StereoMap: Quantifying the Awareness of Human-like Stereotypes in Large Language Models

Large Language Models (LLMs) have been observed to encode and perpetuate harmful associations present in the training data. We propose a theoretically grounded framework called StereoMap to gain insights into their perceptions of how demographic groups have been viewed by society. The framework is grounded in the Stereotype Content Model (SCM); a well-established theory from psychology. According to SCM, stereotypes are not all alike. Instead, the dimensions of Warmth and Competence serve as the factors that delineate the nature of stereotypes. Based on the SCM theory, StereoMap maps LLMs' perceptions of social groups (defined by socio-demographic features) using the dimensions of Warmth and Competence. Furthermore, the framework enables the investigation of keywords and verbalizations of reasoning of LLMs' judgments to uncover underlying factors influencing their perceptions. Our results show that LLMs exhibit a diverse range of perceptions towards these groups, characterized by mixed evaluations along the dimensions of Warmth and Competence. Furthermore, analyzing the reasonings of LLMs, our findings indicate that LLMs demonstrate an awareness of social disparities, often stating statistical data and research findings to support their reasoning. This study contributes to the understanding of how LLMs perceive and represent social groups, shedding light on their potential biases and the perpetuation of harmful associations.

What should I Ask: A Knowledge-driven Approach for Follow-up Questions Generation in Conversational Surveys

Conversational surveys, where an agent asks open-ended questions through natural language interfaces, offer a new way to collect information from people. A good follow-up question in a conversational survey prompts high-quality information and delivers engaging experiences. However, generating high-quality follow-up questions on the fly is a non-trivial task. The agent needs to understand the diverse and complex participant responses, adhere to the survey goal, and generate clear and coherent questions. In this study, we propose a knowledge-driven follow-up question generation framework. The framework combines a knowledge selection module to identify salient topics in participants' responses and a generative model guided by selected knowledge entity-relation pairs. To investigate the effectiveness of the proposed framework, we build a new dataset for open-domain follow-up question generation and present a new set of reference-free evaluation metrics based on Gricean Maxim. Our experiments demonstrate that our framework outperforms a GPT-based baseline in both objective evaluation and human-expert evaluation.

A Label Dependence-aware Sequence Generation Model for Multi-level Implicit Discourse Relation Recognition

Implicit discourse relation recognition (IDRR) is a challenging but crucial task in discourse analysis. Most existing methods train multiple models to predict multi-level labels independently, while ignoring the dependence between hierarchically structured labels. In this paper, we consider multi-level IDRR as a conditional label sequence generation task and propose a Label Dependence-aware Sequence Generation Model (LDSGM) for it. Specifically, we first design a label attentive encoder to learn the global representation of an input instance and its level-specific contexts, where the label dependence is integrated to obtain better label embeddings. Then, we employ a label sequence decoder to output the predicted labels in a top-down manner, where the predicted higher-level labels are directly used to guide the label prediction at the current level. We further develop a mutual learning enhanced training method to exploit the label dependence in a bottomup direction, which is captured by an auxiliary decoder introduced during training. Experimental results on the PDTB dataset show that our model achieves the state-of-the-art performance on multi-level IDRR. We will release our code at https://github.com/nlpersECJTU/LDSGM.

Improving Graph-based Sentence Ordering with Iteratively Predicted Pairwise Orderings

Dominant sentence ordering models can be classified into pairwise ordering models and set-to-sequence models. However, there is little attempt to combine these two types of models, which inituitively possess complementary advantages. In this paper, we propose a novel sentence ordering framework which introduces two classifiers to make better use of pairwise orderings for graph-based sentence ordering. Specially, given an initial sentence-entity graph, we first introduce a graph-based classifier to predict pairwise orderings between linked sentences. Then, in an iterative manner, based on the graph updated by previously predicted high-confident pairwise orderings, another classifier is used to predict the remaining uncertain pairwise orderings. At last, we adapt a GRN-based sentence ordering model on the basis of final graph. Experiments on five commonly-used datasets demonstrate the effectiveness and generality of our model. Particularly, when equipped with BERT and FHDecoder, our model achieves state-of-the-art performance.

