Hard Prompts Made Interpretable: Sparse Entropy Regularization for Prompt Tuning with RL

With the advent of foundation models, prompt tuning has positioned itself as an important technique for directing model behaviors and eliciting desired responses. Prompt tuning regards selecting appropriate keywords included into the input, thereby adapting to the downstream task without adjusting or fine-tuning the model parameters. There is a wide range of work in prompt tuning, from approaches that directly harness the backpropagated gradient signals from the model, to those employing black-box optimization such as reinforcement learning (RL) methods. Our primary focus is on RLPrompt, which aims to find optimal prompt tokens leveraging soft Q-learning. While the results show promise, we have observed that the prompts frequently appear unnatural, which impedes their interpretability. We address this limitation by using sparse Tsallis entropy regularization, a principled approach to filtering out unlikely tokens from consideration. We extensively evaluate our approach across various tasks, including few-shot text classification, unsupervised text style transfer, and textual inversion from images. The results indicate a notable improvement over baselines, highlighting the efficacy of our approach in addressing the challenges of prompt tuning. Moreover, we show that the prompts discovered using our method are more natural and interpretable compared to those from other baselines.

Exploring Deeper! Segment Anything Model with Depth Perception for Camouflaged Object Detection

This paper introduces a new Segment Anything Model with Depth Perception (DSAM) for Camouflaged Object Detection (COD). DSAM exploits the zero-shot capability of SAM to realize precise segmentation in the RGB-D domain. It consists of the Prompt-Deeper Module and the Finer Module. The Prompt-Deeper Module utilizes knowledge distillation and the Bias Correction Module to achieve the interaction between RGB features and depth features, especially using depth features to correct erroneous parts in RGB features. Then, the interacted features are combined with the box prompt in SAM to create a prompt with depth perception. The Finer Module explores the possibility of accurately segmenting highly camouflaged targets from a depth perspective. It uncovers depth cues in areas missed by SAM through mask reversion, self-filtering, and self-attention operations, compensating for its defects in the COD domain. DSAM represents the first step towards the SAM-based RGB-D COD model. It maximizes the utilization of depth features while synergizing with RGB features to achieve multimodal complementarity, thereby overcoming the segmentation limitations of SAM and improving its accuracy in COD. Experimental results on COD benchmarks demonstrate that DSAM achieves excellent segmentation performance and reaches the state-of-the-art (SOTA) on COD benchmarks with less consumption of training resources. The code will be available at https://github.com/guobaoxiao/DSAM.

Video In-context Learning

In-context learning for vision data has been underexplored compared with that in natural language. Previous works studied image in-context learning, urging models to generate a single image guided by demonstrations. In this paper, we propose and study video in-context learning, where the model starts from an existing video clip and generates diverse potential future sequences, each semantically guided by the prompted video demonstrations. To achieve this, we provide a clear definition of the task, and train an autoregressive Transformer on video datasets. We thoroughly analyze the effect of different datasets and represent frames as discrete tokens, and then model them by next token predictions. We design various evaluation metrics, including both objective and subjective measures, to demonstrate the visual quality and semantic accuracy of generation results. Our model follows the scaling law and generates high-quality video clips that accurately align with the semantic guidance provided by in-context examples.

DPO Meets PPO: Reinforced Token Optimization for RLHF

In the classical Reinforcement Learning from Human Feedback (RLHF) framework, Proximal Policy Optimization (PPO) is employed to learn from sparse, sentence-level rewards -- a challenging scenario in traditional deep reinforcement learning. Despite the great successes of PPO in the alignment of state-of-the-art closed-source large language models (LLMs), its open-source implementation is still largely sub-optimal, as widely reported by numerous research studies. To address these issues, we introduce a framework that models RLHF problems as a Markov decision process (MDP), enabling the capture of fine-grained token-wise information. Furthermore, we provide theoretical insights that demonstrate the superiority of our MDP framework over the previous sentence-level bandit formulation. Under this framework, we introduce an algorithm, dubbed as Reinforced Token Optimization (\texttt{RTO}), which learns the token-wise reward function from preference data and performs policy optimization based on this learned token-wise reward signal. Theoretically, \texttt{RTO} is proven to have the capability of finding the near-optimal policy sample-efficiently. For its practical implementation, \texttt{RTO} innovatively integrates Direct Preference Optimization (DPO) and PPO. DPO, originally derived from sparse sentence rewards, surprisingly provides us with a token-wise characterization of response quality, which is seamlessly incorporated into our subsequent PPO training stage. Extensive real-world alignment experiments verify the effectiveness of the proposed approach.

Empowering Large Language Models on Robotic Manipulation with Affordance Prompting

While large language models (LLMs) are successful in completing various language processing tasks, they easily fail to interact with the physical world by generating control sequences properly. We find that the main reason is that LLMs are not grounded in the physical world. Existing LLM-based approaches circumvent this problem by relying on additional pre-defined skills or pre-trained sub-policies, making it hard to adapt to new tasks. In contrast, we aim to address this problem and explore the possibility to prompt pre-trained LLMs to accomplish a series of robotic manipulation tasks in a training-free paradigm. Accordingly, we propose a framework called LLM+A(ffordance) where the LLM serves as both the sub-task planner (that generates high-level plans) and the motion controller (that generates low-level control sequences). To ground these plans and control sequences on the physical world, we develop the affordance prompting technique that stimulates the LLM to 1) predict the consequences of generated plans and 2) generate affordance values for relevant objects. Empirically, we evaluate the effectiveness of LLM+A in various language-conditioned robotic manipulation tasks, which show that our approach substantially improves performance by enhancing the feasibility of generated plans and control and can easily generalize to different environments.

