LayoutLLM: Layout Instruction Tuning with Large Language Models for Document Understanding

Recently, leveraging large language models (LLMs) or multimodal large language models (MLLMs) for document understanding has been proven very promising. However, previous works that employ LLMs/MLLMs for document understanding have not fully explored and utilized the document layout information, which is vital for precise document understanding. In this paper, we propose LayoutLLM, an LLM/MLLM based method for document understanding. The core of LayoutLLM is a layout instruction tuning strategy, which is specially designed to enhance the comprehension and utilization of document layouts. The proposed layout instruction tuning strategy consists of two components: Layout-aware Pre-training and Layout-aware Supervised Fine-tuning. To capture the characteristics of document layout in Layout-aware Pre-training, three groups of pre-training tasks, corresponding to document-level, region-level and segment-level information, are introduced. Furthermore, a novel module called layout chain-of-thought (LayoutCoT) is devised to enable LayoutLLM to focus on regions relevant to the question and generate accurate answers. LayoutCoT is effective for boosting the performance of document understanding. Meanwhile, it brings a certain degree of interpretability, which could facilitate manual inspection and correction. Experiments on standard benchmarks show that the proposed LayoutLLM significantly outperforms existing methods that adopt open-source 7B LLMs/MLLMs for document understanding. The training data of the LayoutLLM is publicly available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/DocumentUnderstanding/LayoutLLM

OmniParser: A Unified Framework for Text Spotting, Key Information Extraction and Table Recognition

Recently, visually-situated text parsing (VsTP) has experienced notable advancements, driven by the increasing demand for automated document understanding and the emergence of Generative Large Language Models (LLMs) capable of processing document-based questions. Various methods have been proposed to address the challenging problem of VsTP. However, due to the diversified targets and heterogeneous schemas, previous works usually design task-specific architectures and objectives for individual tasks, which inadvertently leads to modal isolation and complex workflow. In this paper, we propose a unified paradigm for parsing visually-situated text across diverse scenarios. Specifically, we devise a universal model, called OmniParser, which can simultaneously handle three typical visually-situated text parsing tasks: text spotting, key information extraction, and table recognition. In OmniParser, all tasks share the unified encoder-decoder architecture, the unified objective: point-conditioned text generation, and the unified input & output representation: prompt & structured sequences. Extensive experiments demonstrate that the proposed OmniParser achieves state-of-the-art (SOTA) or highly competitive performances on 7 datasets for the three visually-situated text parsing tasks, despite its unified, concise design. The code is available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery.

HierCode: A Lightweight Hierarchical Codebook for Zero-shot Chinese Text Recognition

Text recognition, especially for complex scripts like Chinese, faces unique challenges due to its intricate character structures and vast vocabulary. Traditional one-hot encoding methods struggle with the representation of hierarchical radicals, recognition of Out-Of-Vocabulary (OOV) characters, and on-device deployment due to their computational intensity. To address these challenges, we propose HierCode, a novel and lightweight codebook that exploits the innate hierarchical nature of Chinese characters. HierCode employs a multi-hot encoding strategy, leveraging hierarchical binary tree encoding and prototype learning to create distinctive, informative representations for each character. This approach not only facilitates zero-shot recognition of OOV characters by utilizing shared radicals and structures but also excels in line-level recognition tasks by computing similarity with visual features, a notable advantage over existing methods. Extensive experiments across diverse benchmarks, including handwritten, scene, document, web, and ancient text, have showcased HierCode's superiority for both conventional and zero-shot Chinese character or text recognition, exhibiting state-of-the-art performance with significantly fewer parameters and fast inference speed.

