Dimension Reduction for Efficient Dense Retrieval via Conditional Autoencoder

Dense retrievers encode texts and map them in an embedding space using pre-trained language models. These embeddings are critical to keep high-dimensional for effectively training dense retrievers, but lead to a high cost of storing index and retrieval. To reduce the embedding dimensions of dense retrieval, this paper proposes a Conditional Autoencoder (ConAE) to compress the high-dimensional embeddings to maintain the same embedding distribution and better recover the ranking features. Our experiments show the effectiveness of ConAE in compressing embeddings by achieving comparable ranking performance with the raw ones, making the retrieval system more efficient. Our further analyses show that ConAE can mitigate the redundancy of the embeddings of dense retrieval with only one linear layer. All codes of this work are available at https://github.com/NEUIR/ConAE.

P^3 Ranker: Mitigating the Gaps between Pre-training and Ranking Fine-tuning with Prompt-based Learning and Pre-finetuning

Compared to other language tasks, applying pre-trained language models (PLMs) for search ranking often requires more nuances and training signals. In this paper, we identify and study the two mismatches between pre-training and ranking fine-tuning: the training schema gap regarding the differences in training objectives and model architectures, and the task knowledge gap considering the discrepancy between the knowledge needed in ranking and that learned during pre-training. To mitigate these gaps, we propose Pre-trained, Prompt-learned and Pre-finetuned Neural Ranker (P^3 Ranker). P^3 Ranker leverages prompt-based learning to convert the ranking task into a pre-training like schema and uses pre-finetuning to initialize the model on intermediate supervised tasks. Experiments on MS MARCO and Robust04 show the superior performances of P^3 Ranker in few-shot ranking. Analyses reveal that P^3 Ranker is able to better accustom to the ranking task through prompt-based learning and retrieve necessary ranking-oriented knowledge gleaned in pre-finetuning, resulting in data-efficient PLM adaptation. Our code is available at https://github.com/NEUIR/P3Ranker.

A Roadmap for Big Model

With the rapid development of deep learning, training Big Models (BMs) for multiple downstream tasks becomes a popular paradigm. Researchers have achieved various outcomes in the construction of BMs and the BM application in many fields. At present, there is a lack of research work that sorts out the overall progress of BMs and guides the follow-up research. In this paper, we cover not only the BM technologies themselves but also the prerequisites for BM training and applications with BMs, dividing the BM review into four parts: Resource, Models, Key Technologies and Application. We introduce 16 specific BM-related topics in those four parts, they are Data, Knowledge, Computing System, Parallel Training System, Language Model, Vision Model, Multi-modal Model, Theory&Interpretability, Commonsense Reasoning, Reliability&Security, Governance, Evaluation, Machine Translation, Text Generation, Dialogue and Protein Research. In each topic, we summarize clearly the current studies and propose some future research directions. At the end of this paper, we conclude the further development of BMs in a more general view.

YACLC: A Chinese Learner Corpus with Multidimensional Annotation

Learner corpus collects language data produced by L2 learners, that is second or foreign-language learners. This resource is of great relevance for second language acquisition research, foreign-language teaching, and automatic grammatical error correction. However, there is little focus on learner corpus for Chinese as Foreign Language (CFL) learners. Therefore, we propose to construct a large-scale, multidimensional annotated Chinese learner corpus. To construct the corpus, we first obtain a large number of topic-rich texts generated by CFL learners. Then we design an annotation scheme including a sentence acceptability score as well as grammatical error and fluency-based corrections. We build a crowdsourcing platform to perform the annotation effectively (https://yaclc.wenmind.net). We name the corpus YACLC (Yet Another Chinese Learner Corpus) and release it as part of the CUGE benchmark (http://cuge.baai.ac.cn). By analyzing the original sentences and annotations in the corpus, we found that YACLC has a considerable size and very high annotation quality. We hope this corpus can further enhance the studies on Chinese International Education and Chinese automatic grammatical error correction.

TIAGE: A Benchmark for Topic-Shift Aware Dialog Modeling

Human conversations naturally evolve around different topics and fluently move between them. In research on dialog systems, the ability to actively and smoothly transition to new topics is often ignored. In this paper we introduce TIAGE, a new topic-shift aware dialog benchmark constructed utilizing human annotations on topic shifts. Based on TIAGE, we introduce three tasks to investigate different scenarios of topic-shift modeling in dialog settings: topic-shift detection, topic-shift triggered response generation and topic-aware dialog generation. Experiments on these tasks show that the topic-shift signals in TIAGE are useful for topic-shift response generation. On the other hand, dialog systems still struggle to decide when to change topic. This indicates further research is needed in topic-shift aware dialog modeling.

