LayoutLLM: Layout Instruction Tuning with Large Language Models for Document Understanding

Recently, leveraging large language models (LLMs) or multimodal large language models (MLLMs) for document understanding has been proven very promising. However, previous works that employ LLMs/MLLMs for document understanding have not fully explored and utilized the document layout information, which is vital for precise document understanding. In this paper, we propose LayoutLLM, an LLM/MLLM based method for document understanding. The core of LayoutLLM is a layout instruction tuning strategy, which is specially designed to enhance the comprehension and utilization of document layouts. The proposed layout instruction tuning strategy consists of two components: Layout-aware Pre-training and Layout-aware Supervised Fine-tuning. To capture the characteristics of document layout in Layout-aware Pre-training, three groups of pre-training tasks, corresponding to document-level, region-level and segment-level information, are introduced. Furthermore, a novel module called layout chain-of-thought (LayoutCoT) is devised to enable LayoutLLM to focus on regions relevant to the question and generate accurate answers. LayoutCoT is effective for boosting the performance of document understanding. Meanwhile, it brings a certain degree of interpretability, which could facilitate manual inspection and correction. Experiments on standard benchmarks show that the proposed LayoutLLM significantly outperforms existing methods that adopt open-source 7B LLMs/MLLMs for document understanding. The training data of the LayoutLLM is publicly available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/DocumentUnderstanding/LayoutLLM

LORE++: Logical Location Regression Network for Table Structure Recognition with Pre-training

Table structure recognition (TSR) aims at extracting tables in images into machine-understandable formats. Recent methods solve this problem by predicting the adjacency relations of detected cell boxes or learning to directly generate the corresponding markup sequences from the table images. However, existing approaches either count on additional heuristic rules to recover the table structures, or face challenges in capturing long-range dependencies within tables, resulting in increased complexity. In this paper, we propose an alternative paradigm. We model TSR as a logical location regression problem and propose a new TSR framework called LORE, standing for LOgical location REgression network, which for the first time regresses logical location as well as spatial location of table cells in a unified network. Our proposed LORE is conceptually simpler, easier to train, and more accurate than other paradigms of TSR. Moreover, inspired by the persuasive success of pre-trained models on a number of computer vision and natural language processing tasks, we propose two pre-training tasks to enrich the spatial and logical representations at the feature level of LORE, resulting in an upgraded version called LORE++. The incorporation of pre-training in LORE++ has proven to enjoy significant advantages, leading to a substantial enhancement in terms of accuracy, generalization, and few-shot capability compared to its predecessor. Experiments on standard benchmarks against methods of previous paradigms demonstrate the superiority of LORE++, which highlights the potential and promising prospect of the logical location regression paradigm for TSR.

Vision Grid Transformer for Document Layout Analysis

Document pre-trained models and grid-based models have proven to be very effective on various tasks in Document AI. However, for the document layout analysis (DLA) task, existing document pre-trained models, even those pre-trained in a multi-modal fashion, usually rely on either textual features or visual features. Grid-based models for DLA are multi-modality but largely neglect the effect of pre-training. To fully leverage multi-modal information and exploit pre-training techniques to learn better representation for DLA, in this paper, we present VGT, a two-stream Vision Grid Transformer, in which Grid Transformer (GiT) is proposed and pre-trained for 2D token-level and segment-level semantic understanding. Furthermore, a new dataset named D$^4$LA, which is so far the most diverse and detailed manually-annotated benchmark for document layout analysis, is curated and released. Experiment results have illustrated that the proposed VGT model achieves new state-of-the-art results on DLA tasks, e.g. PubLayNet ($95.7\%$$\rightarrow$$96.2\%$), DocBank ($79.6\%$$\rightarrow$$84.1\%$), and D$^4$LA ($67.7\%$$\rightarrow$$68.8\%$). The code and models as well as the D$^4$LA dataset will be made publicly available ~\url{https://github.com/AlibabaResearch/AdvancedLiterateMachinery}.

LISTER: Neighbor Decoding for Length-Insensitive Scene Text Recognition

The diversity in length constitutes a significant characteristic of text. Due to the long-tail distribution of text lengths, most existing methods for scene text recognition (STR) only work well on short or seen-length text, lacking the capability of recognizing longer text or performing length extrapolation. This is a crucial issue, since the lengths of the text to be recognized are usually not given in advance in real-world applications, but it has not been adequately investigated in previous works. Therefore, we propose in this paper a method called Length-Insensitive Scene TExt Recognizer (LISTER), which remedies the limitation regarding the robustness to various text lengths. Specifically, a Neighbor Decoder is proposed to obtain accurate character attention maps with the assistance of a novel neighbor matrix regardless of the text lengths. Besides, a Feature Enhancement Module is devised to model the long-range dependency with low computation cost, which is able to perform iterations with the neighbor decoder to enhance the feature map progressively. To the best of our knowledge, we are the first to achieve effective length-insensitive scene text recognition. Extensive experiments demonstrate that the proposed LISTER algorithm exhibits obvious superiority on long text recognition and the ability for length extrapolation, while comparing favourably with the previous state-of-the-art methods on standard benchmarks for STR (mainly short text).