LORE++: Logical Location Regression Network for Table Structure Recognition with Pre-training

Table structure recognition (TSR) aims at extracting tables in images into machine-understandable formats. Recent methods solve this problem by predicting the adjacency relations of detected cell boxes or learning to directly generate the corresponding markup sequences from the table images. However, existing approaches either count on additional heuristic rules to recover the table structures, or face challenges in capturing long-range dependencies within tables, resulting in increased complexity. In this paper, we propose an alternative paradigm. We model TSR as a logical location regression problem and propose a new TSR framework called LORE, standing for LOgical location REgression network, which for the first time regresses logical location as well as spatial location of table cells in a unified network. Our proposed LORE is conceptually simpler, easier to train, and more accurate than other paradigms of TSR. Moreover, inspired by the persuasive success of pre-trained models on a number of computer vision and natural language processing tasks, we propose two pre-training tasks to enrich the spatial and logical representations at the feature level of LORE, resulting in an upgraded version called LORE++. The incorporation of pre-training in LORE++ has proven to enjoy significant advantages, leading to a substantial enhancement in terms of accuracy, generalization, and few-shot capability compared to its predecessor. Experiments on standard benchmarks against methods of previous paradigms demonstrate the superiority of LORE++, which highlights the potential and promising prospect of the logical location regression paradigm for TSR.

FontDiffuser: One-Shot Font Generation via Denoising Diffusion with Multi-Scale Content Aggregation and Style Contrastive Learning

Automatic font generation is an imitation task, which aims to create a font library that mimics the style of reference images while preserving the content from source images. Although existing font generation methods have achieved satisfactory performance, they still struggle with complex characters and large style variations. To address these issues, we propose FontDiffuser, a diffusion-based image-to-image one-shot font generation method, which innovatively models the font imitation task as a noise-to-denoise paradigm. In our method, we introduce a Multi-scale Content Aggregation (MCA) block, which effectively combines global and local content cues across different scales, leading to enhanced preservation of intricate strokes of complex characters. Moreover, to better manage the large variations in style transfer, we propose a Style Contrastive Refinement (SCR) module, which is a novel structure for style representation learning. It utilizes a style extractor to disentangle styles from images, subsequently supervising the diffusion model via a meticulously designed style contrastive loss. Extensive experiments demonstrate FontDiffuser's state-of-the-art performance in generating diverse characters and styles. It consistently excels on complex characters and large style changes compared to previous methods. The code is available at https://github.com/yeungchenwa/FontDiffuser.

DocXChain: A Powerful Open-Source Toolchain for Document Parsing and Beyond

In this report, we introduce DocXChain, a powerful open-source toolchain for document parsing, which is designed and developed to automatically convert the rich information embodied in unstructured documents, such as text, tables and charts, into structured representations that are readable and manipulable by machines. Specifically, basic capabilities, including text detection, text recognition, table structure recognition and layout analysis, are provided. Upon these basic capabilities, we also build a set of fully functional pipelines for document parsing, i.e., general text reading, table parsing, and document structurization, to drive various applications related to documents in real-world scenarios. Moreover, DocXChain is concise, modularized and flexible, such that it can be readily integrated with existing tools, libraries or models (such as LangChain and ChatGPT), to construct more powerful systems that can accomplish more complicated and challenging tasks. The code of DocXChain is publicly available at:~\url{https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/Applications/DocXChain}

Vision Grid Transformer for Document Layout Analysis

Document pre-trained models and grid-based models have proven to be very effective on various tasks in Document AI. However, for the document layout analysis (DLA) task, existing document pre-trained models, even those pre-trained in a multi-modal fashion, usually rely on either textual features or visual features. Grid-based models for DLA are multi-modality but largely neglect the effect of pre-training. To fully leverage multi-modal information and exploit pre-training techniques to learn better representation for DLA, in this paper, we present VGT, a two-stream Vision Grid Transformer, in which Grid Transformer (GiT) is proposed and pre-trained for 2D token-level and segment-level semantic understanding. Furthermore, a new dataset named D$^4$LA, which is so far the most diverse and detailed manually-annotated benchmark for document layout analysis, is curated and released. Experiment results have illustrated that the proposed VGT model achieves new state-of-the-art results on DLA tasks, e.g. PubLayNet ($95.7\%$$\rightarrow$$96.2\%$), DocBank ($79.6\%$$\rightarrow$$84.1\%$), and D$^4$LA ($67.7\%$$\rightarrow$$68.8\%$). The code and models as well as the D$^4$LA dataset will be made publicly available ~\url{https://github.com/AlibabaResearch/AdvancedLiterateMachinery}.