More Robust Dense Retrieval with Contrastive Dual Learning

Dense retrieval conducts text retrieval in the embedding space and has shown many advantages compared to sparse retrieval. Existing dense retrievers optimize representations of queries and documents with contrastive training and map them to the embedding space. The embedding space is optimized by aligning the matched query-document pairs and pushing the negative documents away from the query. However, in such training paradigm, the queries are only optimized to align to the documents and are coarsely positioned, leading to an anisotropic query embedding space. In this paper, we analyze the embedding space distributions and propose an effective training paradigm, Contrastive Dual Learning for Approximate Nearest Neighbor (DANCE) to learn fine-grained query representations for dense retrieval. DANCE incorporates an additional dual training object of query retrieval, inspired by the classic information retrieval training axiom, query likelihood. With contrastive learning, the dual training object of DANCE learns more tailored representations for queries and documents to keep the embedding space smooth and uniform, thriving on the ranking performance of DANCE on the MS MARCO document retrieval task. Different from ANCE that only optimized with the document retrieval task, DANCE concentrates the query embeddings closer to document representations while making the document distribution more discriminative. Such concentrated query embedding distribution assigns more uniform negative sampling probabilities to queries and helps to sufficiently optimize query representations in the query retrieval task. Our codes are released at https://github.com/thunlp/DANCE.

Few-Shot Conversational Dense Retrieval

Dense retrieval (DR) has the potential to resolve the query understanding challenge in conversational search by matching in the learned embedding space. However, this adaptation is challenging due to DR models' extra needs for supervision signals and the long-tail nature of conversational search. In this paper, we present a Conversational Dense Retrieval system, ConvDR, that learns contextualized embeddings for multi-turn conversational queries and retrieves documents solely using embedding dot products. In addition, we grant ConvDR few-shot ability using a teacher-student framework, where we employ an ad hoc dense retriever as the teacher, inherit its document encodings, and learn a student query encoder to mimic the teacher embeddings on oracle reformulated queries. Our experiments on TREC CAsT and OR-QuAC demonstrate ConvDR's effectiveness in both few-shot and fully-supervised settings. It outperforms previous systems that operate in the sparse word space, matches the retrieval accuracy of oracle query reformulations, and is also more efficient thanks to its simplicity. Our analyses reveal that the advantages of ConvDR come from its ability to capture informative context while ignoring the unrelated context in previous conversation rounds. This makes ConvDR more effective as conversations evolve while previous systems may get confused by the increased noise from previous turns. Our code is publicly available at https://github.com/thunlp/ConvDR.

Neural Quality Estimation with Multiple Hypotheses for Grammatical Error Correction

Grammatical Error Correction (GEC) aims to correct writing errors and help language learners improve their writing skills. However, existing GEC models tend to produce spurious corrections or fail to detect lots of errors. The quality estimation model is necessary to ensure learners get accurate GEC results and avoid misleading from poorly corrected sentences. Well-trained GEC models can generate several high-quality hypotheses through decoding, such as beam search, which provide valuable GEC evidence and can be used to evaluate GEC quality. However, existing models neglect the possible GEC evidence from different hypotheses. This paper presents the Neural Verification Network (VERNet) for GEC quality estimation with multiple hypotheses. VERNet establishes interactions among hypotheses with a reasoning graph and conducts two kinds of attention mechanisms to propagate GEC evidence to verify the quality of generated hypotheses. Our experiments on four GEC datasets show that VERNet achieves state-of-the-art grammatical error detection performance, achieves the best quality estimation results, and significantly improves GEC performance by reranking hypotheses. All data and source codes are available at https://github.com/thunlp/VERNet.

OpenMatch: An Open-Source Package for Information Retrieval

Information Retrieval (IR) is an important task and can be used in many applications. Neural IR (Neu-IR) models overcome the vocabulary mismatch problem of sparse retrievers and thrive on the ranking pipeline with semantic matching. Recent progress in IR mainly focuses on Neu-IR models, including efficient dense retrieval, advanced neural architectures and robustly training for few-shot IR that lacks training data. In order to integrate these advantages for researchers and engineers to utilize and develop, OpenMatch provides various functional neural modules based on PyTorch to maintain sufficient extensibility, making it easy to build customized and higher-capacity IR systems. Besides, OpenMatch consists of complicated optimization tricks, various sparse/dense retrieval methods, and advanced few-shot training methods, liberating users from surplus labor in baseline reimplementation and neural model finetuning. With OpenMatch, we achieve reasonable performance on various ranking datasets, rank first of the automatic group in TREC COVID (Round 2) and rank top on the MS MARCO Document Ranking leaderboard. The library, experimental methodologies and results of OpenMatch are all publicly available at https://github.com/thunlp/OpenMatch.