analysis of how increasing $\phi_r$ drives the formation of generalizing circuits inside Transformers. Our findings suggest that grokking-based data augmentation can unlock implicit multi-hop reasoning capabilities, opening the door to more robust and interpretable factual reasoning in large-scale language models.

SiReRAG: Indexing Similar and Related Information for Multihop Reasoning

Indexing is an important step towards strong performance in retrieval-augmented generation (RAG) systems. However, existing methods organize data based on either semantic similarity (similarity) or related information (relatedness), but do not cover both perspectives comprehensively. Our analysis reveals that modeling only one perspective results in insufficient knowledge synthesis, leading to suboptimal performance on complex tasks requiring multihop reasoning. In this paper, we propose SiReRAG, a novel RAG indexing approach that explicitly considers both similar and related information. On the similarity side, we follow existing work and explore some variances to construct a similarity tree based on recursive summarization. On the relatedness side, SiReRAG extracts propositions and entities from texts, groups propositions via shared entities, and generates recursive summaries to construct a relatedness tree. We index and flatten both similarity and relatedness trees into a unified retrieval pool. Our experiments demonstrate that SiReRAG consistently outperforms state-of-the-art indexing methods on three multihop datasets (MuSiQue, 2WikiMultiHopQA, and HotpotQA), with an average 1.9% improvement in F1 scores. As a reasonably efficient solution, SiReRAG enhances existing reranking methods significantly, with up to 7.8% improvement in average F1 scores.

Meta-Chunking: Learning Efficient Text Segmentation via Logical Perception

Retrieval-Augmented Generation (RAG), while serving as a viable complement to large language models (LLMs), often overlooks the crucial aspect of text chunking within its pipeline, which impacts the quality of knowledge-intensive tasks. This paper introduces the concept of Meta-Chunking, which refers to a granularity between sentences and paragraphs, consisting of a collection of sentences within a paragraph that have deep linguistic logical connections. To implement Meta-Chunking, we designed two strategies based on LLMs: Margin Sampling Chunking and Perplexity Chunking. The former employs LLMs to perform binary classification on whether consecutive sentences need to be segmented, making decisions based on the probability difference obtained from margin sampling. The latter precisely identifies text chunk boundaries by analyzing the characteristics of perplexity distribution. Additionally, considering the inherent complexity of different texts, we propose a strategy that combines Meta-Chunking with dynamic merging to achieve a balance between fine-grained and coarse-grained text chunking. Experiments conducted on eleven datasets demonstrate that Meta-Chunking can more efficiently improve the performance of single-hop and multi-hop question answering based on RAG. For instance, on the 2WikiMultihopQA dataset, it outperforms similarity chunking by 1.32 while only consuming 45.8% of the time. Our code is available at https://github.com/IAAR-Shanghai/Meta-Chunking.

Zero-Shot Multi-Hop Question Answering via Monte-Carlo Tree Search with Large Language Models

Recent advances in large language models (LLMs) have significantly impacted the domain of multi-hop question answering (MHQA), where systems are required to aggregate information and infer answers from disparate pieces of text. However, the autoregressive nature of LLMs inherently poses a challenge as errors may accumulate if mistakes are made in the intermediate reasoning steps. This paper introduces Monte-Carlo tree search for Zero-shot multi-hop Question Answering (MZQA), a framework based on Monte-Carlo tree search (MCTS) to identify optimal reasoning paths in MHQA tasks, mitigating the error propagation from sequential reasoning processes. Unlike previous works, we propose a zero-shot prompting method, which relies solely on instructions without the support of hand-crafted few-shot examples that typically require domain expertise. We also introduce a behavioral cloning approach (MZQA-BC) trained on self-generated MCTS inference trajectories, achieving an over 10-fold increase in reasoning speed with bare compromise in performance. The efficacy of our method is validated on standard benchmarks such as HotpotQA, 2WikiMultihopQA, and MuSiQue, demonstrating that it outperforms existing frameworks.

Retrieve, Summarize, Plan: Advancing Multi-hop Question Answering with an Iterative Approach

Multi-hop question answering is a challenging task with distinct industrial relevance, and Retrieval-Augmented Generation (RAG) methods based on large language models (LLMs) have become a popular approach to tackle this task. Owing to the potential inability to retrieve all necessary information in a single iteration, a series of iterative RAG methods has been recently developed, showing significant performance improvements. However, existing methods still face two critical challenges: context overload resulting from multiple rounds of retrieval, and over-planning and repetitive planning due to the lack of a recorded retrieval trajectory. In this paper, we propose a novel iterative RAG method called ReSP, equipped with a dual-function summarizer. This summarizer compresses information from retrieved documents, targeting both the overarching question and the current sub-question concurrently. Experimental results on the multi-hop question-answering datasets HotpotQA and 2WikiMultihopQA demonstrate that our method significantly outperforms the state-of-the-art, and exhibits excellent robustness concerning context length.