VSFormer: Visual-Spatial Fusion Transformer for Correspondence Pruning

Correspondence pruning aims to find correct matches (inliers) from an initial set of putative correspondences, which is a fundamental task for many applications. The process of finding is challenging, given the varying inlier ratios between scenes/image pairs due to significant visual differences. However, the performance of the existing methods is usually limited by the problem of lacking visual cues (\eg texture, illumination, structure) of scenes. In this paper, we propose a Visual-Spatial Fusion Transformer (VSFormer) to identify inliers and recover camera poses accurately. Firstly, we obtain highly abstract visual cues of a scene with the cross attention between local features of two-view images. Then, we model these visual cues and correspondences by a joint visual-spatial fusion module, simultaneously embedding visual cues into correspondences for pruning. Additionally, to mine the consistency of correspondences, we also design a novel module that combines the KNN-based graph and the transformer, effectively capturing both local and global contexts. Extensive experiments have demonstrated that the proposed VSFormer outperforms state-of-the-art methods on outdoor and indoor benchmarks. Our code is provided at the following repository: https://github.com/sugar-fly/VSFormer.

Layer-Adapted Implicit Distribution Alignment Networks for Cross-Corpus Speech Emotion Recognition

In this paper, we propose a new unsupervised domain adaptation (DA) method called layer-adapted implicit distribution alignment networks (LIDAN) to address the challenge of cross-corpus speech emotion recognition (SER). LIDAN extends our previous ICASSP work, deep implicit distribution alignment networks (DIDAN), whose key contribution lies in the introduction of a novel regularization term called implicit distribution alignment (IDA). This term allows DIDAN trained on source (training) speech samples to remain applicable to predicting emotion labels for target (testing) speech samples, regardless of corpus variance in cross-corpus SER. To further enhance this method, we extend IDA to layer-adapted IDA (LIDA), resulting in LIDAN. This layer-adpated extention consists of three modified IDA terms that consider emotion labels at different levels of granularity. These terms are strategically arranged within different fully connected layers in LIDAN, aligning with the increasing emotion-discriminative abilities with respect to the layer depth. This arrangement enables LIDAN to more effectively learn emotion-discriminative and corpus-invariant features for SER across various corpora compared to DIDAN. It is also worthy to mention that unlike most existing methods that rely on estimating statistical moments to describe pre-assumed explicit distributions, both IDA and LIDA take a different approach. They utilize an idea of target sample reconstruction to directly bridge the feature distribution gap without making assumptions about their distribution type. As a result, DIDAN and LIDAN can be viewed as implicit cross-corpus SER methods. To evaluate LIDAN, we conducted extensive cross-corpus SER experiments on EmoDB, eNTERFACE, and CASIA corpora. The experimental results demonstrate that LIDAN surpasses recent state-of-the-art explicit unsupervised DA methods in tackling cross-corpus SER tasks.

Pre-Trained Large Language Models for Industrial Control

For industrial control, developing high-performance controllers with few samples and low technical debt is appealing. Foundation models, possessing rich prior knowledge obtained from pre-training with Internet-scale corpus, have the potential to be a good controller with proper prompts. In this paper, we take HVAC (Heating, Ventilation, and Air Conditioning) building control as an example to examine the ability of GPT-4 (one of the first-tier foundation models) as the controller. To control HVAC, we wrap the task as a language game by providing text including a short description for the task, several selected demonstrations, and the current observation to GPT-4 on each step and execute the actions responded by GPT-4. We conduct series of experiments to answer the following questions: 1)~How well can GPT-4 control HVAC? 2)~How well can GPT-4 generalize to different scenarios for HVAC control? 3) How different parts of the text context affect the performance? In general, we found GPT-4 achieves the performance comparable to RL methods with few samples and low technical debt, indicating the potential of directly applying foundation models to industrial control tasks.

Learning Multi-Agent Intention-Aware Communication for Optimal Multi-Order Execution in Finance

Order execution is a fundamental task in quantitative finance, aiming at finishing acquisition or liquidation for a number of trading orders of the specific assets. Recent advance in model-free reinforcement learning (RL) provides a data-driven solution to the order execution problem. However, the existing works always optimize execution for an individual order, overlooking the practice that multiple orders are specified to execute simultaneously, resulting in suboptimality and bias. In this paper, we first present a multi-agent RL (MARL) method for multi-order execution considering practical constraints. Specifically, we treat every agent as an individual operator to trade one specific order, while keeping communicating with each other and collaborating for maximizing the overall profits. Nevertheless, the existing MARL algorithms often incorporate communication among agents by exchanging only the information of their partial observations, which is inefficient in complicated financial market. To improve collaboration, we then propose a learnable multi-round communication protocol, for the agents communicating the intended actions with each other and refining accordingly. It is optimized through a novel action value attribution method which is provably consistent with the original learning objective yet more efficient. The experiments on the data from two real-world markets have illustrated superior performance with significantly better collaboration effectiveness achieved by our method.

A Versatile Multi-Agent Reinforcement Learning Benchmark for Inventory Management

Multi-agent reinforcement learning (MARL) models multiple agents that interact and learn within a shared environment. This paradigm is applicable to various industrial scenarios such as autonomous driving, quantitative trading, and inventory management. However, applying MARL to these real-world scenarios is impeded by many challenges such as scaling up, complex agent interactions, and non-stationary dynamics. To incentivize the research of MARL on these challenges, we develop MABIM (Multi-Agent Benchmark for Inventory Management) which is a multi-echelon, multi-commodity inventory management simulator that can generate versatile tasks with these different challenging properties. Based on MABIM, we evaluate the performance of classic operations research (OR) methods and popular MARL algorithms on these challenging tasks to highlight their weaknesses and potential.