Recursively Conditional Gaussian for Ordinal Unsupervised Domain Adaptation

The unsupervised domain adaptation (UDA) has been widely adopted to alleviate the data scalability issue, while the existing works usually focus on classifying independently discrete labels. However, in many tasks (e.g., medical diagnosis), the labels are discrete and successively distributed. The UDA for ordinal classification requires inducing non-trivial ordinal distribution prior to the latent space. Target for this, the partially ordered set (poset) is defined for constraining the latent vector. Instead of the typically i.i.d. Gaussian latent prior, in this work, a recursively conditional Gaussian (RCG) set is adapted for ordered constraint modeling, which admits a tractable joint distribution prior. Furthermore, we are able to control the density of content vector that violates the poset constraints by a simple "three-sigma rule". We explicitly disentangle the cross-domain images into a shared ordinal prior induced ordinal content space and two separate source/target ordinal-unrelated spaces, and the self-training is worked on the shared space exclusively for ordinal-aware domain alignment. Extensive experiments on UDA medical diagnoses and facial age estimation demonstrate its effectiveness.

Improving Tree-Structured Decoder Training for Code Generation via Mutual Learning

Code generation aims to automatically generate a piece of code given an input natural language utterance. Currently, among dominant models, it is treated as a sequence-to-tree task, where a decoder outputs a sequence of actions corresponding to the pre-order traversal of an Abstract Syntax Tree. However, such a decoder only exploits the preorder traversal based preceding actions, which are insufficient to ensure correct action predictions. In this paper, we first throughly analyze the context modeling difference between neural code generation models with different traversals based decodings (preorder traversal vs breadth-first traversal), and then propose to introduce a mutual learning framework to jointly train these models. Under this framework, we continuously enhance both two models via mutual distillation, which involves synchronous executions of two one-to-one knowledge transfers at each training step. More specifically, we alternately choose one model as the student and the other as its teacher, and require the student to fit the training data and the action prediction distributions of its teacher. By doing so, both models can fully absorb the knowledge from each other and thus could be improved simultaneously. Experimental results and in-depth analysis on several benchmark datasets demonstrate the effectiveness of our approach. We release our code at https://github.com/DeepLearnXMU/CGML.

Embedding Semantic Hierarchy in Discrete Optimal Transport for Risk Minimization

The widely-used cross-entropy (CE) loss-based deep networks achieved significant progress w.r.t. the classification accuracy. However, the CE loss can essentially ignore the risk of misclassification which is usually measured by the distance between the prediction and label in a semantic hierarchical tree. In this paper, we propose to incorporate the risk-aware inter-class correlation in a discrete optimal transport (DOT) training framework by configuring its ground distance matrix. The ground distance matrix can be pre-defined following a priori of hierarchical semantic risk. Specifically, we define the tree induced error (TIE) on a hierarchical semantic tree and extend it to its increasing function from the optimization perspective. The semantic similarity in each level of a tree is integrated with the information gain. We achieve promising results on several large scale image classification tasks with a semantic tree structure in a plug and play manner.

Enhanced Aspect-Based Sentiment Analysis Models with Progressive Self-supervised Attention Learning

In aspect-based sentiment analysis (ABSA), many neural models are equipped with an attention mechanism to quantify the contribution of each context word to sentiment prediction. However, such a mechanism suffers from one drawback: only a few frequent words with sentiment polarities are tended to be taken into consideration for final sentiment decision while abundant infrequent sentiment words are ignored by models. To deal with this issue, we propose a progressive self-supervised attention learning approach for attentional ABSA models. In this approach, we iteratively perform sentiment prediction on all training instances, and continually learn useful attention supervision information in the meantime. During training, at each iteration, context words with the highest impact on sentiment prediction, identified based on their attention weights or gradients, are extracted as words with active/misleading influence on the correct/incorrect prediction for each instance. Words extracted in this way are masked for subsequent iterations. To exploit these extracted words for refining ABSA models, we augment the conventional training objective with a regularization term that encourages ABSA models to not only take full advantage of the extracted active context words but also decrease the weights of those misleading words. We integrate the proposed approach into three state-of-the-art neural ABSA models. Experiment results and in-depth analyses show that our approach yields better attention results and significantly enhances the performance of all three models. We release the source code and trained models at https://github.com/DeepLearnXMU/PSSAttention.