Mindful-RAG: A Study of Points of Failure in Retrieval Augmented Generation

Large Language Models (LLMs) are proficient at generating coherent and contextually relevant text but face challenges when addressing knowledge-intensive queries in domain-specific and factual question-answering tasks. Retrieval-augmented generation (RAG) systems mitigate this by incorporating external knowledge sources, such as structured knowledge graphs (KGs). However, LLMs often struggle to produce accurate answers despite access to KG-extracted information containing necessary facts. Our study investigates this dilemma by analyzing error patterns in existing KG-based RAG methods and identifying eight critical failure points. We observed that these errors predominantly occur due to insufficient focus on discerning the question's intent and adequately gathering relevant context from the knowledge graph facts. Drawing on this analysis, we propose the Mindful-RAG approach, a framework designed for intent-based and contextually aligned knowledge retrieval. This method explicitly targets the identified failures and offers improvements in the correctness and relevance of responses provided by LLMs, representing a significant step forward from existing methods.

"Glue pizza and eat rocks" -- Exploiting Vulnerabilities in Retrieval-Augmented Generative Models

Retrieval-Augmented Generative (RAG) models enhance Large Language Models (LLMs) by integrating external knowledge bases, improving their performance in applications like fact-checking and information searching. In this paper, we demonstrate a security threat where adversaries can exploit the openness of these knowledge bases by injecting deceptive content into the retrieval database, intentionally changing the model's behavior. This threat is critical as it mirrors real-world usage scenarios where RAG systems interact with publicly accessible knowledge bases, such as web scrapings and user-contributed data pools. To be more realistic, we target a realistic setting where the adversary has no knowledge of users' queries, knowledge base data, and the LLM parameters. We demonstrate that it is possible to exploit the model successfully through crafted content uploads with access to the retriever. Our findings emphasize an urgent need for security measures in the design and deployment of RAG systems to prevent potential manipulation and ensure the integrity of machine-generated content.

Catching Chameleons: Detecting Evolving Disinformation Generated using Large Language Models

Despite recent advancements in detecting disinformation generated by large language models (LLMs), current efforts overlook the ever-evolving nature of this disinformation. In this work, we investigate a challenging yet practical research problem of detecting evolving LLM-generated disinformation. Disinformation evolves constantly through the rapid development of LLMs and their variants. As a consequence, the detection model faces significant challenges. First, it is inefficient to train separate models for each disinformation generator. Second, the performance decreases in scenarios when evolving LLM-generated disinformation is encountered in sequential order. To address this problem, we propose DELD (Detecting Evolving LLM-generated Disinformation), a parameter-efficient approach that jointly leverages the general fact-checking capabilities of pre-trained language models (PLM) and the independent disinformation generation characteristics of various LLMs. In particular, the learned characteristics are concatenated sequentially to facilitate knowledge accumulation and transformation. DELD addresses the issue of label scarcity by integrating the semantic embeddings of disinformation with trainable soft prompts to elicit model-specific knowledge. Our experiments show that \textit{DELD} significantly outperforms state-of-the-art methods. Moreover, our method provides critical insights into the unique patterns of disinformation generation across different LLMs, offering valuable perspectives in this line of research.

Defending Against Social Engineering Attacks in the Age of LLMs

The proliferation of Large Language Models (LLMs) poses challenges in detecting and mitigating digital deception, as these models can emulate human conversational patterns and facilitate chat-based social engineering (CSE) attacks. This study investigates the dual capabilities of LLMs as both facilitators and defenders against CSE threats. We develop a novel dataset, SEConvo, simulating CSE scenarios in academic and recruitment contexts, and designed to examine how LLMs can be exploited in these situations. Our findings reveal that, while off-the-shelf LLMs generate high-quality CSE content, their detection capabilities are suboptimal, leading to increased operational costs for defense. In response, we propose ConvoSentinel, a modular defense pipeline that improves detection at both the message and the conversation levels, offering enhanced adaptability and cost-effectiveness. The retrieval-augmented module in ConvoSentinel identifies malicious intent by comparing messages to a database of similar conversations, enhancing CSE detection at all stages. Our study highlights the need for advanced strategies to leverage LLMs in cybersecurity.