GeoLayoutLM: Geometric Pre-training for Visual Information Extraction

Visual information extraction (VIE) plays an important role in Document Intelligence. Generally, it is divided into two tasks: semantic entity recognition (SER) and relation extraction (RE). Recently, pre-trained models for documents have achieved substantial progress in VIE, particularly in SER. However, most of the existing models learn the geometric representation in an implicit way, which has been found insufficient for the RE task since geometric information is especially crucial for RE. Moreover, we reveal another factor that limits the performance of RE lies in the objective gap between the pre-training phase and the fine-tuning phase for RE. To tackle these issues, we propose in this paper a multi-modal framework, named GeoLayoutLM, for VIE. GeoLayoutLM explicitly models the geometric relations in pre-training, which we call geometric pre-training. Geometric pre-training is achieved by three specially designed geometry-related pre-training tasks. Additionally, novel relation heads, which are pre-trained by the geometric pre-training tasks and fine-tuned for RE, are elaborately designed to enrich and enhance the feature representation. According to extensive experiments on standard VIE benchmarks, GeoLayoutLM achieves highly competitive scores in the SER task and significantly outperforms the previous state-of-the-arts for RE (\eg, the F1 score of RE on FUNSD is boosted from 80.35\% to 89.45\%). The code and models are publicly available at https://github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/DocumentUnderstanding/GeoLayoutLM

LORE: Logical Location Regression Network for Table Structure Recognition

Table structure recognition (TSR) aims at extracting tables in images into machine-understandable formats. Recent methods solve this problem by predicting the adjacency relations of detected cell boxes, or learning to generate the corresponding markup sequences from the table images. However, they either count on additional heuristic rules to recover the table structures, or require a huge amount of training data and time-consuming sequential decoders. In this paper, we propose an alternative paradigm. We model TSR as a logical location regression problem and propose a new TSR framework called LORE, standing for LOgical location REgression network, which for the first time combines logical location regression together with spatial location regression of table cells. Our proposed LORE is conceptually simpler, easier to train and more accurate than previous TSR models of other paradigms. Experiments on standard benchmarks demonstrate that LORE consistently outperforms prior arts. Code is available at https:// github.com/AlibabaResearch/AdvancedLiterateMachinery/tree/main/DocumentUnderstanding/LORE-TSR.

ESceme: Vision-and-Language Navigation with Episodic Scene Memory

Vision-and-language navigation (VLN) simulates a visual agent that follows natural-language navigation instructions in real-world scenes. Existing approaches have made enormous progress in navigation in new environments, such as beam search, pre-exploration, and dynamic or hierarchical history encoding. To balance generalization and efficiency, we resort to memorizing visited scenarios apart from the ongoing route while navigating. In this work, we introduce a mechanism of Episodic Scene memory (ESceme) for VLN that wakes an agent's memories of past visits when it enters the current scene. The episodic scene memory allows the agent to envision a bigger picture of the next prediction. This way, the agent learns to utilize dynamically updated information instead of merely adapting to static observations. We provide a simple yet effective implementation of ESceme by enhancing the accessible views at each location and progressively completing the memory while navigating. We verify the superiority of ESceme on short-horizon (R2R), long-horizon (R4R), and vision-and-dialog (CVDN) VLN tasks. Our ESceme also wins first place on the CVDN leaderboard. Code is available: \url{https://github.com/qizhust/esceme}.}

Cross-Modal Contrastive Learning for Robust Reasoning in VQA

Multi-modal reasoning in visual question answering (VQA) has witnessed rapid progress recently. However, most reasoning models heavily rely on shortcuts learned from training data, which prevents their usage in challenging real-world scenarios. In this paper, we propose a simple but effective cross-modal contrastive learning strategy to get rid of the shortcut reasoning caused by imbalanced annotations and improve the overall performance. Different from existing contrastive learning with complex negative categories on coarse (Image, Question, Answer) triplet level, we leverage the correspondences between the language and image modalities to perform finer-grained cross-modal contrastive learning. We treat each Question-Answer (QA) pair as a whole, and differentiate between images that conform with it and those against it. To alleviate the issue of sampling bias, we further build connected graphs among images. For each positive pair, we regard the images from different graphs as negative samples and deduct the version of multi-positive contrastive learning. To our best knowledge, it is the first paper that reveals a general contrastive learning strategy without delicate hand-craft rules can contribute to robust VQA reasoning. Experiments on several mainstream VQA datasets demonstrate our superiority compared to the state of the arts. Code is available at \url{https://github.com/qizhust/cmcl_vqa_pl}.

Bi-VLDoc: Bidirectional Vision-Language Modeling for Visually-Rich Document Understanding

Multi-modal document pre-trained models have proven to be very effective in a variety of visually-rich document understanding (VrDU) tasks. Though existing document pre-trained models have achieved excellent performance on standard benchmarks for VrDU, the way they model and exploit the interactions between vision and language on documents has hindered them from better generalization ability and higher accuracy. In this work, we investigate the problem of vision-language joint representation learning for VrDU mainly from the perspective of supervisory signals. Specifically, a pre-training paradigm called Bi-VLDoc is proposed, in which a bidirectional vision-language supervision strategy and a vision-language hybrid-attention mechanism are devised to fully explore and utilize the interactions between these two modalities, to learn stronger cross-modal document representations with richer semantics. Benefiting from the learned informative cross-modal document representations, Bi-VLDoc significantly advances the state-of-the-art performance on three widely-used document understanding benchmarks, including Form Understanding (from 85.14% to 93.44%), Receipt Information Extraction (from 96.01% to 97.84%), and Document Classification (from 96.08% to 97.12%). On Document Visual QA, Bi-VLDoc achieves the state-of-the-art performance compared to previous single model methods.