MoreHopQA: More Than Multi-hop Reasoning

Most existing multi-hop datasets are extractive answer datasets, where the answers to the questions can be extracted directly from the provided context. This often leads models to use heuristics or shortcuts instead of performing true multi-hop reasoning. In this paper, we propose a new multi-hop dataset, MoreHopQA, which shifts from extractive to generative answers. Our dataset is created by utilizing three existing multi-hop datasets: HotpotQA, 2WikiMultihopQA, and MuSiQue. Instead of relying solely on factual reasoning, we enhance the existing multi-hop questions by adding another layer of questioning that involves one, two, or all three of the following types of reasoning: commonsense, arithmetic, and symbolic. Our dataset is created through a semi-automated process, resulting in a dataset with 1,118 samples that have undergone human verification. We then use our dataset to evaluate five different large language models: Mistral 7B, Gemma 7B, Llama 3 (8B and 70B), and GPT-4. We also design various cases to analyze the reasoning steps in the question-answering process. Our results show that models perform well on initial multi-hop questions but struggle with our extended questions, indicating that our dataset is more challenging than previous ones. Our analysis of question decomposition reveals that although models can correctly answer questions, only a portion - 38.7% for GPT-4 and 33.4% for Llama3-70B - achieve perfect reasoning, where all corresponding sub-questions are answered correctly. Evaluation code and data are available at https://github.com/Alab-NII/morehopqa

Can Small Language Models Help Large Language Models Reason Better?: LM-Guided Chain-of-Thought

We introduce a novel framework, LM-Guided CoT, that leverages a lightweight (i.e., <1B) language model (LM) for guiding a black-box large (i.e., >10B) LM in reasoning tasks. Specifically, the lightweight LM first generates a rationale for each input instance. The Frozen large LM is then prompted to predict a task output based on the rationale generated by the lightweight LM. Our approach is resource-efficient in the sense that it only requires training the lightweight LM. We optimize the model through 1) knowledge distillation and 2) reinforcement learning from rationale-oriented and task-oriented reward signals. We assess our method with multi-hop extractive question answering (QA) benchmarks, HotpotQA, and 2WikiMultiHopQA. Experimental results show that our approach outperforms all baselines regarding answer prediction accuracy. We also find that reinforcement learning helps the model to produce higher-quality rationales with improved QA performance.

Dr3: Ask Large Language Models Not to Give Off-Topic Answers in Open Domain Multi-Hop Question Answering

Open Domain Multi-Hop Question Answering (ODMHQA) plays a crucial role in Natural Language Processing (NLP) by aiming to answer complex questions through multi-step reasoning over retrieved information from external knowledge sources. Recently, Large Language Models (LLMs) have demonstrated remarkable performance in solving ODMHQA owing to their capabilities including planning, reasoning, and utilizing tools. However, LLMs may generate off-topic answers when attempting to solve ODMHQA, namely the generated answers are irrelevant to the original questions. This issue of off-topic answers accounts for approximately one-third of incorrect answers, yet remains underexplored despite its significance. To alleviate this issue, we propose the Discriminate->Re-Compose->Re- Solve->Re-Decompose (Dr3) mechanism. Specifically, the Discriminator leverages the intrinsic capabilities of LLMs to judge whether the generated answers are off-topic. In cases where an off-topic answer is detected, the Corrector performs step-wise revisions along the reversed reasoning chain (Re-Compose->Re-Solve->Re-Decompose) until the final answer becomes on-topic. Experimental results on the HotpotQA and 2WikiMultiHopQA datasets demonstrate that our Dr3 mechanism considerably reduces the occurrence of off-topic answers in ODMHQA by nearly 13%, improving the performance in Exact Match (EM) by nearly 3% compared to the baseline method without the Dr3 mechanism.

Beam Retrieval: General End-to-End Retrieval for Multi-Hop Question Answering

Multi-hop QA involves finding multiple relevant passages and step-by-step reasoning to answer complex questions. While previous approaches have developed retrieval modules for selecting relevant passages, they face challenges in scenarios beyond two hops, owing to the limited performance of one-step methods and the failure of two-step methods when selecting irrelevant passages in earlier stages. In this work, we introduce Beam Retrieval, a general end-to-end retrieval framework for multi-hop QA. This approach maintains multiple partial hypotheses of relevant passages at each step, expanding the search space and reducing the risk of missing relevant passages. Moreover, Beam Retrieval jointly optimizes an encoder and two classification heads by minimizing the combined loss across all hops. To establish a complete QA system, we incorporate a supervised reader or a zero-shot GPT-3.5. Experimental results demonstrate that Beam Retrieval achieves a nearly 50% improvement compared with baselines on challenging MuSiQue-Ans, and it also surpasses all previous retrievers on HotpotQA and 2WikiMultiHopQA. Providing high-quality context, Beam Retrieval helps our supervised reader achieve new state-of-the-art performance and substantially improves (up to 28.8 points) the QA performance of zero-shot GPT-3.5.

Analyzing the Effectiveness of the Underlying Reasoning Tasks in Multi-hop Question Answering

To explain the predicted answers and evaluate the reasoning abilities of models, several studies have utilized underlying reasoning (UR) tasks in multi-hop question answering (QA) datasets. However, it remains an open question as to how effective UR tasks are for the QA task when training models on both tasks in an end-to-end manner. In this study, we address this question by analyzing the effectiveness of UR tasks (including both sentence-level and entity-level tasks) in three aspects: (1) QA performance, (2) reasoning shortcuts, and (3) robustness. While the previous models have not been explicitly trained on an entity-level reasoning prediction task, we build a multi-task model that performs three tasks together: sentence-level supporting facts prediction, entity-level reasoning prediction, and answer prediction. Experimental results on 2WikiMultiHopQA and HotpotQA-small datasets reveal that (1) UR tasks can improve QA performance. Using four debiased datasets that are newly created, we demonstrate that (2) UR tasks are helpful in preventing reasoning shortcuts in the multi-hop QA task. However, we find that (3) UR tasks do not contribute to improving the robustness of the model on adversarial questions, such as sub-questions and inverted questions. We encourage future studies to investigate the effectiveness of entity-level reasoning in the form of natural language questions (e.g., sub-question forms).