Explainable Text Classification Techniques in Legal Document Review: Locating Rationales without Using Human Annotated Training Text Snippets

US corporations regularly spend millions of dollars reviewing electronically-stored documents in legal matters. Recently, attorneys apply text classification to efficiently cull massive volumes of data to identify responsive documents for use in these matters. While text classification is regularly used to reduce the discovery costs of legal matters, it also faces a perception challenge: amongst lawyers, this technology is sometimes looked upon as a "black box". Put simply, no extra information is provided for attorneys to understand why documents are classified as responsive. In recent years, explainable machine learning has emerged as an active research area. In an explainable machine learning system, predictions or decisions made by a machine learning model are human understandable. In legal 'document review' scenarios, a document is responsive, because one or more of its small text snippets are deemed responsive. In these scenarios, if these responsive snippets can be located, then attorneys could easily evaluate the model's document classification decisions - this is especially important in the field of responsible AI. Our prior research identified that predictive models created using annotated training text snippets improved the precision of a model when compared to a model created using all of a set of documents' text as training. While interesting, manually annotating training text snippets is not generally practical during a legal document review. However, small increases in precision can drastically decrease the cost of large document reviews. Automating the identification of training text snippets without human review could then make the application of training text snippet-based models a practical approach.

Structure Invariant Transformation for better Adversarial Transferability

Given the severe vulnerability of Deep Neural Networks (DNNs) against adversarial examples, there is an urgent need for an effective adversarial attack to identify the deficiencies of DNNs in security-sensitive applications. As one of the prevalent black-box adversarial attacks, the existing transfer-based attacks still cannot achieve comparable performance with the white-box attacks. Among these, input transformation based attacks have shown remarkable effectiveness in boosting transferability. In this work, we find that the existing input transformation based attacks transform the input image globally, resulting in limited diversity of the transformed images. We postulate that the more diverse transformed images result in better transferability. Thus, we investigate how to locally apply various transformations onto the input image to improve such diversity while preserving the structure of image. To this end, we propose a novel input transformation based attack, called Structure Invariant Attack (SIA), which applies a random image transformation onto each image block to craft a set of diverse images for gradient calculation. Extensive experiments on the standard ImageNet dataset demonstrate that SIA exhibits much better transferability than the existing SOTA input transformation based attacks on CNN-based and transformer-based models, showing its generality and superiority in boosting transferability. Code is available at https://github.com/xiaosen-wang/SIT.

A Multi-scale Generalized Shrinkage Threshold Network for Image Blind Deblurring in Remote Sensing

Remote sensing images are essential for many earth science applications, but their quality can be degraded due to limitations in sensor technology and complex imaging environments. To address this, various remote sensing image deblurring methods have been developed to restore sharp, high-quality images from degraded observational data. However, most traditional model-based deblurring methods usually require predefined hand-craft prior assumptions, which are difficult to handle in complex applications, and most deep learning-based deblurring methods are designed as a black box, lacking transparency and interpretability. In this work, we propose a novel blind deblurring learning framework based on alternating iterations of shrinkage thresholds, alternately updating blurring kernels and images, with the theoretical foundation of network design. Additionally, we propose a learnable blur kernel proximal mapping module to improve the blur kernel evaluation in the kernel domain. Then, we proposed a deep proximal mapping module in the image domain, which combines a generalized shrinkage threshold operator and a multi-scale prior feature extraction block. This module also introduces an attention mechanism to adaptively adjust the prior importance, thus avoiding the drawbacks of hand-crafted image prior terms. Thus, a novel multi-scale generalized shrinkage threshold network (MGSTNet) is designed to specifically focus on learning deep geometric prior features to enhance image restoration. Experiments demonstrate the superiority of our MGSTNet framework on remote sensing image datasets compared to existing deblurring methods.