Prioritizing Potential Wetland Areas via Region-to-Region Knowledge Transfer and Adaptive Propagation

Wetlands are important to communities, offering benefits ranging from water purification, and flood protection to recreation and tourism. Therefore, identifying and prioritizing potential wetland areas is a critical decision problem. While data-driven solutions are feasible, this is complicated by significant data sparsity due to the low proportion of wetlands (3-6\%) in many areas of interest in the southwestern US. This makes it hard to develop data-driven models that can help guide the identification of additional wetland areas. To solve this limitation, we propose two strategies: (1) The first of these is knowledge transfer from regions with rich wetlands (such as the Eastern US) to sparser regions (such as the Southwestern area with few wetlands). Recognizing that these regions are likely to be very different from each other in terms of soil characteristics, population distribution, and land use, we propose a domain disentanglement strategy that identifies and transfers only the applicable aspects of the learned model. (2) We complement this with a spatial data enrichment strategy that relies on an adaptive propagation mechanism. This mechanism differentiates between node pairs that have positive and negative impacts on each other for Graph Neural Networks (GNNs). To summarize, given two spatial cells belonging to different regions, we identify domain-specific and domain-shareable features, and, for each region, we rely on adaptive propagation to enrich features with the features of surrounding cells. We conduct rigorous experiments to substantiate our proposed method's effectiveness, robustness, and scalability compared to state-of-the-art baselines. Additionally, an ablation study demonstrates that each module is essential in prioritizing potential wetlands, which justifies our assumption.

Cognitive Evolutionary Learning to Select Feature Interactions for Recommender Systems

Feature interaction selection is a fundamental problem in commercial recommender systems. Most approaches equally enumerate all features and interactions by the same pre-defined operation under expert guidance. Their recommendation is unsatisfactory sometimes due to the following issues: (1)~They cannot ensure the learning abilities of models because their architectures are poorly adaptable to tasks and data; (2)~Useless features and interactions can bring unnecessary noise and complicate the training process. In this paper, we aim to adaptively evolve the model to select appropriate operations, features, and interactions under task guidance. Inspired by the evolution and functioning of natural organisms, we propose a novel \textsl{Cognitive EvoLutionary Learning (CELL)} framework, where cognitive ability refers to a property of organisms that allows them to react and survive in diverse environments. It consists of three stages, i.e., DNA search, genome search, and model functioning. Specifically, if we regard the relationship between models and tasks as the relationship between organisms and natural environments, interactions of feature pairs can be analogous to double-stranded DNA, of which relevant features and interactions can be analogous to genomes. Along this line, we diagnose the fitness of the model on operations, features, and interactions to simulate the survival rates of organisms for natural selection. We show that CELL can adaptively evolve into different models for different tasks and data, which enables practitioners to access off-the-shelf models. Extensive experiments on four real-world datasets demonstrate that CELL significantly outperforms state-of-the-art baselines. Also, we conduct synthetic experiments to ascertain that CELL can consistently discover the pre-defined interaction patterns for feature pairs.

Efficient Reinforcement Learning via Large Language Model-based Search

Reinforcement Learning (RL) suffers from sample inefficiency in sparse reward domains, and the problem is pronounced if there are stochastic transitions. To improve the sample efficiency, reward shaping is a well-studied approach to introduce intrinsic rewards that can help the RL agent converge to an optimal policy faster. However, designing a useful reward shaping function specific to each problem is challenging, even for domain experts. They would either have to rely on task-specific domain knowledge or provide an expert demonstration independently for each task. Given, that Large Language Models (LLMs) have rapidly gained prominence across a magnitude of natural language tasks, we aim to answer the following question: Can we leverage LLMs to construct a reward shaping function that can boost the sample efficiency of an RL agent? In this work, we aim to leverage off-the-shelf LLMs to generate a guide policy by solving a simpler deterministic abstraction of the original problem that can then be used to construct the reward shaping function for the downstream RL agent. Given the ineffectiveness of directly prompting LLMs, we propose MEDIC: a framework that augments LLMs with a Model-based feEDback critIC, which verifies LLM-generated outputs, to generate a possibly sub-optimal but valid plan for the abstract problem. Our experiments across domains from the BabyAI environment suite show 1) the effectiveness of augmenting LLMs with MEDIC, 2) a significant improvement in the sample complexity of PPO and A2C-based RL agents when guided by our LLM-generated plan, and finally, 3) pave the direction for further explorations of how these models can be used to augment existing RL pipelines.