LISTER: Neighbor Decoding for Length-Insensitive Scene Text Recognition

The diversity in length constitutes a significant characteristic of text. Due to the long-tail distribution of text lengths, most existing methods for scene text recognition (STR) only work well on short or seen-length text, lacking the capability of recognizing longer text or performing length extrapolation. This is a crucial issue, since the lengths of the text to be recognized are usually not given in advance in real-world applications, but it has not been adequately investigated in previous works. Therefore, we propose in this paper a method called Length-Insensitive Scene TExt Recognizer (LISTER), which remedies the limitation regarding the robustness to various text lengths. Specifically, a Neighbor Decoder is proposed to obtain accurate character attention maps with the assistance of a novel neighbor matrix regardless of the text lengths. Besides, a Feature Enhancement Module is devised to model the long-range dependency with low computation cost, which is able to perform iterations with the neighbor decoder to enhance the feature map progressively. To the best of our knowledge, we are the first to achieve effective length-insensitive scene text recognition. Extensive experiments demonstrate that the proposed LISTER algorithm exhibits obvious superiority on long text recognition and the ability for length extrapolation, while comparing favourably with the previous state-of-the-art methods on standard benchmarks for STR (mainly short text).

Multi-Granularity Prediction with Learnable Fusion for Scene Text Recognition

Due to the enormous technical challenges and wide range of applications, scene text recognition (STR) has been an active research topic in computer vision for years. To tackle this tough problem, numerous innovative methods have been successively proposed, and incorporating linguistic knowledge into STR models has recently become a prominent trend. In this work, we first draw inspiration from the recent progress in Vision Transformer (ViT) to construct a conceptually simple yet functionally powerful vision STR model, which is built upon ViT and a tailored Adaptive Addressing and Aggregation (A$^3$) module. It already outperforms most previous state-of-the-art models for scene text recognition, including both pure vision models and language-augmented methods. To integrate linguistic knowledge, we further propose a Multi-Granularity Prediction strategy to inject information from the language modality into the model in an implicit way, \ie, subword representations (BPE and WordPiece) widely used in NLP are introduced into the output space, in addition to the conventional character level representation, while no independent language model (LM) is adopted. To produce the final recognition results, two strategies for effectively fusing the multi-granularity predictions are devised. The resultant algorithm (termed MGP-STR) is able to push the performance envelope of STR to an even higher level. Specifically, MGP-STR achieves an average recognition accuracy of $94\%$ on standard benchmarks for scene text recognition. Moreover, it also achieves state-of-the-art results on widely-used handwritten benchmarks as well as more challenging scene text datasets, demonstrating the generality of the proposed MGP-STR algorithm. The source code and models will be available at: \url{https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/OCR/MGP-STR}.

Conditional Text Image Generation with Diffusion Models

Current text recognition systems, including those for handwritten scripts and scene text, have relied heavily on image synthesis and augmentation, since it is difficult to realize real-world complexity and diversity through collecting and annotating enough real text images. In this paper, we explore the problem of text image generation, by taking advantage of the powerful abilities of Diffusion Models in generating photo-realistic and diverse image samples with given conditions, and propose a method called Conditional Text Image Generation with Diffusion Models (CTIG-DM for short). To conform to the characteristics of text images, we devise three conditions: image condition, text condition, and style condition, which can be used to control the attributes, contents, and styles of the samples in the image generation process. Specifically, four text image generation modes, namely: (1) synthesis mode, (2) augmentation mode, (3) recovery mode, and (4) imitation mode, can be derived by combining and configuring these three conditions. Extensive experiments on both handwritten and scene text demonstrate that the proposed CTIG-DM is able to produce image samples that simulate real-world complexity and diversity, and thus can boost the performance of existing text recognizers. Besides, CTIG-DM shows its appealing potential in domain adaptation and generating images containing Out-Of-Vocabulary (OOV) words.