PRISTA-Net: Deep Iterative Shrinkage Thresholding Network for Coded Diffraction Patterns Phase Retrieval

The problem of phase retrieval (PR) involves recovering an unknown image from limited amplitude measurement data and is a challenge nonlinear inverse problem in computational imaging and image processing. However, many of the PR methods are based on black-box network models that lack interpretability and plug-and-play (PnP) frameworks that are computationally complex and require careful parameter tuning. To address this, we have developed PRISTA-Net, a deep unfolding network (DUN) based on the first-order iterative shrinkage thresholding algorithm (ISTA). This network utilizes a learnable nonlinear transformation to address the proximal-point mapping sub-problem associated with the sparse priors, and an attention mechanism to focus on phase information containing image edges, textures, and structures. Additionally, the fast Fourier transform (FFT) is used to learn global features to enhance local information, and the designed logarithmic-based loss function leads to significant improvements when the noise level is low. All parameters in the proposed PRISTA-Net framework, including the nonlinear transformation, threshold parameters, and step size, are learned end-to-end instead of being manually set. This method combines the interpretability of traditional methods with the fast inference ability of deep learning and is able to handle noise at each iteration during the unfolding stage, thus improving recovery quality. Experiments on Coded Diffraction Patterns (CDPs) measurements demonstrate that our approach outperforms the existing state-of-the-art methods in terms of qualitative and quantitative evaluations. Our source codes are available at \emph{https://github.com/liuaxou/PRISTA-Net}.

Physics-Informed DeepMRI: Bridging the Gap from Heat Diffusion to k-Space Interpolation

In the field of parallel imaging (PI), alongside image-domain regularization methods, substantial research has been dedicated to exploring $k$-space interpolation. However, the interpretability of these methods remains an unresolved issue. Furthermore, these approaches currently face acceleration limitations that are comparable to those experienced by image-domain methods. In order to enhance interpretability and overcome the acceleration limitations, this paper introduces an interpretable framework that unifies both $k$-space interpolation techniques and image-domain methods, grounded in the physical principles of heat diffusion equations. Building upon this foundational framework, a novel $k$-space interpolation method is proposed. Specifically, we model the process of high-frequency information attenuation in $k$-space as a heat diffusion equation, while the effort to reconstruct high-frequency information from low-frequency regions can be conceptualized as a reverse heat equation. However, solving the reverse heat equation poses a challenging inverse problem. To tackle this challenge, we modify the heat equation to align with the principles of magnetic resonance PI physics and employ the score-based generative method to precisely execute the modified reverse heat diffusion. Finally, experimental validation conducted on publicly available datasets demonstrates the superiority of the proposed approach over traditional $k$-space interpolation methods, deep learning-based $k$-space interpolation methods, and conventional diffusion models in terms of reconstruction accuracy, particularly in high-frequency regions.

Backpropagation Path Search On Adversarial Transferability

Deep neural networks are vulnerable to adversarial examples, dictating the imperativeness to test the model's robustness before deployment. Transfer-based attackers craft adversarial examples against surrogate models and transfer them to victim models deployed in the black-box situation. To enhance the adversarial transferability, structure-based attackers adjust the backpropagation path to avoid the attack from overfitting the surrogate model. However, existing structure-based attackers fail to explore the convolution module in CNNs and modify the backpropagation graph heuristically, leading to limited effectiveness. In this paper, we propose backPropagation pAth Search (PAS), solving the aforementioned two problems. We first propose SkipConv to adjust the backpropagation path of convolution by structural reparameterization. To overcome the drawback of heuristically designed backpropagation paths, we further construct a DAG-based search space, utilize one-step approximation for path evaluation and employ Bayesian Optimization to search for the optimal path. We conduct comprehensive experiments in a wide range of transfer settings, showing that PAS improves the attack success rate by a huge margin for both normally trained and defense models.

Nest-DGIL: Nesterov-optimized Deep Geometric Incremental Learning for CS Image Reconstruction

Proximal gradient-based optimization is one of the most common strategies for solving image inverse problems as well as easy to implement. However, these techniques often generate heavy artifacts in image reconstruction. One of the most popular refinement methods is to fine-tune the regularization parameter to alleviate such artifacts, but it may not always be sufficient or applicable due to increased computational costs. In this work, we propose a deep geometric incremental learning framework based on second Nesterov proximal gradient optimization. The proposed end-to-end network not only has the powerful learning ability for high/low frequency image features,but also can theoretically guarantee that geometric texture details will be reconstructed from preliminary linear reconstruction.Furthermore, it can avoid the risk of intermediate reconstruction results falling outside the geometric decomposition domains and achieve fast convergence. Our reconstruction framework is decomposed into four modules including general linear reconstruction, cascade geometric incremental restoration, Nesterov acceleration and post-processing. In the image restoration step,a cascade geometric incremental learning module is designed to compensate for the missing texture information from different geometric spectral decomposition domains. Inspired by overlap-tile strategy, we also develop a post-processing module to remove the block-effect in patch-wise-based natural image reconstruction. All parameters in the proposed model are learnable,an adaptive initialization technique of physical-parameters is also employed to make model flexibility and ensure converging smoothly. We compare the reconstruction performance of the proposed method with existing state-of-the-art methods to demonstrate its superiority. Our source codes are available at https://github.com/fanxiaohong/Nest-DGIL.