Zero-shot LLM-guided Counterfactual Generation for Text

Counterfactual examples are frequently used for model development and evaluation in many natural language processing (NLP) tasks. Although methods for automated counterfactual generation have been explored, such methods depend on models such as pre-trained language models that are then fine-tuned on auxiliary, often task-specific datasets. Collecting and annotating such datasets for counterfactual generation is labor intensive and therefore, infeasible in practice. Therefore, in this work, we focus on a novel problem setting: \textit{zero-shot counterfactual generation}. To this end, we propose a structured way to utilize large language models (LLMs) as general purpose counterfactual example generators. We hypothesize that the instruction-following and textual understanding capabilities of recent LLMs can be effectively leveraged for generating high quality counterfactuals in a zero-shot manner, without requiring any training or fine-tuning. Through comprehensive experiments on various downstream tasks in natural language processing (NLP), we demonstrate the efficacy of LLMs as zero-shot counterfactual generators in evaluating and explaining black-box NLP models.

DALK: Dynamic Co-Augmentation of LLMs and KG to answer Alzheimer's Disease Questions with Scientific Literature

Recent advancements in large language models (LLMs) have achieved promising performances across various applications. Nonetheless, the ongoing challenge of integrating long-tail knowledge continues to impede the seamless adoption of LLMs in specialized domains. In this work, we introduce DALK, a.k.a. Dynamic Co-Augmentation of LLMs and KG, to address this limitation and demonstrate its ability on studying Alzheimer's Disease (AD), a specialized sub-field in biomedicine and a global health priority. With a synergized framework of LLM and KG mutually enhancing each other, we first leverage LLM to construct an evolving AD-specific knowledge graph (KG) sourced from AD-related scientific literature, and then we utilize a coarse-to-fine sampling method with a novel self-aware knowledge retrieval approach to select appropriate knowledge from the KG to augment LLM inference capabilities. The experimental results, conducted on our constructed AD question answering (ADQA) benchmark, underscore the efficacy of DALK. Additionally, we perform a series of detailed analyses that can offer valuable insights and guidelines for the emerging topic of mutually enhancing KG and LLM. We will release the code and data at https://github.com/David-Li0406/DALK.

Adapting to Distribution Shift by Visual Domain Prompt Generation

In this paper, we aim to adapt a model at test-time using a few unlabeled data to address distribution shifts. To tackle the challenges of extracting domain knowledge from a limited amount of data, it is crucial to utilize correlated information from pre-trained backbones and source domains. Previous studies fail to utilize recent foundation models with strong out-of-distribution generalization. Additionally, domain-centric designs are not flavored in their works. Furthermore, they employ the process of modelling source domains and the process of learning to adapt independently into disjoint training stages. In this work, we propose an approach on top of the pre-computed features of the foundation model. Specifically, we build a knowledge bank to learn the transferable knowledge from source domains. Conditioned on few-shot target data, we introduce a domain prompt generator to condense the knowledge bank into a domain-specific prompt. The domain prompt then directs the visual features towards a particular domain via a guidance module. Moreover, we propose a domain-aware contrastive loss and employ meta-learning to facilitate domain knowledge extraction. Extensive experiments are conducted to validate the domain knowledge extraction. The proposed method outperforms previous work on 5 large-scale benchmarks including WILDS and DomainNet.