A Bi-variant Variational Model for Diffeomorphic Image Registration with Relaxed Jacobian Determinant Constraints

Diffeomorphic registration has become a powerful approach for seeking a smooth and invertible spatial transformation between two coordinate systems which have been measured via the template and reference images. While the pointwise volume-preserving constraint is effective for some problems, it is too stringent for many other problems especially when the local deformations are relatively large, because it may lead to a poor large-deformation for enforcing local matching.In this paper, we propose a novel bi-variant diffeomorphic image registration model with the soft constraint of Jacobian equation, which allows local deformations to shrink and grow in a flexible range.The Jacobian determinant of the transformation is explicitly controlled by optimizing the relaxation function. To prevent deformation folding and enhance the smoothness of deformation, we not only impose a positivity constraint in optimizing the relaxation function, but also employ a regularizer to ensure the smoothness of the relaxation function.Furthermore, the positivity constraint ensures that is as close to one as possible, which helps to obtain a volume-preserving transformation on average.We further analyze the existence of the minimizer for the variational model and propose a penalty splitting method with a multilevel strategy to solve this model. Numerical experiments show that the proposed algorithm is convergent, and the positivity constraint can control the range of relative volume and not compromise registration accuracy. Moreover, the proposed model produces diffeomorphic maps for large deformation, and achieves better performance compared to the several existing registration models.

Performance Issue Identification in Cloud Systems with Relational-Temporal Anomaly Detection

Performance issues permeate large-scale cloud service systems, which can lead to huge revenue losses. To ensure reliable performance, it's essential to accurately identify and localize these issues using service monitoring metrics. Given the complexity and scale of modern cloud systems, this task can be challenging and may require extensive expertise and resources beyond the capacity of individual humans. Some existing methods tackle this problem by analyzing each metric independently to detect anomalies. However, this could incur overwhelming alert storms that are difficult for engineers to diagnose manually. To pursue better performance, not only the temporal patterns of metrics but also the correlation between metrics (i.e., relational patterns) should be considered, which can be formulated as a multivariate metrics anomaly detection problem. However, most of the studies fall short of extracting these two types of features explicitly. Moreover, there exist some unlabeled anomalies mixed in the training data, which may hinder the detection performance. To address these limitations, we propose the Relational- Temporal Anomaly Detection Model (RTAnomaly) that combines the relational and temporal information of metrics. RTAnomaly employs a graph attention layer to learn the dependencies among metrics, which will further help pinpoint the anomalous metrics that may cause the anomaly effectively. In addition, we exploit the concept of positive unlabeled learning to address the issue of potential anomalies in the training data. To evaluate our method, we conduct experiments on a public dataset and two industrial datasets. RTAnomaly outperforms all the baseline models by achieving an average F1 score of 0.929 and Hit@3 of 0.920, demonstrating its superiority.

On the Robustness of Latent Diffusion Models

Latent diffusion models achieve state-of-the-art performance on a variety of generative tasks, such as image synthesis and image editing. However, the robustness of latent diffusion models is not well studied. Previous works only focus on the adversarial attacks against the encoder or the output image under white-box settings, regardless of the denoising process. Therefore, in this paper, we aim to analyze the robustness of latent diffusion models more thoroughly. We first study the influence of the components inside latent diffusion models on their white-box robustness. In addition to white-box scenarios, we evaluate the black-box robustness of latent diffusion models via transfer attacks, where we consider both prompt-transfer and model-transfer settings and possible defense mechanisms. However, all these explorations need a comprehensive benchmark dataset, which is missing in the literature. Therefore, to facilitate the research of the robustness of latent diffusion models, we propose two automatic dataset construction pipelines for two kinds of image editing models and release the whole dataset. Our code and dataset are available at \url{https://github.com/jpzhang1810/LDM-Robustness}.